-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLcyXaYngowpTb+tM7J2tUFey/ryyUET4A04qSKy/h6Xn7ze9LmuhPZNT4J74zJU Ll7kbyt8q+aSzbXWe9rTzQ== 0001144204-05-028831.txt : 20050914 0001144204-05-028831.hdr.sgml : 20050914 20050914170146 ACCESSION NUMBER: 0001144204-05-028831 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050914 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050914 DATE AS OF CHANGE: 20050914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMPETITIVE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000102198 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 362664428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08696 FILM NUMBER: 051084921 BUSINESS ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: BUILDING 1 CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 2032556044 MAIL ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: BUILDING 1 CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSITY PATENTS INC DATE OF NAME CHANGE: 19920703 8-K 1 v025701_8-k.htm Unassociated Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

September 14, 2005 (September 9, 2005)
Date of Report (Date of earliest event reported)
 

 
COMPETITIVE TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)

Delaware 
 
1-8696
 
36-2664428
(State or other jurisdiction of
 
(Commission
 
(I.R.S. Employer
incorporation)
 
File Number )
 
Identification No.)
  
  
 1960 Bronson Road, Fairfield, Connecticut  06824
(Address of principal executive offices)         (Zip Code)

(203) 255-6044
(Registrant’s telephone number, including area code)
 

 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 8.01  Other Events.

On September 14, 2005, Competitive Technologies, Inc. (the “Company”) announced that the Company received notice that John B. Nano, its former President and Chief Executive Officer, had filed a complaint with the Occupational Safety and Health Administration alleging a violation of the Sarbanes-Oxley Act by Competitive Technologies in connection with the termination of his employment. The Company believes that the complaint is totally without merit.
   
A copy of the press release is attached as Exhibit 99.1.
  
Item 9.01. Financial Statements and Exhibits
  
(c) Exhibits.

Exhibit No.
 
Description
     
Exhibit 99.1
Press release dated September 14, 2005.




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
  COMPETITIVE TECHNOLOGIES, INC.
 
 
 
 
 
 
Date: September 14, 2005 By:   /s/ Michael D. Davidson
  Name:   Michael D. Davidson
  Title:  Vice President and Chief Financial Officer
   
 



EXHIBIT INDEX

Exhibit No.
 
Description
     
Exhibit 99.1
 
Press release dated September 14, 2005, announcing that CTT had received notice of a complaint filed with the Occupational Safety and Health Administration by its former Chief Executive Officer.
 
.


EX-99.1 2 v025701_ex99-1.htm Unassociated Document

Exhibit 99.1
 
Competitive Technologies Receives Notice of OSHA Complaint by Former CEO

Fairfield, CT (September 14, 2005) - Competitive Technologies, Inc. (AMEX: CTT) today announced that the Company received notice that John B. Nano, its former President and Chief Executive Officer, had filed a complaint with the Occupational Safety and Health Administration (“OSHA”), alleging a violation of the Sarbanes-Oxley Act by Competitive Technologies in connection with the termination of his employment. The Company believes that the complaint is totally without merit.

Dr. Donald J. Freed, President and Chief Executive Officer of the Company commented, “We are very disappointed that Mr. Nano has again initiated a totally unwarranted action. In addition to vigorously defending our position, we are exploring several claims against Mr. Nano. We intend to aggressively protect the interests of our shareholders.”

About Competitive Technologies, Inc.

Competitive Technologies, established in 1968, is a full service technology transfer and licensing provider focused on the technology needs of its customers and transforming those requirements into commercially viable solutions. CTT is a global leader in identifying, developing and commercializing innovative technologies in life and physical sciences, electronics, and nanotechnologies developed by universities, companies and inventors. CTT maximizes the value of intellectual assets for the benefit of its customers, clients and shareholders. Visit our website at: www.competitivetech.net 

Statements about our future expectations, including development and regulatory plans, and all other statements in this press release other than historical facts are “forward-looking statements” within the meaning of applicable Federal Securities Laws, and are not guarantees of future performance. If and when used herein, the words “anticipate,”“believe,”“intend,”“plan,”“expect,”“estimate,”“approximate,” and similar expressions, as they relate to us or our business or management, are intended to identify such forward-looking statements. These statements involve risks and uncertainties related to market acceptance of and competition for our licensed technologies, growth strategies, operating performance, industry trends, and other risks inherent in our business, including those set forth in Item 7 under the caption “Risk Factors,” in our most recent Annual Report on Form 10-K filed with the Securities and Exchange Commission (“SEC”) on October 29, 2004, and other factors that may be described in our other filings with the SEC, and are subject to change at any time. Our actual results could differ materially from these forward-looking statements. We undertake no obligation to update publicly any forward-looking statement.
 

Direct inquiries to:
Johnnie D. Johnson, Strategic IR, Inc.
E-mail: jdjohnson@strategic-ir.com
 
Tel. (212) 754-6565; Fax (212) 754-4333
E-mail: ctt@competitivetech.net

 
 

 
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