0000950137-05-003430.txt : 20120618
0000950137-05-003430.hdr.sgml : 20120618
20050322172506
ACCESSION NUMBER: 0000950137-05-003430
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050322
DATE AS OF CHANGE: 20050322
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: COMPETITIVE TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000102198
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 362664428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-30128
FILM NUMBER: 05697439
BUSINESS ADDRESS:
STREET 1: 1960 BRONSON ROAD
STREET 2: BUILDING 1
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
BUSINESS PHONE: 2032556044
MAIL ADDRESS:
STREET 1: 1960 BRONSON ROAD
STREET 2: BUILDING 1
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSITY PATENTS INC
DATE OF NAME CHANGE: 19920703
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: CORLEY RICHARD D
CENTRAL INDEX KEY: 0001007996
FILING VALUES:
FORM TYPE: SC 13D/A
MAIL ADDRESS:
STREET 1: 416 ST MARK CT
CITY: PEORIA
STATE: IL
ZIP: 61603
SC 13D/A
1
c93560a3sc13dza.txt
AMENDMENT TO SCHEDULE 13D
SCHEDULE 13D
(RULE 13d-101)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and
Amendments Thereto Filed Pursuant to Rule 13d-2(a)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
COMPETITIVE TECHNOLOGIES INC.
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON, $.01 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
204512107
--------------------------------------------------------------------------------
(CUSIP Number)
Richard D. Corley
416 St Mark Court
Peoria, IL 61603
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
March 2, 2005
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box / /.
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP NO. 204512107 13D PAGE 2 OF 4 PAGES
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Richard D. Corley ###-##-####
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF
--------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
330,000
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
330,000
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.9%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*:
IN
--------------------------------------------------------------------------------
(1) Percentage is based upon 6,201,345 shares of common stock outstanding as of
December 22, 2003.
*: SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP NO. 204512107 PAGE 3 OF 4 PAGES
--------------------------------------------------------------------------------
INTRODUCTION
This statement ("Amendment No. 3") amends the Schedule 13D filed December 10,
1999 by Richard D. Corley. This statement relates to the Common Stock, $.01 par
value of Competitive Technologies Inc.
ITEM 1. SECURITY AND ISSUER:
Unchanged.
ITEM 2. IDENTITY AND BACKGROUND:
Unchanged.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION:
Unchanged.
ITEM 4. PURPOSE OF TRANSACTION:
CUSIP NO. 204512107 PAGE 4 OF 4 PAGES
--------------------------------------------------------------------------------
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER:
Item 5 is amended as follows:
(a) Richard D. Corley beneficially owns 399,800 shares of Competitive
Technologies Inc. common stock, representing 6.4% of the 6,150,000 shares of
Competitive Technologies Inc. common stock outstanding at June 1, 2001.
(b) Sole voting power: 440,400
Shared voting power: 0
Sole dispositive power: 440,400
Shared dispositive power: 0
(c) Sold 124,000 shares between March 2, 2005 thru March 16, 2005
with BB Securities.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER:
Unchanged.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS:
Unchanged.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete, and
correct.
Dated December 22, 2003
/s/ Richard D. Corley M.D.
--------------------------------------
Richard D. Corley M.D.