8-K 1 f8kjnsec.txt WELLS NOTICE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2003 COMPETITIVE TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 1-8696 36-2664428 (State or other (Commission File (IRS Employer jurisdiction Number) Identification No. of incorporation) 1960 Bronson Road, Fairfield, Connecticut 06824 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (203) 255-6044 Not Applicable (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events and Regulation FD Disclosure. On June 16, 2003, Competitive Technologies, Inc. issued a press release reporting that the Company, Frank R. McPike, Jr., the Company's chief financial officer, and Samuel M. Fodale, a director of the Company, each received a "Wells Notice" from the staff of the Securities and Exchange Commission dated June 12, 2003. The text of the press release, which is attached as Exhibit 99.1, is incorporated by reference in its entirety. Item 7. Financial Statements and Exhibits. (c) Exhibits. Exhibit No. Description of Exhibit Page 99.1 Press Release dated June 16, 2003 3-4 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. COMPETITIVE TECHNOLOGIES, INC. Registrant Date: June 16, 2003 /s/ Frank R. McPike, Jr. By: Frank R. McPike, Jr. Executive Vice President and Chief Financial Officer