-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ug5Ff1mOlifJ8eNMEfkEHrMUHgNmcf8ld5m2vem8Eg5zHk6ig9MQWEOAHA6Wj4kA 6tbANyQSxqDAXJzNoX3F0Q== 0000102198-02-000012.txt : 20021125 0000102198-02-000012.hdr.sgml : 20021125 20021125144022 ACCESSION NUMBER: 0000102198-02-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021125 FILED AS OF DATE: 20021125 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMPETITIVE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000102198 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 362664428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08696 FILM NUMBER: 02839198 BUSINESS ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: BUILDING 1 CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 2032256044 MAIL ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: BUILDING 1 CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSITY PATENTS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FODALE SAMUEL M CENTRAL INDEX KEY: 0001194726 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 1960 BRONSON RD CITY: FAIRFAX STATE: CT ZIP: 06824 4 1 f4_sam.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). __________________________________________________________________________ 1. Name and Address of Reporting Person* FODALE SAMUEL MICHAEL - -------------------------------------------------------------------------- (Last) (First) (Middle) 100 OAKMAN BOULEVARD - -------------------------------------------------------------------------- (Street) HIGHLAND PARK MI 48203 - -------------------------------------------------------------------------- (City) (State) (Zip) ___________________________________________________________________________ 2. Issuer Name and ticker or Trading Symbol Competitive Technologies, Inc. (CTT) ___________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) November 25, 2002 ___________________________________________________________________________ 4. Statement for Month/Year ___________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ___________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [x] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ----------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [x] Form filed by One Reporting Person [ ] Form filed by More than one Reporting Person ___________________________________________________________________________ TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-----------------------------+------------+-----------+--------------------------+------------------+------------+--------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A)|5. Amount of |6.Owner- |7. Nature of | | (Instr. 3) | action | action | or Disposed of (D) | Securities | ship | Indirect | | | Date | Code | (Instr. 3,4 and 5) | Beneficially | Form: | Beneficial | | | | (Instr. 8)| | Owned at | Direct | Owner- | | | (Month/ | | | End of | (D) or | ship | | | Day/ +------+----+---------+-----+----------| Month | Indirect(I)| | | | Year) | Code | V |Amount |A/D |Price | (Instr. 3 and 4) | (Instr. 4) | (Instr. 4) | +-----------------------------+------------+------+----+---------+-----+----------+------------------+------------+--------------+ Common Stock ($.01 Par Value) 12-31-01 S 1,750 D 2.71 28,908 D Common Stock ($.01 Par Value) 99,100 I Central Maintenance Services Common Stock ($.01 Par Value) 4-2-02 S 7,000 D 2.92 9,000 I Missouri Recycling, St. Louis Common Stock ($.01 Par Value) 9-30-02 S 12,000 D 2.02 3,200 I Children Common Stock ($.01 Par Value) 2,000 I Spouse TOTAL 142,208 C
TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+-------+--------+---------+----------+----------------------+----------------+-------+---------+---------+---------+ |1. |2. |3. |4. |5 |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number | | | | | | | |Number of | | | |of | | | | |Conver-| | |Deriv- | | | |Deriv- |Owner- | | | |sion | | |Securi- | |Title and Amount| |ative |ship | | | |or | | |ties | |of Underlying | |Secur- |Form of | | | |Exer- | | |Acquire | |Securities |Price |ities |Deriv- |Nature | | |cise | | Trans- |(A) or | |(Instr.3 and 4) |of |Bene- |ative |of | | |Price |Trans- | action |Disposed | Date Exercisable +--------+-------+Deriv- |ficially |Security:|Indirect | | |of |action | Code |of (D) | and Expiration Date | |Amount |activ |Owned |Direct |Benefi- | | Title of |Deriv- |Date | (Instr. |(Instr.3 | (Month/Day/Year) | |or |Secur- |at End |(D) or |cial | | Derivative |ative |(Month/ | 8> |4 and 5> +-----------+----------+ |Number |ity |of |Indirect |Owner- | | Security |Secur- |Day/ +-----+---+-----+----+Date Exer- |Expira- | |of |(Instr.|Month |(I) |ship | | (Instr. 3) |ity |Year> | Code| V | (A) | (D)| cisable |tion Date | Title |Shares |5) |(Instr.4)|(Instr.4)|(Instr.4)| +-------------+-------+--------+-----+---+-----+----+-----------+----------+--------+-------+-------+---------+---------+---------+ Explanation of Responses: /s/ Frank R. McPike, Jr. November 25,2002 --------------------------------- ---------------- Attorney in Fact for Samuel M. Fodale Date ** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities benefically owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----