-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0V/Z9QJEtfHVJmaIhXwfjzNJ0O8X9aXgdUuwCOfnQ0kI4zR9bIWWLuWqpGSdsgz XN/IQDvHSowrpF/77Pj69A== 0000102198-01-500008.txt : 20020410 0000102198-01-500008.hdr.sgml : 20020410 ACCESSION NUMBER: 0000102198-01-500008 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011109 EFFECTIVENESS DATE: 20011109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMPETITIVE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000102198 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 362664428 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 033-10528 FILM NUMBER: 1780518 BUSINESS ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: P.O. BOX 340 CITY: FAIRFIELD STATE: CT ZIP: 06430 BUSINESS PHONE: 2032256044 MAIL ADDRESS: STREET 1: 1960 BRONSON ROAD STREET 2: P.O. BOX 340 CITY: FAIRFIELD STATE: CT ZIP: 06430 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSITY PATENTS INC DATE OF NAME CHANGE: 19920703 S-8 POS 1 fs8-nov.txt Registration No. 33-10528 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 Registration Statement Under The Securities Act Of 1933 COMPETITIVE TECHNOLOGIES, INC. ______________________________________________ (Exact name of registrant as specified in its charter) Delaware 36-2664428 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 1960 Bronson Road Fairfield, Connecticut 06430 (Address of principal executive offices) (Zip Code) KEY EMPLOYEES' STOCK OPTION PLAN DIRECTORS' STOCK PARTICIPATION PLAN (Full title of the plans) FRANK R. McPIKE, JR. President Competitive Technologies Inc. 1960 Bronson Road Fairfield, CT 06430 (Name and address of agent for service) (203) 255-6044 (Telephone number, including area code, of agent for service) Copy to: Allan J. Reich D'Ancona & Pflaum LLC 111 East Wacker Drive, (Suite 2800) Chicago, IL 60601 Telephone: (312) 602-2111 PART II Pursuant to the undertaking contained in this Registration Statement, the Registrant (formerly known as University Patents, Inc.) hereby removes from registration hereunder all securities registered hereunder which remain unsold at the effective date of this Post-Effective Amendment. SIGNATURES The Registrant. Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S- 8 and has duly caused this amendment to registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Fairfield, State of Connecticut, on this 9TH day of November 2001. COMPETITIVE TECHNOLOGIES, INC. (Registrant) By: Frank R. McPike, Jr. President, Chief Executive Officer, Chief Financial Officer, Director and Authorized Signer -----END PRIVACY-ENHANCED MESSAGE-----