UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-7803
NAME OF REGISTRANT: VANGUARD SCOTTSDALE FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: AUGUST 31
DATE OF REPORTING PERIOD: JULY 1, 2017 - JUNE 30, 2018
FUND: VANGUARD RUSSELL 2000 VALUE INDEX FUND
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ISSUER: 1-800-FLOWERS.COM, Inc.
TICKER: FLWS CUSIP: 68243Q106
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CELIA R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE DEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD J. ELMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEAN HEGARTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER G. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LARRY ZARIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
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ISSUER: 1st Source Corporation
TICKER: SRCE CUSIP: 336901103
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELODY BIRMINGHAM-BYRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LISA W. HERSHMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. PHAIR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK D. SCHWABERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: AAC Holdings, Inc.
TICKER: AAC CUSIP: 000307108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. BLACKBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY D. BOSTELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCIUS E. BURCH, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARRELL S. FREEMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. HILLIS, SR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. KLOEPPEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: AAR Corp.
TICKER: AIR CUSIP: 000361105
MEETING DATE: 10/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. KELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN J. MCNABB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER PACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD B. WOODARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Aaron's, Inc.
TICKER: AAN CUSIP: 002535300
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHY T. BETTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS L. DOMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER G. EHMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HUBERT L. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAY M. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT H. YANKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abeona Therapeutics Inc.
TICKER: ABEO CUSIP: 00289Y107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN H. ROUHANDEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN B. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abercrombie & Fitch Co.
TICKER: ANF CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KERRII B. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. BACHMANN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BONNIE R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TERRY L. BURMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL E. GREENLEES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARCHIE M. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRAN HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES R. PERRIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
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ISSUER: ABM Industries Incorporated
TICKER: ABM CUSIP: 000957100
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA CHAVEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. PHILIP FERGUSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ART A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT SALMIRS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abraxas Petroleum Corporation
TICKER: AXAS CUSIP: 003830106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DEAN KARRASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. POWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Acacia Communications, Inc.
TICKER: ACIA CUSIP: 00401C108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN J. REISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. SWANSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Acacia Research Corporation
TICKER: ACTG CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. LOUIS GRAZIADIO, III ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR FRANK E. WALSH, III ISSUER NO N/A N/A
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #1.1: ELECT DIRECTOR CLIFFORD PRESS SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.2: ELECT DIRECTOR ALFRED V. TOBIA, JR. SHAREHOLDER YES FOR AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Acadia Realty Trust
TICKER: AKR CUSIP: 004239109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH F. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS CROCKER, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORRENCE T. KELLAR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WENDY LUSCOMBE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. SPITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN C. THURBER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE S. WIELANSKY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR C. DAVID ZOBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Accelerate Diagnostics, Inc.
TICKER: AXDX CUSIP: 00430H102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE MEHREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK J.M. TEN BRINK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES WATTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Acceleron Pharma Inc.
TICKER: XLRN CUSIP: 00434H108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HABIB J. DABLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRENCE C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN L. SMITH ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Access National Corporation
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. LECLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET A. NEUHARTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY R. SHOOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHILDS F. BURDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. EDGEMOND, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN S. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. LEE, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY LEIGH MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Access National Corporation
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY D. LECLAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET A. NEUHARTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: ACCO Brands Corporation
TICKER: ACCO CUSIP: 00081T108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BUZZARD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN S. DVORAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BORIS ELISMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PRADEEP JOTWANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT J. KELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS KROEGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RON LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRACIELA MONTEAGUDO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HANS MICHAEL NORKUS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR E. MARK RAJKOWSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Aceto Corporation
TICKER: ACET CUSIP: 004446100
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT L. EILENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. KENNALLY, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR VIMAL KAVURU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM N. BRITTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATASHA GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN G. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL B. YAROSH ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Achillion Pharmaceuticals, Inc.
TICKER: ACHN CUSIP: 00448Q201
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JASON S. FISHERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ELECT DIRECTOR JOSEPH TRUITT ISSUER YES FOR FOR
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ISSUER: ACNB Corporation
TICKER: ACNB CUSIP: 000868109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIFTEEN ISSUER YES FOR FOR
PROPOSAL #2: FIX NUMBER OF CLASS 1 DIRECTORS AT FIVE ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF CLASS 2 DIRECTORS AT SIX ISSUER YES FOR FOR
PROPOSAL #4: FIX NUMBER OF CLASS 3 DIRECTORS AT FOUR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT DIRECTOR RICHARD L. ALLOWAY, II ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT DIRECTOR DONNA M. NEWELL ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT DIRECTOR THOMAS A. RITTER ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT DIRECTOR D. ARTHUR SEIBEL, JR. ISSUER YES FOR FOR
PROPOSAL #5.5: ELECT DIRECTOR DAVID L. SITES ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT DIRECTOR ALAN J. STOCK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR TODD L. HERRING ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #9: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #11: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Acorda Therapeutics, Inc.
TICKER: ACOR CUSIP: 00484M106
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY GREENE ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR IAN SMITH ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE D. STRADER ISSUER NO N/A N/A
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
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ISSUER: Actua Corporation
TICKER: ACTA CUSIP: 005094107
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Actuant Corporation
TICKER: ATU CUSIP: 00508X203
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDAL W. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANNY L. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. JAMES FERLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. ALAN HUNTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Acushnet Holdings Corp.
TICKER: GOLF CUSIP: N/A
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID MAHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN TISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: "ELECT DIRECTOR WALTER ""WALLY"" ISSUER YES FOR FOR
UIHLEIN"
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #4: AMEND RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Acxiom Corporation
TICKER: ACXM CUSIP: 005125109
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY R. CADOGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM T. DILLARD, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT E. HOWE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Adamas Pharmaceuticals, Inc.
TICKER: ADMS CUSIP: 00548A106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. ERICSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA J. DEMSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IVAN LIEBERBURG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adams Resources & Energy, Inc.
TICKER: AE CUSIP: 006351308
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOWNES G. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY E. BELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE A. EARLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURRAY E. BRASSEUX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. JENNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. R. SCOFIELD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Adtalem Global Education Inc.
TICKER: ATGE CUSIP: 00737L103
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. MALAFRONTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LISA W. WARDELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN WEAVER HART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM W. BURKE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHY BODEN HOLLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADTRAN, Inc.
TICKER: ADTN CUSIP: 00738A106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. STANTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. FENWICK HUSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. MARKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY J. MCCRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. MELONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BALAN NAIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACQUELINE H. RICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHRYN A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advanced Emissions Solutions, Inc.
TICKER: ADES CUSIP: 00770C101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERT LI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. HEATH SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. TAYLOR SIMONTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. SPENCER WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAX ASSET PROTECTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AdvanSix Inc.
TICKER: ASIX CUSIP: 00773T101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL E. HUCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL F. SANSONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON S. SPURLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advaxis, Inc.
TICKER: ADXS CUSIP: 007624208
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SIDRANSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. PATTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONI A. APPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMIR N. KHLEIF ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aegion Corporation
TICKER: AEGN CUSIP: 00770F104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHANIE A. CUSKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RHONDA GERMANY BALLINTYN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES R. GORDON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUANITA H. HINSHAW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALFRED L. WOODS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILLIP D. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AeroVironment, Inc.
TICKER: AVAV CUSIP: 008073108
MEETING DATE: 9/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHARINE MERIGOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAHID NAWABI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN F. PAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AG Mortgage Investment Trust, Inc.
TICKER: MITT CUSIP: 001228105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR AINSBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW L. BERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR T.J. DURKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA HESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH LAMANNA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER LINNEMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID N. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. SIGMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agenus Inc.
TICKER: AGEN CUSIP: 00847G705
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WADIH JORDAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agilysys, Inc.
TICKER: AGYS CUSIP: 00847J105
MEETING DATE: 8/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD A. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH M. KOLERUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAMESH SRINIVASAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AGREE REALTY CORPORATION
TICKER: ADC CUSIP: 008492100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD AGREE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN RAKOLTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME ROSSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AgroFresh Solutions, Inc.
TICKER: AGFS CUSIP: 00856G109
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JORDI FERRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MACAULEY WHITING, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY M. FREIWALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE LOBISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aircastle Limited
TICKER: AYR CUSIP: G0129K104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIOVANNI BISIGNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKAYUKI SAKAKIDA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GENTARO TOYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3a: ADOPT MAJORITY VOTING FOR ELECTION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3b: AMEND ADVANCE NOTICE PROVISIONS FOR ISSUER YES FOR FOR
SHAREHOLDER PROPOSALS AND DIRECTOR NOMINATIONS
PROPOSAL #3c: ELIMINATE PROVISIONS RELATED TO ISSUER YES FOR FOR
FORTRESS INVESTMENT III LP AND MODIFY CERTAIN
ADDITIONAL PROVISIONS TO REFLECT CHANGES IN BERMUDA
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AK Steel Holding Corporation
TICKER: AKS CUSIP: 001547108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: ELECT DIRECTOR DENNIS C. CUNEO ISSUER YES FOR FOR
PROPOSAL #A2: ELECT DIRECTOR SHERI H. EDISON ISSUER YES FOR FOR
PROPOSAL #A3: ELECT DIRECTOR MARK G. ESSIG ISSUER YES FOR FOR
PROPOSAL #A4: ELECT DIRECTOR WILLIAM K. GERBER ISSUER YES FOR FOR
PROPOSAL #A5: ELECT DIRECTOR GREGORY B. KENNY ISSUER YES FOR FOR
PROPOSAL #A6: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #A7: ELECT DIRECTOR ROGER K. NEWPORT ISSUER YES FOR FOR
PROPOSAL #A8: ELECT DIRECTOR JAMES A. THOMSON ISSUER YES FOR FOR
PROPOSAL #A9: ELECT DIRECTOR DWAYNE A. WILSON ISSUER YES FOR FOR
PROPOSAL #A10: ELECT DIRECTOR VICENTE WRIGHT ISSUER YES FOR FOR
PROPOSAL #A11: ELECT DIRECTOR ARLENE M. YOCUM ISSUER YES FOR FOR
PROPOSAL #B: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #C: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akcea Therapeutics, Inc.
TICKER: AKCA CUSIP: 00972L107
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVAL OF LICENSE AGREEMENT, THE STOCK ISSUER YES FOR FOR
PURCHASE AGREEMENT, THE AMENDED AND RESTATED
SERVICES AGREEMENT AND THE AMENDED AND RESTATED
INVESTOR RIGHTS AGREEMENT
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alamo Group Inc.
TICKER: ALG CUSIP: 011311107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. BATY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY C. JOKINEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. PAROD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany International Corp.
TICKER: AIN CUSIP: 012348108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CASSIDY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR G. HOTARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERLAND E. KAILBOURNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHARINE L. PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE L. STANDISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OLIVIER M. JARRAULT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEE C. WORTHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OUTSIDE DIRECTOR STOCK ISSUER YES FOR FOR
AWARDS/OPTIONS IN LIEU OF CASH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alder BioPharmaceuticals, Inc.
TICKER: ALDR CUSIP: 014339105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. DOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. BRUCE MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander & Baldwin, Inc.
TICKER: ALEX CUSIP: 014491104
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION RELATED TO REIT ISSUER YES FOR FOR
QUALIFICATION REQUIREMENTS
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander & Baldwin, Inc.
TICKER: ALEX CUSIP: 014491104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER J. BENJAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. ALLEN DOANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. HULIHEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANLEY M. KURIYAMA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHELE K. SAITO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENAI S. WALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander's, Inc.
TICKER: ALX CUSIP: 014752109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR I. SONNENBLICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alico, Inc.
TICKER: ALCO CUSIP: 016230104
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE R. BROKAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R. GREG EISNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN D. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. ANDREW KRUSEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY R. SLACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR REMY W. TRAFELET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH S. SAMBUCO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegheny Technologies Incorporated
TICKER: ATI CUSIP: 01741R102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT J. CARLISLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. PIPSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegiance Bancshares, Inc.
TICKER: ABTX CUSIP: 01748H107
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT IVANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM 'NICK' S. ISSUER YES FOR FOR
NICHOLS, III
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. RETZLOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAIMUNDO RIOJAS E. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED S. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAMON A. VITULLI, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allena Pharmaceuticals, Inc.
TICKER: ALNA CUSIP: N/A
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A.F. HACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXEY MARGOLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES N. TOPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALLETE, Inc.
TICKER: ALE CUSIP: 018522300
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SIDNEY W. EMERY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GEORGE G. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. HAINES, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALAN R. HODNIK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES J. HOOLIHAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HEIDI E. JIMMERSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MADELEINE W. LUDLOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DOUGLAS C. NEVE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT P. POWERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LEONARD C. RODMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance One International, Inc.
TICKER: AOI CUSIP: 018772301
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. RICHARD GREEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NIGEL G. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. PIETER SIKKEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON BENEFITS AND DRAWBACKS IN SHAREHOLDER YES AGAINST FOR
MEDIATION ON SPECIFIC INSTANCES ON ALLEGED HUMAN
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allscripts Healthcare Solutions, Inc.
TICKER: MDRX CUSIP: 01988P108
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARA G. ASPINALL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR PAUL M. BLACK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR P. GREGORY GARRISON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JONATHAN J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MICHAEL A. KLAYKO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR YANCEY L. SPRUILL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVE B. STEVENS ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Almost Family, Inc.
TICKER: AFAM CUSIP: 020409108
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha and Omega Semiconductor Limited
TICKER: AOSL CUSIP: G6331P104
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE F. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YUEH-SE HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS S. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. CHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KING OWYANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SALAMEH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMAG Pharmaceuticals, Inc.
TICKER: AMAG CUSIP: 00163U106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM K. HEIDEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BARBARA DEPTULA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN A. FALLON ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. PEREZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LESLEY RUSSELL ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR GINO SANTINI ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR DAVEY S. SCOON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES R. SULAT ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambac Financial Group, Inc.
TICKER: AMBC CUSIP: 023139884
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER D. GREENE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. HAFT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOAN LAMM-TENNANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDE LEBLANC ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. JAMES PRIEUR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambarella, Inc.
TICKER: AMBA CUSIP: G037AX101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HSIAO-WUEN HON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER B. PAISLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW W. VERHALEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMC Entertainment Holdings, Inc.
TICKER: AMC CUSIP: 00165C104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAOJUN 'JOHN' ZENG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR HOWARD W. 'HAWK' KOCH, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameresco, Inc.
TICKER: AMRC CUSIP: 02361E108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. CORRSIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE P. SAKELLARIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. SUTTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Axle & Manufacturing Holdings, Inc.
TICKER: AXL CUSIP: 024061103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. DAUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. KOZYRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER D. LYONS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Eagle Outfitters, Inc.
TICKER: AEO CUSIP: 2.55E+109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE E. PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. SABLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Equity Investment Life Holding Company
TICKER: AEL CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDA J. CUSHING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A.J. STRICKLAND, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American National Bankshares Inc.
TICKER: AMNB CUSIP: 027745108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. HALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN W. MADDUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. D. HORNADAY, III ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR TAMMY MOSS FINLEY ISSUER YES FOR FOR
PROPOSAL #3: RATIFY YOUNT, HYDE AND BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Public Education, Inc.
TICKER: APEI CUSIP: 02913V103
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC C. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALLACE E. BOSTON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BARBARA G. FAST ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEAN C. HALLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BARBARA 'BOBBI' L. ISSUER YES FOR FOR
KURSHAN
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY J. LANDON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM G. ROBINSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Railcar Industries, Inc.
TICKER: ARII CUSIP: 02916P103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR JAMES C. PONTIOUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. MIKE LAISURE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HAROLD FIRST ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN FRATES ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR MICHAEL NEVIN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR PATRICIA A. AGNELLO ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Renal Associates Holdings, Inc.
TICKER: ARA CUSIP: 029227105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SYED T. KAMAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JARED S. HENDRICKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. JURELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSANNE V. CLARK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Software, Inc.
TICKER: AMSWA CUSIP: 029683109
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR W. DENNIS HOGUE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American States Water Company
TICKER: AWR CUSIP: 029899101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Superconductor Corporation
TICKER: AMSC CUSIP: 030111207
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIKRAM S. BUDHRAJA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR H. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA F. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. MCGAHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. OLIVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. WOOD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Vanguard Corporation
TICKER: AVD CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT D. BASKIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE S. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBRA F. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MORTON D. ERLICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALFRED F. INGULLI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN L. KILLMER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC G. WINTEMUTE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR M. ESMAIL ZIRAKPARVAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America's Car-Mart, Inc.
TICKER: CRMT CUSIP: 03062T105
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAY C. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ENGLANDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDDIE L. HIGHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT CAMERON SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM VON GREMP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameris Bancorp
TICKER: ABCB CUSIP: 03076K108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DALE EZZELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEO J. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIMMY D. VEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMERISAFE, Inc.
TICKER: AMSF CUSIP: 03071H100
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MILLARD E. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL E. ROACH ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ames National Corporation
TICKER: ATLO CUSIP: 031001100
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA M. ESLINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. FORTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. LARSON, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. PIERSCHBACHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLIFTONLARSONALLEN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARYFRANCES MCCOURT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID N. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ampco-Pittsburgh Corporation
TICKER: AP CUSIP: 032037103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL I. GERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANN E. WHITTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AmTrust Financial Services, Inc.
TICKER: AFSI CUSIP: N/A
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER NO N/A N/A
PROPOSAL #2: ADJOURN MEETING ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analogic Corporation
TICKER: ALOG CUSIP: 032657207
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNARD C. BAILEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. BLACK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES J. JUDGE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL T. MODIC ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN A. ODLAND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRED B. PARKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH E. WHITTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analogic Corporation
TICKER: ALOG CUSIP: N/A
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AngioDynamics, Inc.
TICKER: ANGO CUSIP: 03475V101
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EILEEN O. AUEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. CLEMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD W. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN STERN REED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anika Therapeutics, Inc.
TICKER: ANIK CUSIP: 035255108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFERY S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
MASSACHUSETTS TO DELAWARE
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anixter International Inc.
TICKER: AXE CUSIP: 035290105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LORD JAMES BLYTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. ECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. PHILIP HANDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SCOTT R. PEPPET ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VALARIE L. SHEPPARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STUART M. SLOAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anworth Mortgage Asset Corporation
TICKER: ANH CUSIP: 037347101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LLOYD MCADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE A. AULT, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK S. MARON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH E. MCADAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apellis Pharmaceuticals, Inc.
TICKER: APLS CUSIP: 03753U106
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHANIE MONAGHAN ISSUER YES FOR FOR
O'BRIEN
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apollo Commercial Real Estate Finance, Inc.
TICKER: ARI CUSIP: 03762U105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. GAULT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK C. BIDERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. KASDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC L. PRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT S. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART A. ROTHSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. SALVATI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CINDY Z. MICHEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Approach Resources Inc.
TICKER: AREX CUSIP: 03834A103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW D. WILKS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apptio, Inc.
TICKER: APTI CUSIP: 03835C108
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SACHIN (SUNNY) GUPTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAVI MOHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN PHILIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aquantia Corp.
TICKER: AQ CUSIP: 03842Q108
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY G. RIBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDERS SWAHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE AUTHORIZED COMMON AND PREFERRED ISSUER YES FOR FOR
STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AquaVenture Holdings Limited
TICKER: WAAS CUSIP: G0443N107
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL HANRAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYRIL MEDUNA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARC Document Solutions, Inc.
TICKER: ARC CUSIP: 00191G103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KUMARAKULASINGAM "SURI" ISSUER YES FOR FOR
SURIYAKUMAR
PROPOSAL #1.2: ELECT DIRECTOR BRADFORD L. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. FORMOLO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN G. FREELAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEWITT KERRY MCCLUGGAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. MCNULTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK W. MEALY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcBest Corporation
TICKER: ARCB CUSIP: 03937C105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDUARDO F. CONRADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. LEGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN D. MCELLIGOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG E. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arch Coal, Inc.
TICKER: ARCH CUSIP: 039380407
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK J. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES N. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. EAVES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SHERMAN K. EDMISTON, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK A. KRIEGSHAUSER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD A. NAVARRE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT D. VOGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archrock Inc.
TICKER: AROC CUSIP: 03957W106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ANNE-MARIE N. AINSWORTH ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WENDELL R. BROOKS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR D. BRADLEY CHILDERS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FRANCES POWELL HAWES ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR J.W.G. "WILL" ISSUER YES FOR FOR
HONEYBOURNE
PROPOSAL #2.7: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARK A. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ardelyx, Inc.
TICKER: ARDX CUSIP: N/A
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BERTRAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNALISA JENKINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAN LUNDBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ardmore Shipping Corporation
TICKER: ASC CUSIP: Y0207T100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY GURNEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN ROBERT MCILWRAITH ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ares Commercial Real Estate Corporation
TICKER: ACRE CUSIP: 04013V108
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAND S. APRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. AROUGHETI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argo Group International Holdings, Ltd.
TICKER: AGII CUSIP: G0464B107
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HECTOR DE LEON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MURAL R. JOSEPHSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DYMPHNA A. LEHANE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY V. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arlington Asset Investment Corp.
TICKER: AI CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC F. BILLINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. FAEDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER A. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH S. MICHAEL, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY P. NADER, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. ROCK TONKEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armada Hoffler Properties, Inc.
TICKER: AHH CUSIP: 04208T108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS S. HADDAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVA S. HARDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. HOFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. RUSSELL KIRK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARMOUR Residential REIT, Inc.
TICKER: ARR CUSIP: 042315507
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT J. ULM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY J. ZIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL C. STATON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC H. BELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS K. GUBA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. HAIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN 'JACK' P. ISSUER YES FOR FOR
HOLLIHAN, III
PROPOSAL #1.9: ELECT DIRECTOR STEWART J. PAPERIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armstrong Flooring, Inc.
TICKER: AFI CUSIP: 04238R106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN S. LANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY LIAW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD R. MAIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL W. MALONE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JACOB H. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Array BioPharma Inc.
TICKER: ARRY CUSIP: 04269X105
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KYLE A. LEFKOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RON SQUARER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHALINI SHARP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arrow Financial Corporation
TICKER: AROW CUSIP: 042744102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL B. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. KRUCZLNICKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND F. O'CONOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arsanis, Inc.
TICKER: ASNS CUSIP: N/A
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID MCGIRR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAUDIO NESSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASB Bancorp, Inc.
TICKER: ASBB CUSIP: 00213T109
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascena Retail Group, Inc.
TICKER: ASNA CUSIP: 04351G101
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID JAFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATE BUGGELN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL 'CHUCK' RUBIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ascent Capital Group, Inc.
TICKER: ASCMA CUSIP: 043632108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS P. MCMILLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ashford Hospitality Trust, Inc.
TICKER: AHT CUSIP: 044103109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MONTY J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BENJAMIN J. ANSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMISH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAMAL JAFARNIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERI L. PANTERMUEHL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN L. TALLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated Capital Group, Inc.
TICKER: AC CUSIP: 045528106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. BREADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC GABELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS R. JAMIESON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERIC V. SALERNO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SALVATORE F. SODANO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astec Industries, Inc.
TICKER: ASTE CUSIP: 046224101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL K. FRIERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN E. TELLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. BAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: At Home Group Inc.
TICKER: HOME CUSIP: 04650Y100
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY A. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY D. STONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atara Biotherapeutics, Inc.
TICKER: ATRA CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC L. DOBMEIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. HEIDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athenex, Inc.
TICKER: ATNX CUSIP: 04685N103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CANNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JINN WU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES ZUKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athersys, Inc.
TICKER: ATHX CUSIP: 04744L106
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIL VAN BOKKELEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE E. BABISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISMAIL KOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORIN J. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARDY TS KAGIMOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Capital Bancshares, Inc.
TICKER: ACBI CUSIP: 048269203
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. 'SONNY' ISSUER YES FOR FOR
DERISO, JR.
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENCHY R. ENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. HERTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. MAULDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. CHARLES SHUFELDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIZANNE THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARIETTA EDMUNDS ZAKAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Power Corporation
TICKER: AT CUSIP: 04878Q863
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING R. GERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. FOSTER DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT S. PALTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Air Worldwide Holdings, Inc.
TICKER: AAWW CUSIP: 049164205
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. AGNEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. BOLDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BOBBY J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL B. HALLETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE H. LUTE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUNCAN J. MCNABB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHEILA A. STAMPS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Financial Holdings, Inc.
TICKER: AFH CUSIP: G06207115
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GORDON G. PRATT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JORDAN M. KUPINSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WALTER F. WALKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT D. WOLLNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ATN International, Inc.
TICKER: ATNI CUSIP: 00215F107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN L. BUDD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BERNARD J. BULKIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL T. FLYNN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD J. GANONG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL T. PRIOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES J. ROESSLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atwood Oceanics, Inc.
TICKER: ATW CUSIP: 050095108
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Audentes Therapeutics, Inc.
TICKER: BOLD CUSIP: 05070R104
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS LANGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUSH PARMAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AV Homes, Inc.
TICKER: AVHI CUSIP: 00234P102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BARNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER W. EINIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL HACKWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSHUA L. NASH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN M. PERTCHIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL F. PROFENIUS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AARON D. RATNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOEL M. SIMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avid Technology, Inc.
TICKER: AVID CUSIP: 05367P100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NANCY HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. PARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER M. WESTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avista Corporation
TICKER: AVA CUSIP: 05379B107
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avista Corporation
TICKER: AVA CUSIP: 05379B107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIK J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIANNE BLAKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD C. BURKE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REBECCA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT H. MAW ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT L. MORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC F. RACICOT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HEIDI B. STANLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR R. JOHN TAYLOR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DENNIS P. VERMILLION ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JANET D. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVX Corporation
TICKER: AVX CUSIP: 002444107
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIDEO TANIMOTO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DONALD B. CHRISTIANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHOICHI AOKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR HIROSHI FURE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXT, Inc.
TICKER: AXTI CUSIP: 00246W103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JESSE CHEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Babcock & Wilcox Enterprises, Inc.
TICKER: BW CUSIP: 05614L100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR THOMAS A. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR BRIAN R. KAHN ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR LESLIE C. KASS ISSUER YES FOR FOR
PROPOSAL #3a: ELECT DIRECTOR THOMAS A. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #3b: ELECT DIRECTOR BRIAN R. KAHN ISSUER YES FOR FOR
PROPOSAL #3c: ELECT DIRECTOR LESLIE C. KASS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banc of California, Inc.
TICKER: BANC CUSIP: 05990K106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE ABILITY OF THE BOARD TO CHANGE NUMBER OF
AUTHORIZED SHARES WITHOUT STOCKHOLDER APPROVAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancFirst Corporation
TICKER: BANF CUSIP: 05945F103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS L. BRAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C.L. CRAIG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. FORD DRUMMOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID R. HARLOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM O. JOHNSTONE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK KEATING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVE R. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. SCOTT MARTIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOM H. MCCASLAND, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RONALD J. NORICK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR H.E. RAINBOLT ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MICHAEL S. SAMIS ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR DARRYL SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.17: ELECT DIRECTOR NATALIE SHIRLEY ISSUER YES FOR FOR
PROPOSAL #1.18: ELECT DIRECTOR ROBIN SMITH ISSUER YES FOR FOR
PROPOSAL #1.19: ELECT DIRECTOR MICHAEL K. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.20: ELECT DIRECTOR GREGORY G. WEDEL ISSUER YES FOR FOR
PROPOSAL #1.21: ELECT DIRECTOR G. RAINEY WILLIAMS, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Latinoamericano de Comercio Exterior, S.A.
TICKER: BLX CUSIP: P16994132
MEETING DATE: 4/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: RATIFY KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #3.a: ELECT MIGUEL HERAS CASTRO AS DIRECTOR ISSUER YES FOR FOR
TO REPRESENT HOLDERS OF CLASS E SHARES
PROPOSAL #3.b: ELECT GONZALO MENENDEZ DUQUE AS ISSUER YES FOR FOR
DIRECTOR TO REPRESENT HOLDERS OF ALL CLASSES OF
PROPOSAL #3.c: ELECT GABRIEL TOLCHINSKY AS DIRECTOR ISSUER YES FOR FOR
TO REPRESENT HOLDERS OF ALL CLASSES OF SHARES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bancorpsouth Bank
TICKER: BXS CUSIP: 05971J102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. CAMPBELL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY G. KIRK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUY W. MITCHELL, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD R. GROBOWSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BancorpSouth, Inc.
TICKER: BXS CUSIP: 059692103
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PLAN OF REORGANIZATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Mutual Corporation
TICKER: BKMU CUSIP: 063750103
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Commerce Holdings
TICKER: BOCH CUSIP: 06424J103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ORIN N. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY R. BURKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL S. ESLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH Q. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON W. HALFHIDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA J. MILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARL L. SILBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERENCE J. STREET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LYLE L. TULLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Marin Bancorp
TICKER: BMRC CUSIP: 063425102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN I. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL A. COLOMBO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT HELLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR NORMA J. HOWARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KEVIN R. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. MCDEVITT, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR LESLIE E. MURPHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOEL SKLAR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN M. SOBEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BankFinancial Corporation
TICKER: BFIN CUSIP: 06643P104
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CASSANDRA J. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY R. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankrate, Inc.
TICKER: RATE CUSIP: 06647F102
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankwell Financial Group, Inc.
TICKER: BWFG CUSIP: 06654A103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL E.D. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. CASTIGLIONI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC J. DALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE S. DREXLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. FIEBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. GARNETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER R. GRUSEKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL S. JONES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TODD LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VICTOR S. LISS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL M. PORTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banner Corporation
TICKER: BANR CUSIP: 06652V208
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. LAYMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID I. MATSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. RIORDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY SCHWAKOPF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON E. BUDKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bar Harbor Bankshares
TICKER: BHB CUSIP: 066849100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAINA H. BELAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW L. CARAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID M. COLTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN H. DIMICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTHA T. DUDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN W. ENSIGN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURI E. FERNALD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRENDAN O'HALLORAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CURTIS C. SIMARD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KENNETH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN R. THEROUX ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT G. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DAVID B. WOODSIDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY THE SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes & Noble Education, Inc.
TICKER: BNED CUSIP: 06777U101
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID G. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY SUE THORNTON ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes & Noble, Inc.
TICKER: BKS CUSIP: 067774109
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEMOS PARNEROS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLEY A. VAN DER ISSUER YES FOR FOR
ZON
PROPOSAL #1.3: ELECT DIRECTOR GEORGE CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK D. CARLETON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes Group Inc.
TICKER: B CUSIP: 067806109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS O. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELIJAH K. BARNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY G. BENANAV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. HOOK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS-PETER MANNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HASSELL H. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM J. MORGAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY V. NICOLOSI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOANNA L. SOHOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Basic Energy Services, Inc.
TICKER: BAS CUSIP: 06985P209
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY H. DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN JACKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bassett Furniture Industries, Incorporated
TICKER: BSET CUSIP: 070203104
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BELK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINA CASHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HENDERSON, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR J. WALTER MCDOWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. WAMPLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM C. WARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bazaarvoice, Inc.
TICKER: BV CUSIP: 073271108
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. MEREDITH ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bazaarvoice, Inc.
TICKER: BV CUSIP: 073271108
MEETING DATE: 1/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BCB Bancorp, Inc.
TICKER: BCBP CUSIP: 055298103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. COUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT DIDOMENICO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH LYGA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SPENCER B. ROBBINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beacon Roofing Supply, Inc.
TICKER: BECN CUSIP: 073685109
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. ISABELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL T. BERQUIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN GERSHENHORN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP W. KNISELY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART A. RANDLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NATHAN K. SLEEPER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bear State Financial, Inc.
TICKER: BSF CUSIP: 073844102
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beasley Broadcast Group, Inc.
TICKER: BBGI CUSIP: 074014101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT W. MCCORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN E. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BRUCE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CAROLINE BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE G. BEASLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER A. BORDES, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. FIORILE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALLEN B. SHAW ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beazer Homes USA, Inc.
TICKER: BZH CUSIP: 07556Q881
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELIZABETH S. ACTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURENT ALPERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. BEAZER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER G. LEEMPUTTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALLAN P. MERRILL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PETER M. ORSER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NORMA A. PROVENCIO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANNY R. SHEPHERD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Belden Inc.
TICKER: BDC CUSIP: 077454106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LANCE C. BALK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE D. BRINK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUDY L. BROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRYAN C. CRESSEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN C. KLEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GEORGE E. MINNICH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN M. MONTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN S. STROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellicum Pharmaceuticals, Inc.
TICKER: BLCM CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK B. MCGUYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON P. STONEHOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BELMOND LTD.
TICKER: BEL CUSIP: G1154H107
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL C. HOCHBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RUTH A. KENNEDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR IAN LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEMETRA PINSENT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GAIL REBUCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR H. ROELAND VOS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benchmark Electronics, Inc.
TICKER: BHE CUSIP: 08160H101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE A. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY S. MCCREARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID W. SCHEIBLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beneficial Bancorp, Inc.
TICKER: BNCL CUSIP: 08171T102
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN DOUGHERTY ISSUER YES FOR FOR
BUCHHOLZ
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH H. GEMMILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY D. YATES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hills Bancorp, Inc.
TICKER: BHLB CUSIP: 084680107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. BOSSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID M. BRUNELLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. CURLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. DALY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORNELIUS D. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA A. MASSAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR D. JEFFREY TEMPLETON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big 5 Sporting Goods Corporation
TICKER: BGFV CUSIP: 08915P101
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS DONATIELLO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. JESSICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SARDAR BIGLARI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. COOLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KENNETH R. COOPER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. MASTRIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RUTH J. PERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biglari Holdings Inc.
TICKER: BH CUSIP: 08986R101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RECAPITALIZATION PLAN TO CREATE ISSUER YES AGAINST AGAINST
DUAL-CLASS STOCK
PROPOSAL #2: AUTHORIZE NEW CLASSES OF COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE CONTROL SHARE ACQUISITION ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bill Barrett Corporation
TICKER: BBG CUSIP: 06846N104
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioCryst Pharmaceuticals, Inc.
TICKER: BCRX CUSIP: 09058V103
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY J. HUTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biohaven Pharmaceutical Holding Company Ltd.
TICKER: BHVN CUSIP: G11196105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ERIC I. AGUIAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALBERT CHA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JULIA P. GREGORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioScrip, Inc.
TICKER: BIOS CUSIP: 09069N108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. GREENLEAF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. BRONFEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. GOLDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN NEUMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTime, Inc.
TICKER: BTX CUSIP: 09066L105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL C. BRADSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADITYA P. MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CAVAN REDMOND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO., LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Box Corporation
TICKER: BBOX CUSIP: 091826107
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA J. COMPARIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD C. ELIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GOLONSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS G. GREIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. HELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E.C. SYKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOEL T. TRAMMELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Black Hills Corporation
TICKER: BKH CUSIP: 092113109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. MADISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINDA K. MASSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. MILLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blucora, Inc.
TICKER: BCOR CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. CLENDENING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LANCE G. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. MCINTYRE GARDNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Bird Corporation
TICKER: BLBD CUSIP: 095306106
MEETING DATE: 3/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN PENN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Capital Reinsurance Holdings Ltd.
TICKER: BCRH CUSIP: G1190F107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. ANDREW COOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. DEL COL ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Hills Bancorp, Inc.
TICKER: BHBK CUSIP: 095573101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY 'BUD' LACAVA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR BRIAN G. LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD K. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAMELA C. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bluebird bio, Inc.
TICKER: BLUE CUSIP: 09609G100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN O. AGWUNOBI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluegreen Vacations Corporation
TICKER: BXG CUSIP: 09629F108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. ABDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAWN B. PEARSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. ALLMAND, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN H. BECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE A. CIRILLO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JARETT S. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK A. NERENHAUSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARNOLD SEVELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ORLANDO SHARPE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SETH M. WISE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluerock Residential Growth REIT, Inc.
TICKER: BRG CUSIP: 09627J102
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3.1: ELECT DIRECTOR R. RAMIN KAMFAR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR GARY T. KACHADURIAN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR BRIAN D. BAILEY ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR I. BOBBY MAJUMDER ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ROMANO TIO ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMC Stock Holdings, Inc.
TICKER: BMCH CUSIP: 05591B109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL T. MILLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES O'LEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BofI Holding, Inc.
TICKER: BOFI CUSIP: 05566U108
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN GARY BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS A. MOSICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boise Cascade Company
TICKER: BCC CUSIP: 09739D100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS K. CORRICK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD H. FLEMING ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MACK L. HOGANS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHRISTOPHER J. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonanza Creek Energy, Inc.
TICKER: BCEI CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC T. GREAGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL KEGLEVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN STECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. TYREE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK E. VAUGHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY E. WOJAHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boot Barn Holdings, Inc.
TICKER: BOOT CUSIP: 099406100
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BETTINELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRAD J. BRUTOCAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIAN B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. FREDERICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER STARRETT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boston Private Financial Holdings, Inc.
TICKER: BPFH CUSIP: 101119105
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAYTON G. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK F. FURLONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. GUYAUX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH F. KUENSTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL P. NOLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIMBERLY S. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LUIS ANTONIO UBINAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LIZABETH H. ZLATKUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bottomline Technologies (de), Inc.
TICKER: EPAY CUSIP: 101388106
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. D'AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. EBERLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY C. LEATHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boyd Gaming Corporation
TICKER: BYD CUSIP: 103304101
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE J. SPADAFOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VERONICA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY APPOINTMENT OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridge Bancorp, Inc.
TICKER: BDGE CUSIP: 108035106
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT E. MCCOY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW LINDENBAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIAN C. YEGEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL RUBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgepoint Education, Inc.
TICKER: BPI CUSIP: 10807M105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW S. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA S. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRSTEN M. MARRINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Briggs & Stratton Corporation
TICKER: BGG CUSIP: 109043109
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. MCLOUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRIK C. SLIPSAGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brinker International, Inc.
TICKER: EAT CUSIP: 109641100
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE L. BOLTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. DEPINTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. GILES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bristow Group Inc.
TICKER: BRS CUSIP: 110394103
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS N. AMONETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LORI A. GOBILLOT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IAN A. GODDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. GOMPERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. KING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. KNUDSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATHEW MASTERS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BIGGS C. PORTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRUCE H. STOVER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookline Bancorp, Inc.
TICKER: BRKL CUSIP: 11373M107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN J. DOYLE, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR THOMAS J. HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHARLES H. PECK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL A. PERRAULT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOSEPH J. SLOTNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bryn Mawr Bank Corporation
TICKER: BMTC CUSIP: 117665109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS J. LETO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRITTON H. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. KEVIN TYLUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIEGO F. CALDERIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: BSB Bancorp, Inc.
TICKER: BLMT CUSIP: 05573H108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. BORELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER NEWMAN & NOYES, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Build-A-Bear Workshop, Inc.
TICKER: BBW CUSIP: 120076104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. DIXON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL SHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Byline Bancorp, Inc.
TICKER: BY CUSIP: 124411109
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: Byline Bancorp, Inc.
TICKER: BY CUSIP: 124411109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. GENE BEUBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. CABRERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO DEL VALLE ISSUER YES FOR FOR
PEROCHENA
PROPOSAL #1.4: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM G. KISTNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERTO J. PARACCHINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. RULL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAIME RUIZ SACRISTAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&F Financial Corporation
TICKER: CFFI CUSIP: 12466Q104
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY G. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. HUDSON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ELIS OLSSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C&J Energy Services, Inc.
TICKER: CJ CUSIP: 12674R100
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART BRIGHTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL ZAWADZKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CACI International Inc
TICKER: CACI CUSIP: 127190304
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH ASBURY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PHILLIP LONDON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JAMES L. PAVITT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR WARREN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR CHARLES P. REVOILE ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cactus, Inc.
TICKER: WHD CUSIP: 127203107
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN (ANDY) O'DONNELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cadence Bancorporation
TICKER: CADE CUSIP: 12739A100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL B. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Acquisition Company
TICKER: CACQ CUSIP: 12768T103
MEETING DATE: 7/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Entertainment Corporation
TICKER: CZR CUSIP: 127686103
MEETING DATE: 7/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: APPROVE ISSUANCE OF CEC COMMON STOCK TO ISSUER YES FOR FOR
CREDITORS
PROPOSAL #4: APPROVE ISSUANCE OF COMMON STOCK IN ISSUER YES FOR FOR
CONNECTION WITH THE EMERGENCE
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #7: ADOPT CUMULATIVE VOTING IN THE ELECTION ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #10: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Entertainment Corporation
TICKER: CZR CUSIP: 127686103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK FRISSORA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES HUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN DIONNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesarstone Ltd.
TICKER: CSTE CUSIP: M20598104
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT ARIEL HALPERIN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT DORI BROWN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT ROGER ABRAVANEL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT ERIC HERSCHMANN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT RONALD KAPLAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT OFER TSIMCHI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.7: REELECT AMIT BEN ZVI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.1: REELECT OFER BOROVSKY AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: REELECT IRIT BEN-DOV AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF CEO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5: APPROVE DIRECTOR OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #6: AMEND REGISTRATION RIGHTS AGREEMENT WITH ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #7: REAPPOINT KOST, FORER, GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAI INTERNATIONAL, INC.
TICKER: CAI CUSIP: 12477X106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHRYN G. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW S. OGAWA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caleres, Inc.
TICKER: CAL CUSIP: 129500104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENDA C. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORI H. GREELEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAHENDRA R. GUPTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calgon Carbon Corporation
TICKER: CCC CUSIP: 129603106
MEETING DATE: 12/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California First National Bancorp
TICKER: CFNB CUSIP: 130222102
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK E. PADDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GLEN T. TSUMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. LOWRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIS RAVINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANILO CACCIAMATTA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California Resources Corporation
TICKER: CRC CUSIP: 13057Q206
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN A. GANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY T. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. MONCRIEF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANITA M. POWERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT V. SINNOTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TODD A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
PROPOSAL #5b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND BYLAWS
PROPOSAL #5c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND CERTAIN PROVISIONS OF THE
CERTIFICATE OF INCORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California Water Service Group
TICKER: CWT CUSIP: 130788102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GREGORY E. ALIFF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRY P. BAYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARTIN A. KROPELNICKI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR THOMAS M. KRUMMEL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD P. MAGNUSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PETER C. NELSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CAROL M. POTTENGER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR LESTER A. SNOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calix, Inc.
TICKER: CALX CUSIP: 13100M509
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER BOWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY CRUSCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN PETERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. DANIEL PLANTS ISSUER YES FOR FOR
PROPOSAL #2: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callaway Golf Company
TICKER: ELY CUSIP: 131193104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OLIVER G. (CHIP) ISSUER YES FOR FOR
BREWER, III
PROPOSAL #1.2: ELECT DIRECTOR RONALD S. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CUSHMAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA B. SEGRE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY S. THORNLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callon Petroleum Company
TICKER: CPE CUSIP: 13123X102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA J. FAULKENBERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. RICHARD FLURY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH C. GATTO, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Cal-Maine Foods, Inc.
TICKER: CALM CUSIP: 128030202
MEETING DATE: 10/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY A. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LETITIA C. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. POOLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVE W. SANDERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY FROST, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calyxt, Inc.
TICKER: CLXT CUSIP: 13173L107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRE CHOULIKA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LAURENT ARTHAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIPPE DUMONT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAIN GODARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANNA EWA KOZICZ- ISSUER YES FOR FOR
STANKIEWICZ
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Cambium Learning Group, Inc.
TICKER: ABCD CUSIP: 13201A107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. BAINBRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WALTER G. BUMPHUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN CAMPBELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD K. CHIU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN GETRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS KALINSKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY T. STEVENSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOE WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camden National Corporation
TICKER: CAC CUSIP: 133034108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN W. BRESNAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CATHERINE LONGLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL J. SODERBERG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cannae Holdings, Inc.
TICKER: CNNE CUSIP: 13765N107
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM P. FOLEY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK R. MARTIRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD N. MASSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capella Education Company
TICKER: CPLA CUSIP: 139594105
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Bank Financial Corp.
TICKER: CBF CUSIP: 139794101
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital City Bank Group, Inc.
TICKER: CCBG CUSIP: 139674105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK CARROLL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capitol Federal Financial, Inc.
TICKER: CFFN CUSIP: 14057J101
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORRIS J. HUEY, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REGINALD L. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapStar Financial Holdings, Inc.
TICKER: CSTR CUSIP: 14070T102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS C. BOTTORFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. EARL BENTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS R. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE D. FRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS A. GREEN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALE W. POLLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN B. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAIRE W. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES S. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOBY S. WILT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capstead Mortgage Corporation
TICKER: CMO CUSIP: 14067E506
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. (JACK) BERNARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK BIEGLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE P. GOOLSBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY KEISER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER W. MAHOWALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL G. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILLIP A. REINSCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK S. WHITING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cara Therapeutics, Inc.
TICKER: CARA CUSIP: 140755109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HARRISON M. BAINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARBO Ceramics Inc.
TICKER: CRR CUSIP: 140781105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIGMUND L. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHAD C. DEATON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY A. KOLSTAD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. E. LENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANDY L. LIMBACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM C. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care Capital Properties, Inc.
TICKER: CCP CUSIP: 141624106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Career Education Corporation
TICKER: CECO CUSIP: 141665109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DENNIS H. CHOOKASZIAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KENDA B. GONZALES ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM D. HANSEN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY L. JACKSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR THOMAS B. LALLY ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR TODD S. NELSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LESLIE T. THORNTON ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR RICHARD D. WANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CareTrust REIT, Inc.
TICKER: CTRE CUSIP: 14174T107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ALLEN C. BARBIERI ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carolina Financial Corporation
TICKER: CARO CUSIP: 143873107
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carolina Financial Corporation
TICKER: CARO CUSIP: 143873107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLY LADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. MOISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. MORROW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROLD L. REXROAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIUS E. 'BUD' ISSUER YES FOR FOR
WATTS, IV
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carpenter Technology Corporation
TICKER: CRS CUSIP: 144285103
MEETING DATE: 10/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. KAROL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. MCMASTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY A. PRATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONY R. THENE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carriage Services, Inc.
TICKER: CSV CUSIP: 143905107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELVIN C. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. SCHENCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARROLS RESTAURANT GROUP, INC.
TICKER: TAST CUSIP: 14574X104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH M. DERBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cars.Com Inc.
TICKER: CARS CUSIP: 14575E105
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRI DEVARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT FORBES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JILL GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS HALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD A. MCGOVERN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG REVELLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BALA SUBRAMANIAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T. ALEX VETTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carvana Co.
TICKER: CVNA CUSIP: 146869102
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNIE GARCIA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA PLATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casa Systems, Inc.
TICKER: CASA CUSIP: 14713L102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY GUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WEIDONG CHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. MEAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casella Waste Systems, Inc.
TICKER: CWST CUSIP: 147448104
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CASELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. HULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CatchMark Timber Trust, Inc.
TICKER: CTT CUSIP: 14912Y202
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY BARAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL S. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY E. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD S. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIS J. POTTS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS D. RUBENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HENRY G. ZIGTEMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cathay General Bancorp
TICKER: CATY CUSIP: 149150104
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL M.Y. CHANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JANE JELENKO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PIN TAI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANTHONY M. TANG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER WU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBIZ, Inc.
TICKER: CBZ CUSIP: 124805102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. DEGROOTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GINA D. FRANCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD J. SLOTKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBL & Associates Properties, Inc.
TICKER: CBL CUSIP: 124830100
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. LEBOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. BRYENTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. LARRY CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. LIEB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY J. NAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN M. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBTX, Inc.
TICKER: CBTX CUSIP: 12481V104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. FRANKLIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. PAT PARSONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. HAVARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TOMMY W. LOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLEN W. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOE E. PENLAND, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH B. SWINBANK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHEILA G. UMPHREY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN E. WILLIAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM E. WILSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CECO Environmental Corp.
TICKER: CECE CUSIP: 125141101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON DEZWIREK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC M. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. LINER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDIO A. MANNARINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MUNISH NANDA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN POLLACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VALERIE GENTILE SACHS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS SADLOWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cedar Realty Trust, Inc.
TICKER: CDR CUSIP: 150602209
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ABRAHAM EISENSTAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGG A. GONSALVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAMELA N. HOOTKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN G. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE J. SCHANZER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND ARTICLES OF INCORPORATION TO GIVE ISSUER YES FOR FOR
STOCKHOLDERS POWER TO AMEND AND ADOPT BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celcuity Inc.
TICKER: CELC CUSIP: 15102K100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAUREEN CRONIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. DALVEY ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LANCE G. LAING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BOULAY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: REDUCE AUTHORIZED COMMON AND PREFERRED ISSUER YES FOR FOR
STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celldex Therapeutics, Inc.
TICKER: CLDX CUSIP: 15117B103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY ELLBERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY S. MARUCCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH L. BROWNLIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HERBERT J. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. MARINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARRY H. PENNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAREN L. SHOOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cempra, Inc.
TICKER: CEMP CUSIP: 15130J109
MEETING DATE: 11/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2a: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2b: CHANGE COMPANY NAME TO MELINTA ISSUER YES FOR FOR
THERAPEUTICS, INC.
PROPOSAL #2c: AMEND CERTIFICATE OF INCORPORATION FOR ISSUER YES FOR FOR
CEMPRA NOT TO BE GOVERNED BY OR SUBJECT TO SECTION
203 OF THE DELAWARE GENERAL CORPORATION LAW
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR RICHARD KENT ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterState Bank Corporation
TICKER: CSFL CUSIP: 15201P109
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BROWN, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. DENNIS CARLTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. CIFERRI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. CORBETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JODY JEAN DREYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRIFFIN A. GREENE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES W. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. TIERSO NUNEZ, II ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS E. OAKLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERNEST S. PINNER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM KNOX POU, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DANIEL R. RICHEY ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID G. SALYERS ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR JOSHUA A. SNIVELY ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR MARK W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CenterState Banks, Inc.
TICKER: CSFL CUSIP: 15201P109
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CENTRAL EUROPEAN MEDIA ENTERPRISES LTD.
TICKER: CETV CUSIP: G20045202
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN K. BILLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL T. CAPPUCCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED W. LANGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PARM SANDHU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KELLI TURNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERHARD ZEILER ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Garden & Pet Company
TICKER: CENTA CUSIP: 153527106
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BALOUSEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BROOKS M. PENNINGTON, ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. RANELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW K. WOEBER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pacific Financial Corp.
TICKER: CPF CUSIP: 154760409
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINE H. H. CAMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE K. KAMITAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. KOSASA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE K. KURISU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER T. LUTES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLBERT M. MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. CATHERINE NGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAEDENE K. OTA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL K. YONAMINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Valley Community Bancorp
TICKER: CVCY CUSIP: 155685100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN S. DARDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. T. "TOMMY" ELLIOTT, ISSUER YES FOR FOR
IV
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM S. SMITTCAMP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY D. GALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT J. FLAUTT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KAREN MUSSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Aluminum Company
TICKER: CENX CUSIP: 156431108
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARL BERNTZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERROL GLASSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILHELM VAN JAARSVELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE A. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Casinos, Inc.
TICKER: CNTY CUSIP: 156492100
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERWIN HAITZMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GOTTFRIED SCHELLMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Communities, Inc.
TICKER: CCS CUSIP: 156504300
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CERUS CORPORATION
TICKER: CERS CUSIP: 157085101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. SWISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK WITNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChannelAdvisor Corporation
TICKER: ECOM CUSIP: 159179100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. COWAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC E. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chart Industries, Inc.
TICKER: GTLS CUSIP: 16115Q308
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DOUGLAS BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREY CHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN W. KRABLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. MOLININI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH G. SPOMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Financial Corporation
TICKER: CHFN CUSIP: 16122W108
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE W. DARDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. LANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chatham Lodging Trust
TICKER: CLDT CUSIP: 16208T102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. GERALD GOLDSMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROLF E. RUHFUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY H. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT PERLMUTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK P. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MILES BERGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWIN B. BREWER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemical Financial Corporation
TICKER: CHFC CUSIP: 163731102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. FITTERLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. LIEVENSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. MAHONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA L. MCQUADE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. PELIZZARI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID T. PROVOST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS C. SHAFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LARRY D. STAUFFER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFREY L. TATE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GARY TORGOW ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ARTHUR A. WEISS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FRANKLIN C. WHEATLAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemung Financial Corporation
TICKER: CHMG CUSIP: 164024101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. DALRYMPLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE V. GONICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN B. TULLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS R. TYRRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY H. BECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. BUICKO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. STREETER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cherry Hill Mortgage Investment Corporation
TICKER: CHMI CUSIP: 164651101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: "ELECT DIRECTOR JEFFREY ""JAY"" B. ISSUER YES FOR FOR
LOWN, II"
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. MERCER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH P. MURIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINA M. LOWRIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Lodging Trust
TICKER: CHSP CUSIP: 165240102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS W. VICARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. NATELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANGELIQUE G. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. HILL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY D. NUECHTERLEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Utilities Corporation
TICKER: CPK CUSIP: 165303108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. HILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS S. HUDSON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVERT A. MORGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicago Bridge & Iron Company N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #4: APPROVE SALE OF COMET II B.V. ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PLAN OF LIQUIDATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chico's FAS, Inc.
TICKER: CHS CUSIP: 168615102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH L. KERR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM S. SIMON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chimerix, Inc.
TICKER: CMRX CUSIP: 16934W106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. DALY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA J. DEMSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD F. GREISSING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cincinnati Bell Inc.
TICKER: CBB CUSIP: 171871502
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. ECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEIGH R. FOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAKKI L. HAUSSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG F. MAIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RUSSEL P. MAYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE H. TORBECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LYNN A. WENTWORTH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARTIN J. YUDKOVITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JAMES CHADWICK SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW GOLDFARB SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR JUSTYN R. PUTNAM SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE PHILLIP R. COX SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE JOHN W. ECK SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE LEIGH R. FOX SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE JAKKI L. HAUSSLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE LYNN A. WENTWORTH SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE MARTIN J. YUDKOVITZ SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER NO N/A N/A
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIRCOR International, Inc.
TICKER: CIR CUSIP: 17273K109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. DIETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TINA M. DONIKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citi Trends, Inc.
TICKER: CTRN CUSIP: 17306X102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENS M. GOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARGARET L. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens & Northern Corporation
TICKER: CZNC CUSIP: 172922106
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOBBI J. KILMER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRY L. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK G. PELLEGRINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. TOWNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Citizens, Inc.
TICKER: CIA CUSIP: 174740100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER W. 'CHRIS' ISSUER YES FOR FOR
CLAUS
PROPOSAL #1.2: ELECT DIRECTOR GERALD W. SHIELDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY D. 'CHIP' DAVIS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR FRANCIS ANTHONY 'FRANK' ISSUER YES FOR FOR
KEATING, II
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Holding Company
TICKER: CHCO CUSIP: 177835105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. ELLIOT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. THOMAS JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES L. ROSSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE W. STRONG- ISSUER YES FOR FOR
TREISTER
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Office REIT, Inc.
TICKER: CIO CUSIP: 178587101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MCLERNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES FARRAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM FLATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK MURSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN SHRAIBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN SWEET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Civista Bancshares, Inc.
TICKER: CIVB CUSIP: 178867107
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. DEPLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLEN R. MAURICE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES O. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS E. MURRAY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN R. NICKLES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY PATRICIA OLIVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS G. SHAFFER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL J. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S. R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clarus Corporation
TICKER: CLAR CUSIP: 18270P109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN B. KANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS SOKOLOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Energy Fuels Corp.
TICKER: CLNE CUSIP: 184499101
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW J. LITTLEFAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN I. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. BOONE PICKENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. SCULLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH M. SOCHA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VINCENT C. TAORMINA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clear Channel Outdoor Holdings, Inc.
TICKER: CCO CUSIP: 18451C109
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICENTE PIEDRAHITA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearside Biomedical, Inc.
TICKER: CLSD CUSIP: 185063104
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD D. CAGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CROARKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearwater Paper Corporation
TICKER: CLW CUSIP: 18538R103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA K. MASSMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALEXANDER TOELDTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cleveland-Cliffs Inc.
TICKER: CLF CUSIP: 185899101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. FISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOURENCO GONCALVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN M. GREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH A. RUTKOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR ERIC M. RYCHEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL D. SIEGAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GABRIEL STOLIAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clifton Bancorp Inc.
TICKER: CSBK CUSIP: 186873105
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. AGUGGIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA SISCO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clifton Bancorp Inc.
TICKER: CSBK CUSIP: 186873105
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clipper Realty Inc.
TICKER: CLPR CUSIP: 18885T306
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID BISTRICER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SAM LEVINSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT J. IVANHOE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERTO A. VERRONE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR HARMON S. SPOLAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RICHARD N. BURGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cloud Peak Energy Inc.
TICKER: CLD CUSIP: 18911Q102
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLIN MARSHALL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN NANCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNB FINANCIAL CORPORATION
TICKER: CCNE CUSIP: 126128107
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH B. BOWER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. MONTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOEL E. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD B. SEAGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNO Financial Group, Inc.
TICKER: CNO CUSIP: 12621E103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GARY C. BHOJWANI ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STEPHEN N. DAVID ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT C. GREVING ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARY R. (NINA) HENDERSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CHARLES J. JACKLIN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR NEAL C. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR FREDERICK J. SIEVERT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoBiz Financial Inc.
TICKER: COBZ CUSIP: 190897108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN BANGERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA M. MACPHEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOEL R. MONTBRIAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN P. PINKUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY K. RHINEHART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL N. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRANCE M. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE H. SCHROFFEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY BETH VITALE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARC S. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIS T. WIEDEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Codexis, Inc.
TICKER: CDXS CUSIP: 192005106
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN S. GLAUB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BERNARD J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. NICOLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Codorus Valley Bancorp, Inc.
TICKER: CVLY CUSIP: 192025104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY R. HINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DALLAS L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coeur Mining, Inc.
TICKER: CDE CUSIP: 192108504
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN S. CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SEBASTIAN EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDOLPH E. GRESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MITCHELL J. KREBS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDUARDO LUNA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JESSICA L. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN H. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohu, Inc.
TICKER: COHU CUSIP: 192576106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW M. CAGGIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIS A. MULLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collegium Pharmaceutical, Inc.
TICKER: COLL CUSIP: 19459J104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAREN G. BOHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GWEN A. MELINCOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE R. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Banking System, Inc.
TICKER: COLB CUSIP: 197236102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG D. EERKES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FORD ELSAESSER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. FINKELSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN P. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIC FORREST ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS M. HULBERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHELLE M. LANTOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDAL LUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR S. MAE FUJITA NUMATA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HADLEY S. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ELIZABETH W. SEATON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JANINE TERRANO ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR WILLIAM T. WEYERHAEUSER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLUMBIA SPORTSWEAR COMPANY
TICKER: COLM CUSIP: 198516106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERTRUDE BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH A. BANY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURREY R. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN E. BABSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD S. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER T. KLENZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD E. NELSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MALIA H. WASSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELIMINATE PREEMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbus McKinnon Corporation
TICKER: CMCO CUSIP: 199333105
MEETING DATE: 7/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST R. VEREBELYI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. MORELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN RABINOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS T. PINCHUK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LIAM G. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. SCOTT TRUMBULL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HEATH A. MITTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commerce Union Bancshares, Inc.
TICKER: CUBN CUSIP: 200828101
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: CHANGE COMPANY NAME TO RELIANT BANCORP, ISSUER YES FOR FOR
INC.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Metals Company
TICKER: CMC CUSIP: 201723103
MEETING DATE: 1/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICK J. MILLS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR BARBARA R. SMITH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOSEPH WINKLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Bank System, Inc.
TICKER: CBU CUSIP: 203607106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEIL E. FESETTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND C. PECOR, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY A. STEELE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. TRYNISKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Bankers Trust Corporation
TICKER: ESXB CUSIP: 203612106
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX L. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. WATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN TRAYWICK WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Health Systems, Inc.
TICKER: CYH CUSIP: 203668108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. CLERICO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL DINKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES S. ELY, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIM L. HINGTGEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM NORRIS JENNINGS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR K. RANGA KRISHNAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JULIA B. NORTH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR H. JAMES WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DIRECTORS OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS AUDITORS
PROPOSAL #5: REPORT ON FEASIBILITY OF ADOPTING SHAREHOLDER YES AGAINST FOR
RENEWABLE ENERGY & ENERGY EFFICIENCY GOALS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Healthcare Trust Incorporated
TICKER: CHCT CUSIP: 20369C106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN GARDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAIRE GULMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE VAN HORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Trust Bancorp, Inc.
TICKER: CTBI CUSIP: 204149108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN R. HALE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. MCGHEE, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. LYNN PARRISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY W. ST. CHARLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Minerals International, Inc.
TICKER: CMP CUSIP: 20451N101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. D'ANTONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALLAN R. ROTHWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORI A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Programs and Systems, Inc.
TICKER: CPSI CUSIP: 205306103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. AUSTIN MULHERIN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN P. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CompX International Inc.
TICKER: CIX CUSIP: 20563P101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. BOWERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRI L. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN MANIX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY A. TIDLUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comtech Telecommunications Corp.
TICKER: CMTL CUSIP: 205826209
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR IRA S. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR YACOV A. SHAMASH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concert Pharmaceuticals, Inc.
TICKER: CNCE CUSIP: 206022105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILFRED E. JAEGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER D. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST &YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConforMIS, Inc.
TICKER: CFMS CUSIP: 20717E101
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH FALLON, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY LANGDALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONMED Corporation
TICKER: CNMD CUSIP: 207410101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BRONSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN P. CONCANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES M. FARKAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CURT R. HARTMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIRK M. KUYPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEROME J. LANDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK E. TRYNISKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Connecticut Water Service, Inc.
TICKER: CTWS CUSIP: 207797101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA J. THIBDAUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROL P. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADFORD A. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. BENOIT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KRISTEN A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConnectOne Bancorp, Inc.
TICKER: CNOB CUSIP: 20786W107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK SORRENTINO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK W. BAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER A. BOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN T. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK FISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK HUTTLE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS MINOIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH PARISI, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HAROLD SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conn's, Inc.
TICKER: CONN CUSIP: 208242107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HAWORTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KELLY M. MALSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS H. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. SAUNDERS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM 'DAVID' ISSUER YES AGAINST AGAINST
SCHOFMAN
PROPOSAL #1.8: ELECT DIRECTOR ODED SHEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Communications Holdings, Inc.
TICKER: CNSL CUSIP: 209034107
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. LUMPKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY D. TARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Water Co. Ltd.
TICKER: CWCO CUSIP: G23773107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILMER F. PERGANDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEONARD J. SOKOLOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE MARCUM LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated-Tomoka Land Co.
TICKER: CTO CUSIP: 210226106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. ALBRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA M. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER W . HAGA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. OLIVARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD C. SERKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. WARLOW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CASEY R. WOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER YES AGAINST N/A
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH N. COHERNOUR SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR EVAN H. HO SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. WINTERS SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Contango Oil & Gas Company
TICKER: MCF CUSIP: 21075N204
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. ROMANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALLAN D. KEEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR B.A. BERILGEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LON MCCAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES M. REIMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Control4 Corporation
TICKER: CTRL CUSIP: 21240D107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROB BORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES CAUDILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEREMY JAECH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Convergys Corporation
TICKER: CVG CUSIP: 212485106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. DEVENUTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. GIBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT E. KNOWLING, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS L. MONAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper Tire & Rubber Company
TICKER: CTB CUSIP: 216831107
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY E. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TRACEY I. JOUBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY S. MICHEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT D. WELDING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper-Standard Holdings Inc.
TICKER: CPS CUSIP: 21676P103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. MASTROCOLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN E. MIRRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. REMENAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SONYA F. SEPAHBAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. VAN OSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MOLLY P. ZHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core Molding Technologies, Inc.
TICKER: CMT CUSIP: 218683100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN L. BARNETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. CELLITTI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH O. HELLMOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. JAUCHIUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. SIMONTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW O. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorEnergy Infrastructure Trust, Inc.
TICKER: CORR CUSIP: 21870U502
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID J. SCHULTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corvus Pharmaceuticals, Inc.
TICKER: CRVS CUSIP: 221015100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE E. KROGNES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SCOTT W. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Costamare Inc.
TICKER: CMRE CUSIP: Y1771G102
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KONSTANTINOS ZACHARATOS ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG (HELLAS) CERTIFIED ISSUER YES FOR FOR
AUDITORS ACCOUNTANTS S.A. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: County Bancorp, Inc.
TICKER: ICBK CUSIP: 221907108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. CENSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDSON P. FOSTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICKI L. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE D. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY J. ZIEGELBAUER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLIFTONLARSONALLEN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cousins Properties Incorporated
TICKER: CUZ CUSIP: 222795106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES T. CANNADA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD M. CASAL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE L. GELLERSTEDT, ISSUER YES FOR FOR
III
PROPOSAL #1e: ELECT DIRECTOR LILLIAN C. GIORNELLI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR S. TAYLOR GLOVER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA W. HYLAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR R. DARY STONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covenant Transportation Group, Inc.
TICKER: CVTI CUSIP: 22284P105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. PARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. ALT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. BOSWORTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY A. MOLINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERBERT J. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. MILLER WELBORN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cowen Inc.
TICKER: COWN CUSIP: 223622606
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRETT BARTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN KOTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE E. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEROME S. MARKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK H. NUSBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS A. REDIKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRA International, Inc.
TICKER: CRAI CUSIP: 12618T105
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROWLAND T. MORIARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM CONCANNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crawford & Company
TICKER: CRD.A CUSIP: 224633107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSE C. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE C. CRAWFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOIA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. OGBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAHUL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cray Inc.
TICKER: CRAY CUSIP: 225223304
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PRITHVIRAJ (PRITH) ISSUER YES FOR FOR
BANERJEE
PROPOSAL #1b: ELECT DIRECTOR CATRIONA M. FALLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN C. KIELY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SALLY G. NARODICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL C. REGIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAX L. SCHIRESON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN V. TURNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER J. UNGARO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cree, Inc.
TICKER: CREE CUSIP: 225447101
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGG A. LOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE R. HOSEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARREN R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. HOWARD NYE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. REPLOGLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. WERNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crocs, Inc.
TICKER: CROX CUSIP: 227046109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. FRASCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW REES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cross Country Healthcare, Inc.
TICKER: CCRN CUSIP: 227483104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. DIRCKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. MASTALER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK PERLBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. TRUNFIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CryoLife, Inc.
TICKER: CRY CUSIP: 228903100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. BEVEVINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. BURBANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD D. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY MORGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON W. SALVESON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Systems International, Inc.
TICKER: CSGS CUSIP: 126349109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRET C. GRIESS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSS Industries, Inc.
TICKER: CSS CUSIP: 125906107
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT A. BEAUMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. CHAPPELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELAM M. HITCHNER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REBECCA C. MATTHIAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY J. MULLANY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. MUNYAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM RULON-MILLER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSW Industrials, Inc.
TICKER: CSWI CUSIP: 126402106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA A. LIVINGSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. QUINN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CTS Corporation
TICKER: CTS CUSIP: 126501105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANA M. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIERAN O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFONSO G. ZULUETA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CU Bancorp
TICKER: CUNB CUSIP: 126534106
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cubic Corporation
TICKER: CUB CUSIP: 229669106
MEETING DATE: 2/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE G. BLAKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRADLEY H. FELDMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANICE M. HAMBY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID F. MELCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN J. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN H. WARNER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cue Biopharma, Inc.
TICKER: CUE CUSIP: 22978P106
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL R. PASSERI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER A. KIENER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY DIGIANDOMENICO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CAMERON GRAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER MARLETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR STEVEN MCKNIGHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BARRY SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curtiss-Wright Corporation
TICKER: CW CUSIP: 231561101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN M. FLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. MARCE FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALLEN A. KOZINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. NATHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. RIVET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Customers Bancorp, Inc.
TICKER: CUBI CUSIP: 23204G100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SIDHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BHANU CHOUDHRIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVB Financial Corp.
TICKER: CVBF CUSIP: 126600105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE A. BORBA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. DEL GUERCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODRIGO GUERRA, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA KAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KRISTINA M. LESLIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER D. MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND V. O'BRIEN, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HAL W. OSWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVB Financial Corp.
TICKER: CVBF CUSIP: 126600105
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVR Energy, Inc.
TICKER: CVI CUSIP: 12662P108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN FRATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. LAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN MONGILLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS J. PASTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. STROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberOptics Corporation
TICKER: CYBE CUSIP: 232517102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUBODH KULKARNI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRENE M. QUALTERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. SELZER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VIVEK MOHINDRA ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYS Investments, Inc.
TICKER: CYS CUSIP: 12673A108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN E. GRANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TANYA S. BEDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN HAMMOND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND A. ISSUER YES FOR FOR
REDLINGSHAFER, JR.
PROPOSAL #1.5: ELECT DIRECTOR DALE A. REISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. STERN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytRx Corporation
TICKER: CYTR CUSIP: 232828509
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. KRIEGSMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #8: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daily Journal Corporation
TICKER: DJCO CUSIP: 233912104
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.P. GUERIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD L. SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER D. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY L. WILCOX ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daktronics, Inc.
TICKER: DAKT CUSIP: 234264109
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY D. FRAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DUTCHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Incorporated
TICKER: DAN CUSIP: 235825205
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RACHEL A. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. KAMSICKAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND E. MABUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. MACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. BRUCE MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIARMUID B. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Darling Ingredients Inc.
TICKER: DAR CUSIP: 237266101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RANDALL C. STUEWE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES ADAIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. EUGENE EWING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LINDA GOODSPEED ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIRK KLOOSTERBOER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY R. KORBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA PHARR LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES MACALUSO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GARY W. MIZE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL E. RESCOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daseke, Inc.
TICKER: DSKE CUSIP: 23753F107
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN BONNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD GAFFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN SHEPKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daseke, Inc.
TICKER: DSKE CUSIP: 23753F107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN M. CHARLTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. SCOTT WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dean Foods Company
TICKER: DF CUSIP: 242370203
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. WAYNE MAILLOUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. MUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH P. SCOZZAFAVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT T. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deciphera Pharmaceuticals, Inc.
TICKER: DCPH CUSIP: 24344T101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BRISTOL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ROSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deckers Outdoor Corporation
TICKER: DECK CUSIP: 243537107
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARYN O. BARSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. PERENCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID POWERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES QUINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURI M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BONITA C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER YES AGAINST FOR
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER MAY
24, 2016
PROPOSAL #1.1: ELECT DIRECTOR KIRSTEN J. FELDMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR STEVE FULLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR ANNE WATERMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE MICHAEL F. DEVINE, SHAREHOLDER NO N/A N/A
III
PROPOSAL #1.5: MANAGEMENT NOMINEE NELSON C. CHAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE DAVID POWERS SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE JAMES QUINN SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE LAURI M. SHANAHAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE BONITA C. STEWART SHAREHOLDER NO N/A N/A
PROPOSAL #2: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER NO N/A N/A
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER MAY
24, 2016
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Del Frisco's Restaurant Group, Inc.
TICKER: DFRG CUSIP: 245077102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR NORMAN J. ABDALLAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Del Taco Restaurants, Inc.
TICKER: TACO CUSIP: 245496104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH STEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek US Holdings, Inc.
TICKER: DK CUSIP: 24665A103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EZRA UZI YEMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. JORDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY M. SULLIVAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID WIESSMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHLOMO ZOHAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Apparel, Inc.
TICKER: DLA CUSIP: 247368103
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRADLEY CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAM P. CORTEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH J. GATEWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. JAY GOGUE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. HUMPHREYS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. STATON, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. ALEXANDER TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID G. WHALEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denali Therapeutics Inc.
TICKER: DNLI CUSIP: 24823R105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY FLATLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denbury Resources Inc.
TICKER: DNR CUSIP: 247916208
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL B. DECKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHRISTIAN S. KENDALL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY L. MCMICHAEL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN O. MEYERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RANDY STEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA A. SUGG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denny's Corporation
TICKER: DENN CUSIP: 24869P104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNADETTE S. AULESTIA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGG R. DEDRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSE M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE W. HAYWOOD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. MARKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAYSHA WARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR F. MARK WOLFINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT POLICY TO PHASE OUT THE USE OF SHAREHOLDER YES AGAINST FOR
MEDICALLY IMPORTANT ANTIBIOTICS IN MEAT AND POULTRY
SUPPLY CHAIN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DERMIRA, INC.
TICKER: DERM CUSIP: 24983L104
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. RINGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN SEBELIUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination XL Group, Inc.
TICKER: DXLG CUSIP: 25065K104
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEYMOUR HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK BOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. KYEES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARD K. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL S. PRESSER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IVY ROSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OLIVER WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DHI Group, Inc.
TICKER: DHX CUSIP: 23331S100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ART ZEILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM FRIEDLICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GOLNAR SHEIKHOLESLAMI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DHT Holdings, Inc.
TICKER: DHT CUSIP: Y2065G121
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIK A. LIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARSTEN MONSTENSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE AS AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Offshore Drilling, Inc.
TICKER: DO CUSIP: 25271C102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARC EDWARDS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHARLES L. FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL G. GAFFNEY, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD GREBOW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH I. SIEGEL ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR CLIFFORD M. SOBEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DiamondRock Hospitality Company
TICKER: DRH CUSIP: 252784301
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. ALTOBELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. CHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN L. MCAVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE D. WARDINSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK W. BRUGGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digi International Inc.
TICKER: DGII CUSIP: 253798102
MEETING DATE: 1/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER D. HEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SALLY J. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digimarc Corporation
TICKER: DMRC CUSIP: 25381B101
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY DESTEFANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. KING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW J. WALTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DigitalGlobe, Inc.
TICKER: DGI CUSIP: 25389M877
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dillard's, Inc.
TICKER: DDS CUSIP: 254067101
MEETING DATE: 5/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK R. MORI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR REYNIE RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICK WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dime Community Bancshares, Inc.
TICKER: DCOM CUSIP: 253922108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSEMARIE CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. DEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dine Brands Global, Inc.
TICKER: DIN CUSIP: 254423106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LILIAN C. TOMOVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diodes Incorporated
TICKER: DIOD CUSIP: 254543101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C.H. CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEH-SHEW LU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND SOONG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER M. MENARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINA WEN-CHI SUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL K.C. TSAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diplomat Pharmacy, Inc.
TICKER: DPLO CUSIP: 25456K101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID DREYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP R. HAGERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAWN C. TOMASELLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DMC GLOBAL INC.
TICKER: BOOM CUSIP: 23291C103
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ALDOUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YVON PIERRE CARIOU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. FERRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. GRAFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN T. LONGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLIFTON PETER ROSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DNB Financial Corporation
TICKER: DNBF CUSIP: 233237106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER R. BARSZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. BIERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. FILLIPPO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. DANIEL O'DONNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DONEGAL GROUP INC.
TICKER: DGICA CUSIP: 257701201
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS J. BIXENMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. KRAFT, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON M. MAHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD D. WAMPLER, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Donnelley Financial Solutions, Inc.
TICKER: DFIN CUSIP: 25787G100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. LEIB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOIS M. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES D. DRUCKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OLIVER R. SOCKWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dorian LPG Ltd.
TICKER: LPG CUSIP: Y2106R110
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINA TAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS S.A. AS AUDITORS
PROPOSAL #3: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES FOR AGAINST
PILL) TO SHAREHOLDER VOTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dova Pharmaceuticals, Inc.
TICKER: DOVA CUSIP: 25985T102
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. MANNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALFRED J. NOVAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dril-Quip, Inc.
TICKER: DRQ CUSIP: 262037104
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drive Shack Inc.
TICKER: DS CUSIP: 262077100
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSP Group, Inc.
TICKER: DSPG CUSIP: 23332B106
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OFER ELYAKIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. LACEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA PAUL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GABI SELIGSOHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAIR SEROUSSI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN P. TAFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK TANGUY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DSW Inc.
TICKER: DSW CUSIP: 23334L102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER S. COBB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER L. RAWLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY L. SCHOTTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNE ZAIAC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ducommun Incorporated
TICKER: DCO CUSIP: 264147109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GREGORY S. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DXP Enterprises, Inc.
TICKER: DXPE CUSIP: 233377407
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLETUS DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. HALTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID PATTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 7/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD L. ORONSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS R. CANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PEGGY V. PHILLIPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynegy Inc.
TICKER: DYN CUSIP: 26817R108
MEETING DATE: 3/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynex Capital, Inc.
TICKER: DX CUSIP: 26817Q506
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON L. BOSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY A. IGDALOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VALERIE A. MOSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bancorp, Inc.
TICKER: EGBN CUSIP: 268948106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE M. ALPERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUDLEY C. DWORKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY M. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. PAUL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN R. POZEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHY A. RAFFA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN G. RIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD R. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LELAND M. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bulk Shipping Inc.
TICKER: EGLE CUSIP: Y2187A143
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. LEAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN A. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CASEY SHANLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BART VELDHUIZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY WESTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bulk Shipping Inc.
TICKER: EGLE CUSIP: Y2187A143
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. LEAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN A. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BART VELDHUIZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY VOGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY WESTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Earthstone Energy, Inc.
TICKER: ESTE CUSIP: 27032D304
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS E. SWANSON, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BRAD A. THIELEMANN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ZACHARY G. URBAN ISSUER YES FOR FOR
PROPOSAL #2: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Earthstone Energy, Inc.
TICKER: ESTE CUSIP: 27032D304
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY F. JOLIAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP D. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. ZORICH ISSUER YES AGAINST AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Easterly Government Properties, Inc.
TICKER: DEA CUSIP: 27616P103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. TRIMBLE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARRELL W. CRATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. IBE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. BINNIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA A. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EMIL W. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. MEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastman Kodak Company
TICKER: KODK CUSIP: 277461406
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD TODD BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES V. CONTINENZA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY D. ENGELBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON NEW ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Echo Global Logistics, Inc.
TICKER: ECHO CUSIP: 27875T101
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL K. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID HABIGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. FARROW, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eclipse Resources Corporation
TICKER: ECR CUSIP: 27890G100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. MARTIN PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. SWANSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL M. ALBERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Editas Medicine, Inc.
TICKER: EDIT CUSIP: 28106W103
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BORIS NIKOLIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Education Realty Trust, Inc.
TICKER: EDR CUSIP: 28140H203
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. ARABIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY K. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS TRUBIANA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDELL W. WEAKLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eHealth, Inc.
TICKER: EHTH CUSIP: 28238P109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. OLIVER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Paso Electric Company
TICKER: EE CUSIP: 283677854
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND PALACIOS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN N. WERTHEIMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES A. YAMARONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: El Pollo Loco Holdings, Inc.
TICKER: LOCO CUSIP: 268603107
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNARD ACOCA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL G. MASELLI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL 'LILI' LYNTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electro Scientific Industries, Inc.
TICKER: ESIO CUSIP: 285229100
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK A. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. BURGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE E. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND A. LINK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MEDICA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elevate Credit, Inc.
TICKER: ELVT CUSIP: 28621V101
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH E. REES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN B. GALASSO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellington Residential Mortgage REIT
TICKER: EARN CUSIP: 288578107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ROBARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. VRANOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURENCE PENN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. ALLARDICE, ISSUER YES FOR FOR
III
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MENES O. CHEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Insurance Group Inc.
TICKER: EMCI CUSIP: 268664109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER S. CHRISTIE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN A. CRANE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JONATHAN R. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRUCE G. KELLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRETCHEN H. TEGELER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCOR Group, Inc.
TICKER: EME CUSIP: 29084Q100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. ALTMEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID A. B. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD F. HAMM, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H. LAIDLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL P. LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. KEVIN MCEVOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM P. REID ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JERRY E. RYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN B. SCHWARZWAELDER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL T. YONKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCORE Corporation
TICKER: EMKR CUSIP: 290846203
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STEPHEN L. DOMENIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
PROPOSAL #6: AMEND TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerald Expositions Events, Inc.
TICKER: EEX CUSIP: 29103B100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR MOTAMEDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY NAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emergent BioSolutions Inc.
TICKER: EBS CUSIP: 29089Q105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. ABDUN-NABI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUE BAILEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEROME M. HAUER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire Resorts, Inc.
TICKER: NYNY CUSIP: 292052305
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN ELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMANUEL R. PEARLMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDMUND MARINUCCI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY A. PALUMBO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG POLLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH L. HORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERARD EWE KENG LIM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Employers Holdings, Inc.
TICKER: EIG CUSIP: 292218104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PRASANNA G. DHORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VALERIE R. GLENN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3A: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3B: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
ALLOW SHAREHOLDERS TO AMEND BYLAWS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enanta Pharmaceuticals, Inc.
TICKER: ENTA CUSIP: 29251M106
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE S. GOLUMBESKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY C. VANCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encore Capital Group, Inc.
TICKER: ECPG CUSIP: 292554102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. MONACO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ASHWINI (ASH) GUPTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY G. HANNAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAURA NEWMAN OLLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCIS E. QUINLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. SREDNICKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ASHISH MASIH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encore Wire Corporation
TICKER: WIRE CUSIP: 292562105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD E. COURTNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. THOMAS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT D. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN H. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy XXI Gulf Coast, Inc.
TICKER: EGC CUSIP: 29276K101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. BAHORICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GABRIEL L. ELLISOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY C. HANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANFORD SPRINGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnerSys
TICKER: ENS CUSIP: 29275Y102
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS S. MARLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engility Holdings, Inc.
TICKER: EGL CUSIP: 29286C107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHARINA G. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYNN A. DUGLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES S. REAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. TOPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ennis, Inc.
TICKER: EBF CUSIP: 293389102
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK D. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH S. WALTERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MAGILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enova International, Inc.
TICKER: ENVA CUSIP: 29357K103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. GRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGG A. KAPLAN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MARK P. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK A. TEBBE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
OTHER CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. RODERICK CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY E. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. CHRISTOPHER GAUT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACK E. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERALD W. HADDOCK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCIS S. KALMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL E. ROWSEY, III ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CARL G. TROWELL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR PHIL D. WEDEMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS US INDEPENDENT ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: APPOINT KPMG LLP AS UK STATUTORY AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #12: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enstar Group Limited
TICKER: ESGR CUSIP: G3075P101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SANDRA L. BOSS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HANS-PETER GERHARDT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOMINIC F. SILVESTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR POUL A. WINSLOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG AUDIT LIMITED AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: ELECT SUBSIDIARY DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entegra Financial Corp.
TICKER: ENFC CUSIP: 29363J108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM M. GARNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED H. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS W. KROSKE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entercom Communications Corp.
TICKER: ETM CUSIP: 293639100
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE THE ADOPTION OF FCC AMENDMENT ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entercom Communications Corp.
TICKER: ETM CUSIP: 293639100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID LEVY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enterprise Bancorp, Inc.
TICKER: EBTC CUSIP: 293668109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GINO J. BARONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. CLANCY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. CONWAY, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. GRADY, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY JANE KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHELAGH E. MAHONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enterprise Financial Services Corp
TICKER: EFSC CUSIP: 293712105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN Q. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DECOLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. EULICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. GUEST, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. HAVEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH S. HEETER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. HOLMES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEVADA A. KENT, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES B. LALLY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL T. NORMILE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELOISE E. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SANDRA A. VAN TREASE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enzo Biochem, Inc.
TICKER: ENZ CUSIP: 294100102
MEETING DATE: 1/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELAZAR RABBANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EP Energy Corporation
TICKER: EPE CUSIP: 268785102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILSON B. HANDLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. HANNAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJEN MAHAGAOKAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epizyme, Inc.
TICKER: EPZM CUSIP: 29428V104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN T. CONROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL GOLDFISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Bancshares, Inc.
TICKER: EQBK CUSIP: 29460X109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD S. ELLIOTT ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GREGORY H. KOSSOVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE CHIZEK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Era Group Inc.
TICKER: ERA CUSIP: 26885G109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER S. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN FAIRBANKS ISSUER YES FOR FOR
PROPOSAL #1.4: "ELECT DIRECTOR BLAINE V. ""FIN"" ISSUER YES FOR FOR
FOGG"
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER P. PAPOURAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YUEPING SUN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS REGARDING DIRECTOR ISSUER YES FOR FOR
RESIGNATION POLICY IN UNCONTESTED DIRECTOR ELECTIONS
PROPOSAL #5: AMEND BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eros International Plc
TICKER: EROS CUSIP: G3788M114
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT DIRECTOR DAVID MAISEL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KISHORE LULLA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SHAILENDRA SWARUP ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON INDIA LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Escalade, Incorporated
TICKER: ESCA CUSIP: 296056104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. WHITE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD F. BAALMANN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. FETHERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK J. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER P. GLAZER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESCO Technologies Inc.
TICKER: ESE CUSIP: 296315104
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. MUENSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. STOLZE ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO ALLOW SHAREHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ESSA Bancorp, Inc.
TICKER: ESSA CUSIP: 29667D104
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY S. FALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. SELIG, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN T. REGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essendant Inc.
TICKER: ESND CUSIP: 296689102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES K. CROVITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART A. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esterline Technologies Corporation
TICKER: ESL CUSIP: 297425100
MEETING DATE: 2/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DELORES M. ETTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY L. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ethan Allen Interiors Inc.
TICKER: ETH CUSIP: 297602104
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR M. FAROOQ KATHWARI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES B. CARLSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DOONER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DOMENICK J. ESPOSITO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY GARRETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES W. SCHMOTTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TARA I. STACOM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evans Bancorp, Inc.
TICKER: EVBN CUSIP: 29911Q208
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIMBERLEY A. MINKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINA P. ORSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OLIVER H. SOMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evertec, Inc.
TICKER: EVTC CUSIP: 30040P103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK G. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MORGAN M. SCHUESSLER, ISSUER YES FOR FOR
JR.
PROPOSAL #1c: ELECT DIRECTOR OLGA BOTERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE A. JUNQUERA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERESITA LOUBRIEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NESTOR O. RIVERA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolent Health, Inc.
TICKER: EVH CUSIP: 30050B101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE FELT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH SAMET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHERYL SCOTT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exactech, Inc.
TICKER: EXAC CUSIP: 30064E109
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exantas Capital Corp.
TICKER: XAN CUSIP: 76120W708
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY P. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANDREW L. FARKAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. HART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY ICKOWICZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MURRAY S. LEVIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HENRY R. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHANIE H. WIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Express, Inc.
TICKER: EXPR CUSIP: 3.02E+107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. DEVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID KORNBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MYLLE MANGUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exterran Corporation
TICKER: EXTN CUSIP: 30227H106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. GOUIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN P. RYAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER T. SEAVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK R. SOTIR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW J. WAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR IEDA GOMES YELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairmount Santrol Holdings Inc.
TICKER: FMSA CUSIP: 30555Q108
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmer Bros. Co.
TICKER: FARM CUSIP: 307675108
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLISON M. BOERSMA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. RITTERBUSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmers & Merchants Bancorp, Inc.
TICKER: FMAO CUSIP: 30779N105
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE N. BURKHOLDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. EVERHART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JO ELLEN HORNISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARCIA S. LATTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. PLANSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY J. RUPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN J. SAUDER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL S. SIEBENMORGEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR K. BRAD STAMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmers Capital Bank Corporation
TICKER: FFKT CUSIP: 309562106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR J. BARRY BANKER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FRED N. PARKER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR DAVID Y. PHELPS ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FRED SUTTERLIN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmers National Banc Corp.
TICKER: FMNB CUSIP: 309627107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LANCE J. CIROLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE FREDERICK CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID Z. PAULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. SMAIL ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Farmland Partners Inc.
TICKER: FPI CUSIP: 31154R109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY B. BARTELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS A. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. GOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL A. PITTMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FARO Technologies, Inc.
TICKER: FARO CUSIP: 311642102
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON RAAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fate Therapeutics, Inc.
TICKER: FATE CUSIP: 31189P102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR NASHAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. RASTETTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FB Financial Corporation
TICKER: FBK CUSIP: 30257X104
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FB Financial Corporation
TICKER: FBK CUSIP: 30257X104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. AYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR J. JONATHAN AYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR AGENIA W. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES L. EXUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER T. HOLMES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ORRIN H. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STUART C. MCWHORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EMILY J. REYNOLDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBL Financial Group, Inc.
TICKER: FFG CUSIP: 30239F106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BRANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER K. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL A. JUFFER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. LARSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FCB Financial Holdings, Inc.
TICKER: FCB CUSIP: 30255G103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS AND ISSUER YES FOR FOR
ELIMINATE SUPERMAJORITY VOTING REQUIREMENT FOR
AMENDMENT OF CERTAIN PROVISIONS OF THE COMPANY'S
CERTIFICATE OF INCORPORATION
PROPOSAL #2.1: ELECT DIRECTOR KENT S. ELLERT ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GERALD LUTERMAN ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HOWARD R. CURD ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR PAUL ANTHONY NOVELLY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR VINCENT S. TESE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR THOMAS E. CONSTANCE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FREDERIC SALERNO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR LES J. LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WILLIAM L. MACK ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KENT S. ELLERT ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR GERALD LUTERMAN ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR HOWARD R. CURD ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR PAUL ANTHONY NOVELLY ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Signal Corporation
TICKER: FSS CUSIP: 313855108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BONNIE C. LIND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD R. MUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENDA L. REICHELDERFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federated National Holding Company
TICKER: FNHC CUSIP: 31422T101
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS A. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federated National Holding Company
TICKER: FNHC CUSIP: 31422T101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE F. SIMBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. WILCOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. STEWART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERTA N. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO FEDNAT HOLDING ISSUER YES FOR FOR
COMPANY
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FelCor Lodging Trust Incorporated
TICKER: FCH CUSIP: 31430F101
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity & Guaranty Life
TICKER: FGL CUSIP: 315785105
MEETING DATE: 9/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. BAWDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. JOHN H. TWEEDIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fidelity Southern Corporation
TICKER: LION CUSIP: 316394105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BOCKEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RODNEY D. BULLARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM MILLARD CHOATE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD A. HARP, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN S. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM C. LANKFORD, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR GLORIA A. O'NEAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. PALMER PROCTOR, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. CLYDE SHEPHERD, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RANKIN M. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiesta Restaurant Group, Inc.
TICKER: FRGI CUSIP: 31660B101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICHOLAS DARAVIRAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD C. STOCKINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Institutions, Inc.
TICKER: FISI CUSIP: 317585404
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KARL V. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAWN H. BURLEW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT N. LATELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finisar Corporation
TICKER: FNSR CUSIP: 31787A507
MEETING DATE: 9/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. DREYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Bancorp
TICKER: FBNC CUSIP: 318910106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD H. ALLRED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. BLUE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY CLARA CAPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. CRAWFORD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUZANNE S. DEFERIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ABBY J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. GOULD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL G. MAYER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. MOORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS F. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR O. TEMPLE SLOAN, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR FREDERICK L. TAYLOR, ISSUER YES FOR FOR
II
PROPOSAL #1.13: ELECT DIRECTOR VIRGINIA THOMASSON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First BanCorp.
TICKER: FBP CUSIP: 318672706
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR AURELIO ALEMAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JUAN ACOSTA REBOYRAS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR LUZ A. CRESPO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT T. GORMLEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN A. HEFFERN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID I. MATSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOSE MENENDEZ-CORTADA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Busey Corporation
TICKER: BUSE CUSIP: 319383204
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. AMBROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANLEY J. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. DOWNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VAN A. DUKEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC L. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELISABETH M. KIMMEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN V. KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. LYKINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR AUGUST C. MEYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEORGE T. SHAPLAND ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS G. SLOAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Business Financial Services, Inc.
TICKER: FBIZ CUSIP: 319390100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. BUGHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COREY A. CHAMBAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. HARRIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Citizens BancShares, Inc.
TICKER: FCNCA CUSIP: 31946M103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. ALEXANDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR E. BELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER M. BRISTOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOPE H. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. LEE DURHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. HEAVNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK B. HOLDING, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT R. HOPPE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FLOYD L. KEELS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. MASON, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT T. NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES M. PARKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Commonwealth Financial Corporation
TICKER: FCF CUSIP: 319829107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE A. CAPONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAY T. CHARLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. CLAUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. DAHLMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHNSTON A. GLASS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JON L. GORNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BART E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LUKE A. LATIMER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR T. MICHAEL PRICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR LAURIE STERN SINGER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT J. VENTURA ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEPHEN A. WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Community Bancshares, Inc.
TICKER: FCBC CUSIP: 31983A103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. C. BLANKENSHIP, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. STAFFORD, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: CHANGE STATE OF INCORPORATION NEVADA TO ISSUER YES FOR FOR
VIRGINIA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Connecticut Bancorp, Inc.
TICKER: FBNK CUSIP: 319850103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. GREEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES T. HEALEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. PATRICK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Defiance Financial Corp.
TICKER: FDEF CUSIP: 32006W106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BEACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS A. BURGEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD P. HILEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL S. STRAUSBAUGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND ARTICLES OF INCORPORATION
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CODE OF REGULATIONS
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND ARTICLES OF INCORPORATION
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO APPROVE CERTAIN BUSINESS COMBINATIONS
PROPOSAL #8: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bancorp.
TICKER: FFBC CUSIP: 320209109
MEETING DATE: 12/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bancorp.
TICKER: FFBC CUSIP: 320209109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. WICKLIFFE ACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN L. BARDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. BARRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VINCENT A. BERTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CYNTHIA O. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARCHIE M. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLAUDE E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CORINNE R. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIN P. HOEFLINGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUSAN L. KNUST ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM J. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOHN T. NEIGHBOURS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR RICHARD E. OLSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MARIBETH S. RAHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bankshares, Inc.
TICKER: FFIN CUSIP: 32020R109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR APRIL ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID COPELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. SCOTT DUESER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RON GIDDIENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TIM LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KADE L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROSS H. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNNY E. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Corporation
TICKER: THFF CUSIP: 320218100
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS T. DINKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN L. LOWERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. VOGES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Northwest, Inc.
TICKER: FFNW CUSIP: 32022K102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD P. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL L. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Foundation Inc.
TICKER: FFWM CUSIP: 32026V104
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ULRICH E. KELLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT F. KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES BRAKKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAX BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN D. FIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN HAKOPIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL M. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACOB SONENSHINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Guaranty Bancshares, Inc.
TICKER: FGBI CUSIP: 32043P106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK ROSSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. HOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALTON B. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARSHALL T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDGAR R. SMITH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CASTAING, HUSSEY & LOLAN, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Industrial Realty Trust, Inc.
TICKER: FR CUSIP: 32054K103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER E. BACCILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN RAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ED TYLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENISE A. OLSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Internet Bancorp
TICKER: INBK CUSIP: 320557101
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN K. KEACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID R. LOVEJOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RALPH R. WHITNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEAN L. WOJTOWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Interstate BancSystem, Inc.
TICKER: FIBK CUSIP: 32055Y201
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. JAHNKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. SCOTT ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KEVIN P. RILEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. HEYNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSS E. LECKIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERESA A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2.1: RATIFY THE APPOINTMENT OF DENNIS L. ISSUER YES FOR FOR
JOHNSON AS DIRECTOR
PROPOSAL #2.2: RATIFY THE APPOINTMENT OF PATRICIA L. ISSUER YES FOR FOR
MOSS AS DIRECTOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Merchants Corporation
TICKER: FRME CUSIP: 320817109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BECHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM L. HOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK A. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL C. MARHENKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Mid-Illinois Bancshares, Inc.
TICKER: FMBH CUSIP: 320866106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOLLY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. DIVELY ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Midwest Bancorp, Inc.
TICKER: FMBI CUSIP: 320867104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA A. BOIGEGRAIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS L. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHUPINDER S. GILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHRYN J. HAYLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER J. HENSELER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK B. MODRUSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK G. SANDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL J. SMALL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN C. VAN ARSDELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Northwest Bancorp
TICKER: FNWB CUSIP: 335834107
MEETING DATE: 11/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENCE J. HUETH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. OLIVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER ZACCARDO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Northwest Bancorp
TICKER: FNWB CUSIP: 335834107
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. CURTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NORMAN J. TONINA, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Potomac Realty Trust
TICKER: FPO CUSIP: 33610F109
MEETING DATE: 9/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstCash, Inc.
TICKER: FCFS CUSIP: 33767D105
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK L. WESSEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fitbit, Inc.
TICKER: FIT CUSIP: 33812L102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES PARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC N. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA ALBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW BROMBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENDA FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY M. FLUEGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN MURRAY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER PAISLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Prime Therapeutics, Inc.
TICKER: FPRX CUSIP: 33830X104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHEILA GUJRATHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PEDER K. JENSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ARON M. KNICKERBOCKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flagstar Bancorp, Inc.
TICKER: FBC CUSIP: 337930705
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALESSANDRO P. DINELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. MATLIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. NYBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. OVENDEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER SCHOELS ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. TREADWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JENNIFER R. WHIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flexsteel Industries, Inc.
TICKER: FLXS CUSIP: 339382103
MEETING DATE: 12/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREL K. CZANDERNA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. MARICICH ISSUER YES FOR FOR
PROPOSAL #2: AMEND DIRECTOR QUALIFICATIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flotek Industries, Inc.
TICKER: FTK CUSIP: 343389102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TED D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH T. HERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L.V. "BUD" MCGUIRE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluent, Inc.
TICKER: FLNT CUSIP: 34380C102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN SCHULKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BENZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW CONLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW FRAWLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD MATHIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flushing Financial Corporation
TICKER: FFIC CUSIP: 343873105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. D'IORIO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LOUIS C. GRASSI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SAM S. HAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN E. ROE, SR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FNB Bancorp
TICKER: FNBG CUSIP: 302515101
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FNFV Group
TICKER: FNFV CUSIP: 31620R402
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REDEMPTION BY FIDELITY ISSUER YES FOR FOR
NATIONAL FINANCIAL, INC. OF ALL OF THE OUTSTANDING
SHARES
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fonar Corporation
TICKER: FONR CUSIP: 344437405
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND V. DAMADIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CLAUDETTE J.V. CHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. JANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES N. O'DATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD G. LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ForeScout Technologies, Inc.
TICKER: FSCT CUSIP: 34553D101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR YEHEZKEL "HEZY" YESHURUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ENRIQUE SALEM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THERESIA GOUW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FORESTAR GROUP INC.
TICKER: FOR CUSIP: 346232101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SAMUEL R. FULLER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR M. ASHTON HUDSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR G.F. (RICK) RINGLER, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DONALD C. SPITZER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DONALD J. TOMNITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forestar Group Inc.
TICKER: FOR CUSIP: 346233109
MEETING DATE: 10/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forum Energy Technologies, Inc.
TICKER: FET CUSIP: 34984V100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE M. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS A. RASPINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN SCHMITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fossil Group, Inc.
TICKER: FOSL CUSIP: 34988V106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BELGYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. CHIASSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURIA A. FINLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KOSTA N. KARTSOTIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE L. NEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES E. SKINNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GAIL B. TIFFORD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foundation Building Materials, Inc.
TICKER: FBM CUSIP: 350392106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS MEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC LAVALLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAFAEL COLORADO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Four Corners Property Trust, Inc.
TICKER: FCPT CUSIP: 35086T109
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. MOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES L. JEMLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC S. HIRSCHHORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Covey Co.
TICKER: FC CUSIP: 353469109
MEETING DATE: 1/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE H. CHOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAYTON M. CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL FUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS G. HEINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL C. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. KAY STEPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Electric Co., Inc.
TICKER: FELE CUSIP: 353514102
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGG C. SENGSTACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID M. WATHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Financial Network, Inc.
TICKER: FSB CUSIP: 35352P104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY W. BROCKMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. KEMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANIL C. PATEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA J. STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELODY J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY E. WALDRON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN P. WYND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Street Properties Corp.
TICKER: FSP CUSIP: 35471R106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN N. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH A. HOXSIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHRYN P. O'NEIL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frank's International N.V.
TICKER: FI CUSIP: N33462107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM B. BERRY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT W. DRUMMOND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL E. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR D. KEITH MOSING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KIRKLAND D. MOSING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR S. BRENT MOSING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ALEXANDER VRIESENDORP ISSUER YES FOR FOR
PROPOSAL #2: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG ACCOUNTANTS N.V. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: AUTHORIZE MANAGEMENT TO REPURCHASE ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fred's, Inc.
TICKER: FRED CUSIP: 356108100
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATH B. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY A. BARTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANA GOLDSMITH ISSUER YES FOR FOR
NEEDLEMAN
PROPOSAL #1.4: ELECT DIRECTOR STEVEN B. ROSSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ZACHARIAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FreightCar America, Inc.
TICKER: RAIL CUSIP: 357023100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES D. CIRAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MALCOM F. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. MEYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresh Del Monte Produce Inc.
TICKER: FDP CUSIP: G36738105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MOHAMMAD ABU-GHAZALEH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. DALTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AHMAD ABU-GHAZALEH ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Front Yard Residential Corporation
TICKER: RESI CUSIP: 35904G107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. REINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROCHELLE R. DOBBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE G. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. ERUZIONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WADE J. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE WHITFIELD (WHIT) ISSUER YES FOR FOR
MCDOWELL
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frontier Communications Corporation
TICKER: FTR CUSIP: 35906A306
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEROY T. BARNES, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DIANA S. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR EDWARD FRAIOLI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA D.A. REEVE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR VIRGINIA P. RUESTERHOLZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HOWARD L. SCHROTT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Frontline Ltd.
TICKER: FRO CUSIP: G3682E192
MEETING DATE: 9/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN FREDRIKSEN ISSUER YES AGAINST AGAINST
PROPOSAL #2: ELECT DIRECTOR KATE BLANKENSHIP ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR GEORGINA E. SOUSA ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT DIRECTOR OLA LORENTZON ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT DIRECTOR ROBERT HVIDE MACLEOD ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS AS OF ISSUER YES FOR FOR
OSLO, NORWAY AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FRP Holdings, Inc.
TICKER: FRPH CUSIP: 30292L107
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR CHARLES E. COMMANDER, ISSUER YES FOR FOR
III
PROPOSAL #4.3: ELECT DIRECTOR H. W. SHAD, III ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR MARTIN E. STEIN, JR. ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR WILLIAM H. WALTON, III ISSUER YES FOR FOR
PROPOSAL #5: RATIFY HANCOCK ASKEW & CO., LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FTD Companies, Inc.
TICKER: FTD CUSIP: 30281V108
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIR AAMIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES T. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CANDACE H. DUNCAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FTI Consulting, Inc.
TICKER: FCN CUSIP: 302941109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRENDA J. BACON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK S. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAUDIO COSTAMAGNA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VERNON ELLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS C. FANANDAKIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN H. GUNBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERARD E. HOLTHAUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAUREEN E. SEEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FULTON FINANCIAL CORPORATION
TICKER: FULT CUSIP: 360271100
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LISA CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENISE L. DEVINE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. FREER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALBERT MORRISON, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES R. MOXLEY, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR R. SCOTT SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT A. SNYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONALD H. SPAIR ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARK F. STRAUSS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNEST J. WATERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR E. PHILIP WENGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Funko, Inc.
TICKER: FNKO CUSIP: 361008105
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES DENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM KRIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN MARIOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FutureFuel Corp.
TICKER: FF CUSIP: 36116M106
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. MANHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY L. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RUBINBROWN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G1 Therapeutics, Inc.
TICKER: GTHX CUSIP: 3621LQ109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA L. SCHWALM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gaia, Inc.
TICKER: GAIA CUSIP: 36269P104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIRKA RYSAVY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KRISTIN E. FRANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRIS JAEB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID MAISEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEYUR PATEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WENDY LEE SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL SUTHERLAND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAIN Capital Holdings, Inc.
TICKER: GCAP CUSIP: 36268W100
MEETING DATE: 7/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER QUICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS BEVILACQUA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAMCO Investors, Inc.
TICKER: GBL CUSIP: 361438104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN L. ARTZT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND C. AVANSINO, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.3: ELECT DIRECTOR LESLIE B. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR EUGENE R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ELISA M. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF SHARES TO MARIO ISSUER YES AGAINST AGAINST
J. GABELLI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gannett Co., Inc.
TICKER: GCI CUSIP: 36473H104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW W. BARZUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN E. CODY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN W. COLL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. DICKEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LILA IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN JEFFRY LOUIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TONY A. PROPHET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DEBRA A. SANDLER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHLOE R. SLADDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GasLog Ltd.
TICKER: GLOG CUSIP: G37585109
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER G. LIVANOS ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR BRUCE L. BLYTHE ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR DAVID P. CONNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. FRIEDRICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENNIS M. HOUSTON ISSUER YES AGAINST AGAINST
PROPOSAL #1f: ELECT DIRECTOR DONALD J. KINTZER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JULIAN R. METHERELL ISSUER YES AGAINST AGAINST
PROPOSAL #1h: ELECT DIRECTOR ANTHONY S. PAPADIMITRIOU ISSUER YES AGAINST AGAINST
PROPOSAL #1i: ELECT DIRECTOR GRAHAM WESTGARTH ISSUER YES AGAINST AGAINST
PROPOSAL #1j: ELECT DIRECTOR PAUL A. WOGAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gastar Exploration Inc.
TICKER: GST CUSIP: 36729W202
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH C. COLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HOLDITCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. PENNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY QUARLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY R. SCHUYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GATX Corporation
TICKER: GATX CUSIP: 361448103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE M. AIGOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE L. ARVIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERNST A. HABERLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN A. KENNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES B. REAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CASEY J. SYLLA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL G. YOVOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V305
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V503
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCP Applied Technologies Inc.
TICKER: GCP CUSIP: 36164Y101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCIA J. AVEDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP J. MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH MORA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
PROPOSAL #3b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND BYLAWS
PROPOSAL #3c: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND ARTICLES OF INCORPORATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genco Shipping & Trading Limited
TICKER: GNK CUSIP: Y2685T131
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. DOLPHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN C. HAINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL Y. HAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN MAHONY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPH MAJESKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BASIL G. MAVROLEON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR L. REGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON SCHEIR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BAO D. TRUONG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gencor Industries, Inc.
TICKER: GENC CUSIP: 368678108
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CORT J. DONDERO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOORE STEPHENS LOVELACE, P.A. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gener8 Maritime, Inc.
TICKER: GNRT CUSIP: Y26889108
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Cable Corporation
TICKER: BGC CUSIP: 369300108
MEETING DATE: 2/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Communication, Inc.
TICKER: GNCMA CUSIP: 369385109
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ADOPTION OF THE RESTATED GCI ISSUER YES FOR FOR
LIBERTY, INC. ARTICLES
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION AGREEMENT
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesco Inc.
TICKER: GCO CUSIP: 371532102
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOANNA BARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARJORIE L. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW C. DIAMOND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARTY G. DICKENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN MASON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN P. MCDERMOTT ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA E. SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genie Energy Ltd.
TICKER: GNE CUSIP: 372284208
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. COURTER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR W. WESLEY PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN B. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN SASS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PAST ISSUANCE OF SHARES OF ISSUER YES FOR FOR
RESTRICTED STOCK TO HOWARD S. JONAS
PROPOSAL #4: APPROVE SALE OF SHARES OF CLASS B COMMON ISSUER YES FOR FOR
STOCK AND WARRANTS TO HOWARD S. JONAS
PROPOSAL #5: APPROVE GRANT OF OPTIONS TO HOWARD S. ISSUER YES FOR FOR
JONAS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genocea Biosciences, Inc.
TICKER: GNCA CUSIP: 372427104
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH BATE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALI BEHBAHANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD MAYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gentherm Incorporated
TICKER: THRM CUSIP: 37253A103
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE DESORMIERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP M. EYLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAURICE E.P. GUNDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVONNE HAO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD HUNDZINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BYRON T. SHAW, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN STACEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genworth Financial, Inc.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR G. KENT CONRAD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELINA E. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID M. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geospace Technologies Corporation
TICKER: GEOS CUSIP: 37364X109
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TINA M. LANGTRY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL J. SHEEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHARLES H. STILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: German American Bancorp, Inc.
TICKER: GABC CUSIP: 373865104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC D. FINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR U. BUTCH KLEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND W. SNOWDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Getty Realty Corp.
TICKER: GTY CUSIP: 374297109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEO LIEBOWITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MILTON COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP E. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER J. CONSTANT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD E. MONTAG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HOWARD B. SAFENOWITZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED PREFERRED AND COMMON ISSUER YES FOR FOR
STOCK
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gibraltar Industries, Inc.
TICKER: ROCK CUSIP: 374689107
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHARON M. BRADY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK G. HEARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. HINDMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM P. MONTAGUE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES B. NISH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G-III Apparel Group, Ltd.
TICKER: GIII CUSIP: 36237H101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORRIS GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMMY AARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BROSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN FELLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEANETTE NOSTRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURA POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALLEN SIRKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLEM VAN BOKHORST ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CHERYL L. VITALI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glacier Bancorp, Inc.
TICKER: GBCI CUSIP: 37637Q105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL M. CHESLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHERRY L. CLADOUHOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNIE M. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALLAS I. HERRON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG A. LANGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK J. SEMMENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE R. SUTTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gladstone Commercial Corporation
TICKER: GOOD CUSIP: 376536108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY L. BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN D. MERRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER H. WILKINSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brass and Copper Holdings, Inc.
TICKER: BRSS CUSIP: 37953G103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DONALD L. MARSH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN J. WASZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT W. REDING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD STEGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN HASKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFF LEDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSH MARKS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Indemnity Limited
TICKER: GBLI CUSIP: G3933F105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAUL A. FOX ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SETH J. GERSCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN H. HOWES ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR JASON B. HURWITZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRUCE R. LEDERMAN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR CYNTHIA Y. VALKO ISSUER YES FOR FOR
PROPOSAL #2a.1: ELECT STEPHEN GREEN AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.2: ELECT TERENCE J. POWER AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.3: ELECT CYNTHIA Y. VALKO AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2a.4: ELECT MARIE-JOELLE CHAPLEAU AS ISSUER YES FOR FOR
DIRECTOR OF GLOBAL INDEMNITY REINSURANCE COMPANY,
PROPOSAL #2a.5: ELECT GRAINNE RICHMOND AS DIRECTOR OF ISSUER YES FOR FOR
GLOBAL INDEMNITY REINSURANCE COMPANY, LTD.
PROPOSAL #2b: RATIFY ERNST & YOUNG, LTD., HAMILTON, ISSUER YES FOR FOR
BERMUDA AS AUDITORS
PROPOSAL #3: APPROVE ERNST & YOUNG GLOBAL LIMITED AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Medical REIT Inc.
TICKER: GMRE CUSIP: 37954A204
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BUSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW L. CYPHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZHANG JINGGUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RONALD MARSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSCOE MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZHANG HUIQI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR LORI BETH WITTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Net Lease, Inc.
TICKER: GNL CUSIP: 379378201
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EDWARD G. RENDELL ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR ABBY M. WENZEL ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Sources Ltd.
TICKER: GSOL CUSIP: G39300101
MEETING DATE: 7/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AMENDMENT OF BYE-LAWS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMALGAMATION AGREEMENT BETWEEN ISSUER YES FOR FOR
THE COMPANY AND EXPO HOLDINGS II LTD. AND RELATED
TRANSACTIONS
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globalstar, Inc.
TICKER: GSAT CUSIP: 378973408
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM A. HASLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES MONROE, III ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR KENNETH M. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glu Mobile Inc.
TICKER: GLUU CUSIP: 379890106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC R. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK EARL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GNC Holdings, Inc.
TICKER: GNC CUSIP: 36191G107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN D. FELDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH A. MARTINDALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT F. MORAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golar LNG Limited
TICKER: GLNG CUSIP: G9456A100
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT TOR OLAV TROIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT DANIEL RABUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT FREDRIK HALVORSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT CARL E. STEEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT MICHAEL B. ASHFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT NIELS G. STOLT-NIELSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT LORI WHEELER NAESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gold Resource Corporation
TICKER: GORO CUSIP: 38068T105
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BILL M. CONRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JASON D. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY C. HUBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEX G. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Entertainment, Inc.
TICKER: GDEN CUSIP: 381013101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE L. SARTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYLE A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. COPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. LIPPARELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. MIODUNSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL I. SELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRENCE L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Government Properties Income Trust
TICKER: GOV CUSIP: 38376A103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA D. GILMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELENA B. POPTODOROVA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Graham Corporation
TICKER: GHM CUSIP: 384556106
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. BARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERARD T. MAZURKIEWICZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gramercy Property Trust
TICKER: GPT CUSIP: 385002308
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON F. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN J. BAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY E. KELTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUIS P. SALVATORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GRANITE CONSTRUCTION INCORPORATED
TICKER: GVA CUSIP: 387328107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID H. KELSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES W. BRADFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. MCNALLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Granite Point Mortgage Trust Inc.
TICKER: GPMT CUSIP: 38741L107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TANUJA M. DEHNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN A. KAMARCK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN G. KASNET ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM ROTH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR W. REID SANDERS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS E. SIERING ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN A. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HOPE B. WOODHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gray Television, Inc.
TICKER: GTN CUSIP: 389375106
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HILTON H. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWELL W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. BOGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T.L. (GENE) ELDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUIS A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. HARE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBIN R. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH R. (BETH) ISSUER YES FOR FOR
NEUHOFF
PROPOSAL #1.9: ELECT DIRECTOR HUGH E. NORTON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Ajax Corp.
TICKER: AJX CUSIP: 38983D300
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL SCHAUB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. BEGLEITER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. CONDAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN BRADFORD ISSUER YES FOR FOR
HANDLEY, JR.
PROPOSAL #1.6: ELECT DIRECTOR PAUL FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. KIRK OGREN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Lakes Dredge & Dock Corporation
TICKER: GLDD CUSIP: 390607109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LASSE J. PETTERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Southern Bancorp, Inc.
TICKER: GSBC CUSIP: 390905107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBRA MALLONEE SHANTZ ISSUER YES FOR FOR
HART
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH W. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Western Bancorp, Inc.
TICKER: GWB CUSIP: 391416104
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES BRANNEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS HENNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL RYKHUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Bancorp, Inc.
TICKER: GNBC CUSIP: 39260X100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT SCHAEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEFANIE L. SHELLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Brick Partners, Inc.
TICKER: GRBK CUSIP: 392709101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH K. BLAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY BRANDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. BRICKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID EINHORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. FARRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN OLSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD S. PRESS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Plains Inc.
TICKER: GPRE CUSIP: 393222104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS MANUEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAIN TREUER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greene County Bancorp, Inc.
TICKER: GCBC CUSIP: 394357107
MEETING DATE: 11/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER W. HOGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BONADIO & CO, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenhill & Co., Inc.
TICKER: GHL CUSIP: 395259104
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. GREENHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT L. BOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN L. KEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN P. ROBARDS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenlight Capital Re, Ltd.
TICKER: GLRE CUSIP: G4095J109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT ALAN BROOKS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT SIMON BURTON AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DAVID EINHORN AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT LEONARD GOLDBERG AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT IAN ISAACS AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1f: ELECT FRANK LACKNER AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT BRYAN MURPHY AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1h: ELECT JOSEPH PLATT AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT HOPE TAITZ AS GLRE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a: ELECT ALAN BROOKS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2b: ELECT SIMON BURTON AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2c: ELECT DAVID EINHORN AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2d: ELECT LEONARD GOLDBERG AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2e: ELECT IAN ISAACS AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2f: ELECT FRANK LACKNER AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2g: ELECT BRYAN MURPHY AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2h: ELECT JOSEPH PLATT AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2i: ELECT HOPE TAITZ AS GREENLIGHT RE ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3a: ELECT TIM COURTIS AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT PHILIP HARKIN AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT FRANK LACKNER AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT PATRICK O'BRIEN AS GRIL ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #3e: ELECT BRENDAN TUOHY AS GRIL SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO CAYMAN LTD. AS AUDITORS OF ISSUER YES FOR FOR
GREENLIGHT RE
PROPOSAL #6: RATIFY BDO, REGISTERED AUDITORS IN ISSUER YES FOR FOR
IRELAND AS AUDITORS OF GRIL
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greif, Inc.
TICKER: GEF CUSIP: 397624206
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. FINN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. GASSER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DANIEL J. GUNSETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUDITH D. HOOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. NORTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER G. WATSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Griffin Industrial Realty, Inc.
TICKER: GRIF CUSIP: 398231100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BECHTEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR M. CULLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK M. DANZIGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL S. GAMZON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS C. ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN P. MAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT H. SMALL, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Griffon Corporation
TICKER: GFF CUSIP: 398433102
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. ALPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD J. KUTYNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Group 1 Automotive, Inc.
TICKER: GPI CUSIP: 398905109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARIN M. BARTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL J. HESTERBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINCOLN PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN D. QUINN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAX P. WATSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARYANN WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GSI Technology, Inc.
TICKER: GSIT CUSIP: 36241U106
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE-LEAN SHU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. THOMAS HART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAYDN HSIEH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RUEY L. LU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR O. WHIPPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT YAU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guaranty Bancorp
TICKER: GBNK CUSIP: 40075T607
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SUZANNE R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EDWARD B. CORDES ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KEITH R. FINGER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR STEPHEN D. JOYCE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GAIL H. KLAPPER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR STEPHEN G. MCCONAHEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PAUL W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guess?, Inc.
TICKER: GES CUSIP: 401617105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICE MARCIANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GIANLUCA BOLLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: SUBMIT SEVERANCE AGREEMENT TO SHAREHOLDER YES FOR AGAINST
SHAREHOLDER VOTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gulf Island Fabrication, Inc.
TICKER: GIFI CUSIP: 402307102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. KEEFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK J. MECHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H.B. Fuller Company
TICKER: FUL CUSIP: 359694106
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. HANDLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA TERESA HILADO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH KIMMELSHUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haemonetics Corporation
TICKER: HAE CUSIP: 405024100
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER SIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. DOCKENDORFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST N/A
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halcon Resources Corporation
TICKER: HK CUSIP: 40537Q605
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CAMPBELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. CHRISTMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. CLARK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hallador Energy Company
TICKER: HNRG CUSIP: 40609P105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT K. BILSLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. HARDIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN HARDIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN H. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHELDON B. LUBAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hallmark Financial Services, Inc.
TICKER: HALL CUSIP: 40624Q203
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. SCHWARZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT T. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. PAPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halyard Health, Inc.
TICKER: HYH CUSIP: 40650V100
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM A. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY D. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hamilton Beach Brands Holding Company
TICKER: HBB CUSIP: 40701T104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. BELGYA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER F. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS T. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES A. RATNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID F. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY H. TREPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hamilton Lane Incorporated
TICKER: HLNE CUSIP: 407497106
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hancock Holding Company
TICKER: HBHC CUSIP: 410120109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. HAIRSTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. HORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JERRY L. LEVENS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINE L. PICKERING ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO HANCOCK WHITNEY ISSUER YES FOR FOR
CORPORATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hanmi Financial Corporation
TICKER: HAFC CUSIP: 410495204
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH K. RHO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. AHN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIHO CHOI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTIE K. CHU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HARRY H. CHUNG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT DIEHL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR C. G. KUM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID L. ROSENBLUM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL M. YANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hannon Armstrong Sustainable Infrastructure Capital, Inc.
TICKER: HASI CUSIP: 41068X100
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. ECKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REBECCA B. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA M. BRENNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. CIRILLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES M. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HarborOne Bancorp, Inc.
TICKER: HONE CUSIP: 41165F101
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. FRENETTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY R. KORETZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HarborOne Bancorp, Inc.
TICKER: HONE CUSIP: 41165F101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON JEZARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD F. KENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALLACE H. PECKHAM, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hardinge Inc.
TICKER: HDNG CUSIP: 412324303
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harmonic Inc.
TICKER: HLIT CUSIP: 413160102
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. HARSHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID KRALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. FLOYD KVAMME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITZI REAUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIKOS THEODOSOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haverty Furniture Companies, Inc.
TICKER: HVT CUSIP: 419596101
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. ALLISON DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED L. SCHUERMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Holdings, Inc.
TICKER: HA CUSIP: 419879101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABHINAV DHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE S. HERSHFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER R. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDALL L. JENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD N. ZWERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Telcom Holdco, Inc.
TICKER: HCOM CUSIP: 420031106
MEETING DATE: 11/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawkins, Inc.
TICKER: HWKN CUSIP: 420261109
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. MCKEON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK H. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. FAULCONBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE M. JERGENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARYL I. SKAAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL J. STAUBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Haynes International, Inc.
TICKER: HAYN CUSIP: 420877201
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONALD C. CAMPION ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK M. COMERFORD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN C. COREY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT H. GETZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MICHAEL L. SHOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #8: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCI GROUP, INC.
TICKER: HCI CUSIP: 40416E103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES MACCHIAROLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARISH M. PATEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Realty Trust Incorporated
TICKER: HR CUSIP: 421946104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. EMERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD J. MEREDITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY H. AGEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD H. BRAMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER F. LYLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWIN B. MORRIS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN KNOX SINGLETON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTANN M. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Express, Inc.
TICKER: HTLD CUSIP: 422347104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY J. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN J. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENDA S. NEVILLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAHIRA K. HIRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Financial USA, Inc.
TICKER: HTLF CUSIP: 42234Q102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LYNN B. FULLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. MICHAEL MCCOY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARTIN J. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #2a: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2b: AMEND DIRECTOR QUALIFICATIONS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hecla Mining Company
TICKER: HL CUSIP: 422704106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE R. NETHERCUTT, ISSUER YES FOR FOR
JR.
PROPOSAL #1b: ELECT DIRECTOR STEPHEN F. RALBOVSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CATHERINE 'CASSIE' J. ISSUER YES FOR FOR
BOGGS
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heidrick & Struggles International, Inc.
TICKER: HSII CUSIP: 422819102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH L. AXELROD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARE M. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. KNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYLE LOGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISHNAN RAJAGOPALAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADAM WARBY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TRACY R. WOLSTENCROFT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helix Energy Solutions Group, Inc.
TICKER: HLX CUSIP: 42330P107
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OWEN KRATZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. WATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hemisphere Media Group, Inc.
TICKER: HMTV CUSIP: 42365Q103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. MCNAMARA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIC C. NEUMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN ENGELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW S. FREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Commerce Corp
TICKER: HTBK CUSIP: 426927109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIANNE M. BIAGINI- ISSUER YES FOR FOR
KOMAS
PROPOSAL #1.2: ELECT DIRECTOR FRANK G. BISCEGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK W. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. PHILIP DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN L. HALLGRIMSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER T. KACZMAREK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT T. MOLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA RODEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANSON W. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Financial Corporation
TICKER: HFWA CUSIP: 42722X106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN S. CHARNESKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. CLEES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIMBERLY T. ELLWANGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN A. DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORAH J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY S. LYON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRAGG E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY B. PICKERING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN L. VANCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANN WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD WIDDICOMBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PANAGIOTIS (PETE) ISSUER YES FOR FOR
APOSTOLOU
PROPOSAL #1.4: ELECT DIRECTOR IRINI BARLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TRIFON HOUVARDAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN MARTINDALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES MASIELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS PAPPAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH VATTAMATTAM ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VIJAY WALVEKAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage-Crystal Clean, Inc.
TICKER: HCCI CUSIP: 42726M106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED FEHSENFELD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herman Miller, Inc.
TICKER: MLHR CUSIP: 600544100
MEETING DATE: 10/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY VERMEER ANDRINGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENDA FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heron Therapeutics, Inc.
TICKER: HRTX CUSIP: 427746102
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. TANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY D. QUART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. POYHONEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTIAN WAAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hersha Hospitality Trust
TICKER: HT CUSIP: 427825500
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY H. SHAH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. HUTCHISON, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD J. LANDRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL A. LEVEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hertz Global Holdings, Inc.
TICKER: HTZ CUSIP: 42806J106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VINCENT INTRIERI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HENRY KEIZER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHRYN MARINELLO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANINDITA MUKHERJEE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DANIEL NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hibbett Sports, Inc.
TICKER: HIBB CUSIP: 428567101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE F. AGGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERRANCE G. FINLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY O. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hingham Institution for Savings
TICKER: HIFS CUSIP: 433323102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. DESMOND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD D. FALCIONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. LANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT L. MOSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KARA GAUGHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #2: ELECT COMPANY CLERK JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMS HOLDINGS CORP.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT BECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. LUCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BART M. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Bancorp, Inc.
TICKER: HBCP CUSIP: 43689E107
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Bancorp, Inc.
TICKER: HBCP CUSIP: 43689E107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. BORDELON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. HENDRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL G. GUIDRY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK M. COLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. RANDALL SIMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILBURN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ADCOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ASHLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIKE D. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK E. ENGELKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRACY M. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN E. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES G. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALEX R. LIEBLONG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS J. LONGE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JIM RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeStreet, Inc.
TICKER: HMST CUSIP: 43785V102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT M. BOGGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK R. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS I. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #1.1: MANAGEMENT NOMINEE SCOTT M. BOGGS SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: MANAGEMENT NOMINEE DOUGLAS I. SMITH SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE MARK R. PATTERSON SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeTrust Bancshares, Inc.
TICKER: HTBI CUSIP: 437872104
MEETING DATE: 11/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. JAMES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG C. KOONTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. K. MCFARLAND, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hope Bancorp, Inc.
TICKER: HOPE CUSIP: 43940T109
MEETING DATE: 7/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD D. BYUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. DIDION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JINHO DOO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAISY Y. HA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JIN CHUL JHUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN S. KOH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUNG HYUN LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. MALONE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT YOON-SUK WHANG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DALE S. ZUEHLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hope Bancorp, Inc.
TICKER: HOPE CUSIP: 43940T109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD D. BYUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. DIDION ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JINHO DOO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAISY Y. HA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JIN CHUL JHUNG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN S. KOH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUNG HYUN LEE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID P. MALONE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SCOTT YOON-SUK WHANG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DALE S. ZUEHLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horace Mann Educators Corporation
TICKER: HMN CUSIP: 440327104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL A. DOMENECH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN J. HASENMILLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD J. HELOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PERRY G. HINES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BEVERLEY J. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR H. WADE REECE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT STRICKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN O. SWYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARITA ZURAITIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Bancorp
TICKER: HBNC CUSIP: 440407104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE E. BURNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER L. PAIRITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SPERO W. VALAVANIS ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Pharma plc
TICKER: HZNP CUSIP: G4617B105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM F. DANIEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H. THOMAS WATKINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PASCALE WITZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hostess Brands, Inc.
TICKER: TWNK CUSIP: 44109J106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY D. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG D. STEENECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houghton Mifflin Harcourt Company
TICKER: HMHC CUSIP: 44157R109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. GORDON CROVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN S. DESRAVINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JILL A. GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. ROGERS NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TRACEY D. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hovnanian Enterprises, Inc.
TICKER: HOV CUSIP: 442487203
MEETING DATE: 3/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARA K. HOVNANIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. MARENGI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. LARRY SORSBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. WEINROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Howard Bancorp, Inc.
TICKER: HBMD CUSIP: 442496105
MEETING DATE: 12/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Howard Bancorp, Inc.
TICKER: HBMD CUSIP: 442496105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD FEINGLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. KEENAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. KUNISCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH C. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS P. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. GARY DORSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. HIGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. DRESHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK E. STEIL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A. MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CURTIS A. GLOVIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hub Group, Inc.
TICKER: HUBG CUSIP: 443320106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID P. YEAGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD G. MALTBY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY D. EPPEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. KENNY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER B. MCNITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES R. REAVES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN P. SLARK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY H. BOOSALIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Ltd.
TICKER: HUD CUSIP: G46408103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JUAN CARLOS TORRES ISSUER YES AGAINST AGAINST
CARRETERO
PROPOSAL #2: ELECT DIRECTOR JULIAN DIAZ GONZALEZ ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR JOSEPH DIDOMIZIO ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hurco Companies, Inc.
TICKER: HURC CUSIP: 447324104
MEETING DATE: 3/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. AARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL DOAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY C. LONGBOTTOM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW NINER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANAKI SIVANESAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huron Consulting Group Inc.
TICKER: HURN CUSIP: 447462102
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. MOODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH E. SAWYER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBRA ZUMWALT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huttig Building Products, Inc.
TICKER: HBP CUSIP: 448451104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD L. GLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DELBERT H. TANNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyster-Yale Materials Handling, Inc.
TICKER: HY CUSIP: 449172105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BEMOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. VINCENT POOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAIBORNE R. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EUGENE WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IBERIABANK Corporation
TICKER: IBKC CUSIP: 450828108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST P. BREAUX, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARYL G. BYRD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. CASBON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. KOERNER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICF International, Inc.
TICKER: ICFI CUSIP: 44925C103
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EILEEN O'SHEA AUEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL MEHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iconix Brand Group, Inc.
TICKER: ICON CUSIP: 451055107
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR F. PETER CUNEO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. HAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DREW COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. MARCUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANJAY KHOSLA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISTEN M. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH W. SLUTSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iconix Brand Group, Inc.
TICKER: ICON CUSIP: 451055107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICU Medical, Inc.
TICKER: ICUI CUSIP: 44930G107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIVEK JAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. SWINNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS E. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD M. ABBEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDACORP, Inc.
TICKER: IDA CUSIP: 451107106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARREL T. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS CARLILE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNETTE G. ELG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD W. JIBSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDITH A. JOHANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD J. NAVARRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. TINSTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 1/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. GERAGHTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAXINE GOWEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDT Corporation
TICKER: IDT CUSIP: 448947507
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CHENKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC F. COSENTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BILL PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDAH SCHORR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF OPTIONS TO HOWARD S. ISSUER YES FOR FOR
JONAS
PROPOSAL #4: APPROVE AND RATIFY THE HOWARD JONAS ISSUER YES FOR FOR
STOCK SALES
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IES Holdings, Inc.
TICKER: IESC CUSIP: 44951W106
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. DOWLING, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. GENDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY L. GENDELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOE D. KOSHKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT W. LEWEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD L. LUKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: II-VI Incorporated
TICKER: IIVI CUSIP: 902104108
MEETING DATE: 11/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. CORASANTI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM A. SCHROMM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ILG, Inc.
TICKER: ILG CUSIP: 44967H101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG M. NASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID FLOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTORIA L. FREED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIZANNE GALBREATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHAD HOLLINGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEWIS J. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. KUHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. QUAZZO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SERGIO D. RIVERA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR AVY H. STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immune Design Corp.
TICKER: IMDZ CUSIP: 45252L103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ED PENHOET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPRICING OF OPTIONS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immunomedics, Inc.
TICKER: IMMU CUSIP: 452907108
MEETING DATE: 4/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECTION DIRECTOR BEHZAD AGHAZADEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECTION DIRECTOR SCOTT CANUTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECTION DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECTION DIRECTOR KHALID ISLAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECTION DIRECTOR MICHAEL PEHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Impac Mortgage Holdings, Inc.
TICKER: IMH CUSIP: 45254P508
MEETING DATE: 7/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH R. TOMKINSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM S. ASHMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHAN R. PEERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR LEIGH J. ABRAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR THOMAS B. AKIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Impax Laboratories, Inc.
TICKER: IPXL CUSIP: 45256B101
MEETING DATE: 3/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE BUSINESS COMBINATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independence Contract Drilling, Inc.
TICKER: ICD CUSIP: 453415309
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BYRON A. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. CRANDELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHEW D. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL F. MCNEASE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIGHE A. NOONAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independence Holding Company
TICKER: IHC CUSIP: 453440307
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY R. GRABER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR TERESA A. HERBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID T. KETTIG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALLAN C. KIRKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. LAHEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN B. LAPIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RONALD I. SIMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES G. TATUM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROY T.K. THUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INDEPENDENCE REALTY TRUST, INC.
TICKER: IRT CUSIP: 45378A106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT F. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. DUNKELBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. GEBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELINDA H. MCCLURE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MACK D. PRIDGEN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ROSS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Corp.
TICKER: INDB CUSIP: 453836108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA L. ABELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY L. LENTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK TAW ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Corporation
TICKER: IBCP CUSIP: 453838609
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTINA L. KELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL M. MAGEE, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MATTHEW J. MISSAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent Bank Group, Inc.
TICKER: IBTX CUSIP: 45384B106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. FAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. POARCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK K. GORMLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. VIOLA ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinera Corporation
TICKER: INFN CUSIP: 45667G103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. MILBURY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID F. WELCH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinity Property and Casualty Corporation
TICKER: IPCC CUSIP: 45665Q103
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Information Services Group, Inc.
TICKER: III CUSIP: 45675Y104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KALPANA RAINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD C. WAITE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InfraREIT, Inc.
TICKER: HIFR CUSIP: 45685L100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN GATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD R. LOGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingles Markets, Incorporated
TICKER: IMKTA CUSIP: 457030104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. LOWDEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InnerWorkings, Inc.
TICKER: INWK CUSIP: 45773Y105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ERIC D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD S. STODDART ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES K. BOBRINSKOY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1G: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innophos Holdings, Inc.
TICKER: IPHS CUSIP: 45774N108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY CAPPELINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM ANN MINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA MYRICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN OSAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN STEITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT ZATTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innospec Inc.
TICKER: IOSP CUSIP: 45768S105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MILTON C. BLACKMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT I. PALLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insight Enterprises, Inc.
TICKER: NSIT CUSIP: 45765U103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA BREARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. CROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE COURAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN S. PUSHOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GIRISH RISHI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insmed Incorporated
TICKER: INSM CUSIP: 457669307
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELVIN SHAROKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insteel Industries, Inc.
TICKER: IIIN CUSIP: 45774W108
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. NEWSOME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. KENNEDY ('KEN') ISSUER YES FOR FOR
THOMPSON
PROPOSAL #1.3: ELECT DIRECTOR H. O. WOLTZ III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integer Holdings Corporation
TICKER: ITGR CUSIP: 45826H109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA G. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. DZIEDZIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. HINRICHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN HOBBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. CRAIG MAXWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FILIPPO PASSERINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BILL R. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER H. SODERBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. SPENCE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM B. SUMMERS, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intellia Therapeutics, Inc.
TICKER: NTLA CUSIP: 45826J105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK VERWIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intelsat SA
TICKER: I CUSIP: L5140P101
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6a: REELECT DAVID MCGLADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6b: REELECT STEPHEN SPENGLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: REELECT ROBERT CALLAHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: RENEW APPOINTMENT OF KPMG LLP AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE SHARE REPURCHASE ISSUER YES AGAINST AGAINST
PROPOSAL #1: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inter Parfums, Inc.
TICKER: IPAR CUSIP: 458334109
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN MADAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE BENACIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIPPE SANTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCOIS HEILBRONN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT BENSOUSSAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK CHOEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHEL DYENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VERONIQUE GABAI-PINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interface, Inc.
TICKER: TILE CUSIP: 458665304
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY D. GOULD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR K. DAVID KOHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIN A. MATTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHERYL D. PALMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Bancshares Corporation
TICKER: IBOC CUSIP: 459044103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAVIER DE ANDA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRVING GREENBLUM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS B. HOWLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PEGGY J. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS E. NIXON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY A. NORTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERTO R. RESENDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTONIO R. SANCHEZ, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Seaways, Inc.
TICKER: INSW CUSIP: Y41053102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUG WHEAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. BERNLOHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IAN T. BLACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDEE E. DAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID I. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY A. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOIS K. ZABROCKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTL FCStone Inc.
TICKER: INTL CUSIP: 46116V105
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. BRANCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. GRZYBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARYL K. HENZE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN KASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE W. KREHBIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SEAN M. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ERIC PARTHEMORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN RADZIWILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intra-Cellular Therapies, Inc.
TICKER: ITCI CUSIP: 46116X101
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER ALAFI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL S. MARCUS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intrepid Potash, Inc.
TICKER: IPI CUSIP: 46121Y102
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY CONSIDINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRIS A. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invacare Corporation
TICKER: IVC CUSIP: 461203101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN H. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA W. BODEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC M. GIBELEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW E. MONAGHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLIFFORD D. NASTAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BAIJU R. SHAH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invesco Mortgage Capital Inc.
TICKER: IVR CUSIP: 46131B100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN B. HANDLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD J. HARDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. LIENTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS P. LOCKHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY G. MCGREEVEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR COLIN D. MEADOWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investar Holding Corporation
TICKER: ISTR CUSIP: 46134L105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. BESSELMAN, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BOYCE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. BOYCE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. HIDALGO, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GORDON H. JOFFRION, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT CHRIS JORDAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID J. LUKINOVICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE O. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREW C. NELSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL R. SCHNEIDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FRANK L. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investment Technology Group, Inc.
TICKER: ITG CUSIP: 46145F105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN G. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MINDER CHENG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY L. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. JARRETT LILIEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEE M. SHAVEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCIS J. TROISE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN S. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Bancorp, Inc.
TICKER: ISBC CUSIP: 46146L101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN CUMMINGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHELE N. SIEKERKA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL STATHOULOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Real Estate Trust
TICKER: IRET CUSIP: 461730103
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEFFREY P. CAIRA ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MICHAEL T. DANCE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARK O. DECKER, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR TERRANCE P. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JEFFREY L. MILLER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN A. SCHISSEL ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JOHN D. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Title Company
TICKER: ITIC CUSIP: 461804106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. FINE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. JOE KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. MORTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iovance Biotherapeutics, Inc.
TICKER: IOVA CUSIP: 462260100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAIN DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA FARDIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL WEISER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RYAN MAYNARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WAYNE ROTHBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iridium Communications Inc.
TICKER: IRDM CUSIP: 46269C102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. NIEHAUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. CANFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. DESCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JANE L. HARMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALVIN B. KRONGARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC T. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN B. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PARKER W. RUSH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENRIK O. SCHLIEMANN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR S. SCOTT SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY J. WEST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iStar Inc.
TICKER: STAR CUSIP: 45031U101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD DE SOUZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. HOLMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALE ANNE REISS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY W. RIDINGS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IXYS Corporation
TICKER: IXYS CUSIP: 46600W106
MEETING DATE: 8/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD L. FEUCHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL KORY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JOON LEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR UZI SASSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. THORBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH D. WONG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN ZOMMER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IXYS Corporation
TICKER: IXYS CUSIP: 46600W106
MEETING DATE: 1/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. Alexander's Holdings, Inc.
TICKER: JAX CUSIP: 46609J106
MEETING DATE: 2/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES AGAINST AGAINST
PROPOSAL #2: APPROVE THE TRANSACTIONS BY ISSUER YES AGAINST AGAINST
DISINTERESTED SHAREHOLDERS' ACTION PURSUANT TO
SECTION 48-18-704 OF THE TENNESSEE BUSINESS
PROPOSAL #3a: RECLASSIFY THE CURRENT COMMON STOCK AS ISSUER YES AGAINST AGAINST
CLASS A COMMON STOCK AND AUTHORIZE A NEW CLASS OF
CLASS B COMMON STOCK
PROPOSAL #3b: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE THE CONTROL SHARE ACQUISITION ISSUER YES AGAINST AGAINST
ACT CHARTER AMENDMENT
PROPOSAL #5: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. Alexander's Holdings, Inc.
TICKER: JAX CUSIP: 46609J106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LONNIE J. STOUT, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. C. Penney Company, Inc.
TICKER: JCP CUSIP: 708160106
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARVIN R. ELLISON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR AMANDA GINSBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WONYA Y. LUCAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LISA A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DEBORA A. PLUNKETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEONARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jack in the Box Inc.
TICKER: JACK CUSIP: 466367109
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD A. COMMA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON P. JOHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. MYERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. WYATT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIVIEN M. YEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: James River Group Holdings, Ltd.
TICKER: JRVR CUSIP: G5005R107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID ZWILLINGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST &YOUNG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jernigan Capital, Inc.
TICKER: JCAP CUSIP: 476405105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEAN JERNIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. GOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK O. DECKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD A. SILVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY J. THIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson Outdoors Inc.
TICKER: JOUT CUSIP: 479167108
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. FAHEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jones Energy, Inc.
TICKER: JONE CUSIP: 48019R108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE S. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HALBERT S. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K12 Inc.
TICKER: LRN CUSIP: 48273U102
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG R. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUILLERMO BRON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. ENGLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN B. FINK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LIZA MCFADDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STUART J. UDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaiser Aluminum Corporation
TICKER: KALU CUSIP: 483007704
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. PATRICK HASSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EMILY LIGGETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kala Pharmaceuticals, Inc.
TICKER: KALA CUSIP: 483119103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK T. IWICKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW I. KOVEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY D. PERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaman Corporation
TICKER: KAMN CUSIP: 483548103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. REEVES CALLAWAY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: EFFECTUATE A TAX-DEFERRED SPIN-OFF SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Karyopharm Therapeutics Inc.
TICKER: KPTI CUSIP: 48576U106
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEEPIKA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Home
TICKER: KBH CUSIP: 48666K109
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DORENE C. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY W. FINCHEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART A. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELISSA LORA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. MEZGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND TAX BENEFITS RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, Inc.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES R. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STUART J. B. BRADIE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LOREN K. CARROLL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR UMBERTO DELLA SALA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR WENDY M. MASIELLO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ANN D. PICKARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KCG Holdings, Inc.
TICKER: KCG CUSIP: 48244B100
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MERGER FOR PURPOSES OF SECTION ISSUER YES FOR FOR
203 OF THE DGCL RELATED TO "INTERESTED PARTIES"
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keane Group, Inc.
TICKER: FRAC CUSIP: 48669A108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. STEWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC G. R. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS N. BATZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DALE M. DUSTERHOFT ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTIAN A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA A. GRAY ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GARY M. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHAWN KEANE ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ELMER D. REED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LENARD B. TESSLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SCOTT WILLE ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kearny Financial Corp.
TICKER: KRNY CUSIP: 48716P108
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE J. AANENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH P. MAZZA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. REGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER PETERMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kearny Financial Corp.
TICKER: KRNY CUSIP: 48716P108
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kemper Corporation
TICKER: KMPR CUSIP: 488401100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR GEORGE N. COCHRAN ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KATHLEEN M. CRONIN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR DOUGLAS G. GEOGA ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR THOMAS M. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR LACY M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR ROBERT J. JOYCE ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR JOSEPH P. LACHER, JR. ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR CHRISTOPHER B. SAROFIM ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR DAVID P. STORCH ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR SUSAN D. WHITING ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 10/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. MCMORROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN CREIGHTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENT MOUTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimball Electronics, Inc.
TICKER: KE CUSIP: 49428J109
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY L. STRINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. THAXTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimball International, Inc.
TICKER: KBAL CUSIP: 494274103
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFFREY L. STRINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN B. FRAMPTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Biosciences, Inc.
TICKER: KIN CUSIP: 494577109
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND TOWNSEND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR ERVIN VESZPREMI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Healthcare, Inc.
TICKER: KND CUSIP: 494580103
MEETING DATE: 4/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kirkland's, Inc.
TICKER: KIRK CUSIP: 497498105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. WILSON ORR, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MILES T. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHRIS L. SHIMOJIMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kite Realty Group Trust
TICKER: KRG CUSIP: 49803T300
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. KITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. BINDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTOR J. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALD W. GRUPE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTIE B. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID R. O'REILLY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARTON R. PETERSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES H. WURTZEBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLX Inc.
TICKER: KLXI CUSIP: 482539103
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD G. HAMERMESH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE L. WEISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. WHATES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KNIGHT TRANSPORTATION, INC.
TICKER: KNX CUSIP: 499064103
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knoll, Inc.
TICKER: KNL CUSIP: 498904200
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHANIE STAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL W. DIENST ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knowles Corporation
TICKER: KN CUSIP: 49926D109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIDIER HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD JANKOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YE JANE LI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL SHAVERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kopin Corporation
TICKER: KOPN CUSIP: 500600101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C.C. FAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. BREWINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. BROOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW H. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MORTON COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHI CHIA HSIEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. LANDINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Korn/Ferry International
TICKER: KFY CUSIP: 500643200
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DOYLE N. BENEBY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GARY D. BURNISON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM R. FLOYD ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JERRY P. LEAMON ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ANGEL R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DEBRA J. PERRY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5a: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND BYLAWS
PROPOSAL #5b: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO AMEND ACTION BY WRITTEN CONSENT RIGHT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kraton Corporation
TICKER: KRA CUSIP: 50077C106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLEY J. BAUSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kratos Defense & Security Solutions, Inc.
TICKER: KTOS CUSIP: 50077B207
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BANDEL CARANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM HOGLUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOT JARVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE JUDD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL LIBERATORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY ZEGART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KVH Industries, Inc.
TICKER: KVHI CUSIP: 482738101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. AIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STANLEY K. HONEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L.B. Foster Company
TICKER: FSTR CUSIP: 350060109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE B. FOSTER, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIRK JUNGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIANE B. OWEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. PURGASON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. RACKOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUZANNE B. ROWLAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRADLEY S. VIZI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La Quinta Holdings Inc.
TICKER: LQ CUSIP: 50420D108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladder Capital Corp
TICKER: LADR CUSIP: 505743104
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUGLAS DURST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladenburg Thalmann Financial Services Inc.
TICKER: LTS CUSIP: 50575Q102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAUL GILINSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE M. SIMKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK D. ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Bancorp, Inc.
TICKER: LBAI CUSIP: 511637100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE D. BOHUNY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY ANN DEACON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN FLYNN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Financial Corporation
TICKER: LKFN CUSIP: 511656100
MEETING DATE: 4/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BLAKE W. AUGSBURGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL F. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. FINDLAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. HIATT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL L. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EMILY E. PICHON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN D. ROSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY J. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD D. TRUEX ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landec Corporation
TICKER: LNDC CUSIP: 514766104
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT D. BOLLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH CAROSELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TONIA PANKOPF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT TOBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOLLY A. HEMMETER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lands' End, Inc.
TICKER: LE CUSIP: 51509F105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT GALVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEROME S. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH LEYKUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPHINE LINDEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. MCCLAIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIGNESH PATEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONAH STAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lannett Company, Inc.
TICKER: LCI CUSIP: 516012101
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY FARBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. MAHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID DRABIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL TAVEIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT PAONESSA, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK G. LEPORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lantheus Holdings, Inc.
TICKER: LNTH CUSIP: 516544103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN MARKISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY J. PRUDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH J. PUCEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. THRALL ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN CHARTER PROVISIONS
PROPOSAL #3: APPROVE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LaSalle Hotel Properties
TICKER: LHO CUSIP: 517942108
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. BARNELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE M. COLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. FOLAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARRYL HARTLEY-LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STUART L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE SHAREHOLDERS THE ABILITY TO ISSUER YES FOR FOR
AMEND THE BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Laureate Education Inc.
TICKER: LAUR CUSIP: 518613203
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS L. BECKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN F. CARROLL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANDREW B. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. CORNOG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR PEDRO DEL CORRO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. DURHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH W. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EILIF SERCK-HANSSEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN K. SNOW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR STEVEN M. TASLITZ ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR QUENTIN VAN ISSUER YES WITHHOLD AGAINST
DOOSSELAERE
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lawson Products, Inc.
TICKER: LAWS CUSIP: 520776105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. ALBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR I. STEVEN EDELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. POSTEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Layne Christensen Company
TICKER: LAYN CUSIP: 521050104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La-Z-Boy Incorporated
TICKER: LZB CUSIP: 505336107
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWIN J. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. GEORGE LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREN B. PETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LCNB Corp.
TICKER: LCNB CUSIP: 50181P100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER S. CROPPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. KOCHENSPARGER, ISSUER YES FOR FOR
III
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LCNB Corp.
TICKER: LCNB CUSIP: 50181P100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Leaf Group Ltd.
TICKER: LFGR CUSIP: 52177G102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICTOR E. PARKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MITCHELL STERN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN PLEASANTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LegacyTexas Financial Group, Inc.
TICKER: LTXB CUSIP: 52471Y106
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCILIA C. ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. FISK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. HANIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. LEVECCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES BRIAN MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN H. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. GREG WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingClub Corporation
TICKER: LC CUSIP: 52603A109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL CIPORIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY J. MAYOPOULOS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICIA MCCORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexington Realty Trust
TICKER: LXP CUSIP: 529043101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. ROBERT ROSKIND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR T. WILSON EGLIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD S. FRARY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAWRENCE L. GRAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMIE HANDWERKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLAIRE A. KOENEMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HOWARD ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LGI Homes, Inc.
TICKER: LGIH CUSIP: 50187T106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN EDONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN GAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC LIPAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN SANSBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT VAHRADIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH G. MYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD T. NIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. EARL REED, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Libbey Inc.
TICKER: LBY CUSIP: 529898108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL B. MOERDYK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. ORR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tax, Inc.
TICKER: TAX CUSIP: 53128T102
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. GAREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN IBBOTSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSS N. LONGFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE T. ROBSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tax, Inc.
TICKER: TAX CUSIP: 53128T102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. WILLIAM MINNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS HERSKOVITS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK A. COZZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CARR, RIGGS & INGRAM, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty TripAdvisor Holdings, Inc.
TICKER: LTRPA CUSIP: 531465102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. MALONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifetime Brands, Inc.
TICKER: LCUT CUSIP: 53222Q103
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifetime Brands, Inc.
TICKER: LCUT CUSIP: 53222Q103
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY SIEGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD SHIFTAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. KAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE POLLACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. JEARY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN KOEGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHERRIE NANNINGA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS E. REAVES ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SARA GENSTER ROBLING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL SCHNABEL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM U. WESTERFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limelight Networks, Inc.
TICKER: LLNW CUSIP: 53261M104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUG BEWSHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limoneira Company
TICKER: LMNR CUSIP: 532746104
MEETING DATE: 3/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. H. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDGAR A. TERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liquidity Services, Inc.
TICKER: LQDT CUSIP: 53635B107
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Littelfuse, Inc.
TICKER: LFUS CUSIP: 537008104
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TZAU-JIN (T.J.) CHUNG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARY T. FU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY GRILLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. HEINZMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD L. SCHUBEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NATHAN ZOMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LivaNova PLC
TICKER: LIVN CUSIP: G5509L101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCESCO BIANCHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. KOZY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAMIEN MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HUGH M. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALFRED J. NOVAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHARON O'KANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARTHUR L. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA L. SAIA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
UK STATUTORY AUDITOR
PROPOSAL #9: AUTHORISE THE AUDIT AND COMPLIANCE ISSUER YES FOR FOR
COMMITTEE TO FIX REMUNERATION OF AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR OZEY K. HORTON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. BRADLEY SOUTHERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSB Industries, Inc.
TICKER: LXU CUSIP: 502160104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. GENENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY H. GOLSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. ROEDEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LYNN F. WHITE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSC Communications, Inc.
TICKER: LKSD CUSIP: 50218P107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. QUINLAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET A. BREYA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS F. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS W. STOTLAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHIVAN S. SUBRAMANIAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSI Industries Inc.
TICKER: LYTS CUSIP: 50216C108
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. BEECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY P. KREIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILFRED T. O'GARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. SFERRA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. STEELE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS W. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LTC Properties, Inc.
TICKER: LTC CUSIP: 502175102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOYD W. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEVRA G. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY L. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. TRICHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luminex Corporation
TICKER: LMNX CUSIP: 55027E102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. WALTER LOEWENBAUM, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. OGUNRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luther Burbank Corporation
TICKER: LBC CUSIP: 550550107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR S. TRIONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. BIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK KROUSKUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANITA GENTLE NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. WAJNERT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M.D.C. Holdings, Inc.
TICKER: MDC CUSIP: 552676108
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND T. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COURTNEY L. MIZEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M/I Homes, Inc.
TICKER: MHO CUSIP: 55305B101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. THOMAS MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAREN JESTER TURNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macatawa Bank Corporation
TICKER: MCBC CUSIP: 554225102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD L. HAAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS B. PADNOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. POSTMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mack-Cali Realty Corporation
TICKER: CLI CUSIP: 554489104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. MACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN S. BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHAN GANTCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID S. MACK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN G. PHILIBOSIAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IRVIN D. REID ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REBECCA ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VINCENT TESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MacroGenics, Inc.
TICKER: MGNX CUSIP: 556099109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID STUMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magellan Health, Inc.
TICKER: MGLN CUSIP: 559079207
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERAN BROSHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. SIMAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SWATI ABBOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maiden Holdings, Ltd.
TICKER: MHLD CUSIP: G5753U112
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMCHA G. LYONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND M. NEFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YEHUDA L. NEUBERGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN H. NIGRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE LTD. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MainSource Financial Group, Inc.
TICKER: MSFG CUSIP: 56062Y102
MEETING DATE: 12/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malvern Bancorp, Inc.
TICKER: MLVF CUSIP: 561409103
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD KENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THERESE WOODMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIA D. CORELLI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW FISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CYNTHIA FELZER LEITZELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN P. SCARTOZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANTHONY C. WEAGLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mammoth Energy Services, Inc.
TICKER: TUSK CUSIP: 56155L108
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC MCCARTHY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARTY STRAEHLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAUL HEERWAGEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES PALM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ManTech International Corporation
TICKER: MANT CUSIP: 564563104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. PEDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY G. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER R. FATZINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. KERR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH A. MINIHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marchex, Inc.
TICKER: MCHX CUSIP: 56624R108
MEETING DATE: 8/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS CLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE DEVEREUX-MILLS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL C. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. WAYNE WISEHART ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MarineMax, Inc.
TICKER: HZO CUSIP: 567908108
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. MCGILL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. OGLESBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marlin Business Services Corp.
TICKER: MRLN CUSIP: 571157106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CALAMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT A. HEIMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. WERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott Vacations Worldwide Corporation
TICKER: VAC CUSIP: 57164Y107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELQUIADES R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. WEISZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marten Transport, Ltd.
TICKER: MRTN CUSIP: 573075108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH L. MARTEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY B. HAGNESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. WINKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY M. BAUER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. DEMOREST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR G. LARRY OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD R. BOOTH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Materion Corporation
TICKER: MTRN CUSIP: 576690101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINOD M. KHILNANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR N. MOHAN REDDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG S. SHULAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DARLENE J. S. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT B. TOTH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUGAL K. VIJAYVARGIYA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEOFFREY WILD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT J. PHILLIPPY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matrix Service Company
TICKER: MTRX CUSIP: 576853105
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARTHA Z. CARNES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN D. CHANDLER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN R. HEWITT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR TOM E. MAXWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES H. MILLER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matson, Inc.
TICKER: MATX CUSIP: 57686G105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CHUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. FUKUNAGA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STANLEY M. KURIYAMA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSTANCE H. LAU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxwell Technologies, Inc.
TICKER: MXWL CUSIP: 577767106
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD BERGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MUTCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maxwell Technologies, Inc.
TICKER: MXWL CUSIP: 577767106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANZ FINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN BILODEAU ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MB Financial, Inc.
TICKER: MBFI CUSIP: 55264U108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. BOLGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. BRYAN DANIELS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MITCHELL FEIGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUNIL GARG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES J. GRIES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES N. HALLENE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS H. HARVEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD J. HOLMSTROM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK A. HOPPE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN J. MAY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RENEE TOGHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBIA Inc.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS Y. CHIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM C. FALLON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES R. RINEHART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THEODORE SHASTA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD C. VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND SECURITIES TRANSFER RESTRICTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBT Financial Corp.
TICKER: MBTF CUSIP: 578877102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KRISTINE L. BARANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER H. CARLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. DOUGLAS CHAFFIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH S. DALY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TONY SCAVUZZO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR DEBRA J. SHAH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. SKIBSKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH S. VIG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDermott International, Inc.
TICKER: MDR CUSIP: 580037109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McGrath RentCorp
TICKER: MGRC CUSIP: 580589109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. FETTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH F. HANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS P. STRADFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. ZECH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MDC Partners Inc.
TICKER: MDCA CUSIP: 552697104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT L. KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARE R. COPELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE MARIE O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DESIREE ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IRWIN D. SIMON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BDO USA, LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MedEquities Realty Trust, Inc.
TICKER: MRT CUSIP: 58409L306
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. FOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN I. GERINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN L. GUILLARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM C. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLIOTT MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TODD W. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MCROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART C. MCWHORTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MediciNova, Inc.
TICKER: MNOV CUSIP: 58468P206
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR YUICHI IWAKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medpace Holdings, Inc.
TICKER: MEDP CUSIP: 58506Q109
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANASTASYA MOLODYKH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melinta Therapeutics, Inc
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 12/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melinta Therapeutics, Inc.
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL MARK WECHSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID GILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. JOHNSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercantile Bank Corporation
TICKER: MBWM CUSIP: 587376104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. CASSARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE L. ELDRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFF A. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD B. GRANT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT B. KAMINSKI, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. PRICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS R. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merchants Bancorp
TICKER: MBIN CUSIP: 58844R108
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. PETRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL D. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT A. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE ANNE GILROY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK D. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE E. SELLERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID N. SHANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercury Systems, Inc.
TICKER: MRCY CUSIP: 589378108
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA S. DISBROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK ASLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY LOUISE (ML) ISSUER YES FOR FOR
KRAKAUER
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meredith Corporation
TICKER: MDP CUSIP: 589433101
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. MARINEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH E. TALLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD A. BAER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS H. HARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BETH J. KAPLAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bancorp, Inc.
TICKER: EBSB CUSIP: 58958U103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARILYN A. CENSULLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL L. CHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. GAVEGNANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY F. NATALUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bioscience, Inc.
TICKER: VIVO CUSIP: 589584101
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT E. ELLINGWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK KENNY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. KRAEUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. MCILWRAITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. RICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID C. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CATHERINE A. SAZDANOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritage Homes Corporation
TICKER: MTH CUSIP: 59001A102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND OPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. BURKE, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA C. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEB HENRETTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritor, Inc.
TICKER: MTOR CUSIP: 59001K100
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN A. BERTSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODGER L. BOEHM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES GOVERNANCE-RELATED ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328100
MEETING DATE: 8/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD PETERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ULRIK B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328209
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD PETERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE D. DEMETRI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ULRIK B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mersana Therapeutics, Inc.
TICKER: MRSN CUSIP: 59045L106
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLARD H. DERE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 1/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK V. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BECKY S. SHULMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metropolitan Bank Holding Corp.
TICKER: MCB CUSIP: 591774104
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. DEFAZIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARVEY M. GUTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE J. WOLF, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. USDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGE Energy, Inc.
TICKER: MGEE CUSIP: 55277P104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCIA M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. KEEBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY J. WOLTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUEST A STUDY OF THE ELECTRIFICATION SHAREHOLDER YES AGAINST FOR
OF THE TRANSPORTATION SECTOR
PROPOSAL #5: DISCLOSE BUSINESS STRATEGY FOR ALIGNING SHAREHOLDER YES AGAINST FOR
WITH 2 DEGREE WARMING GOAL
PROPOSAL #6: REPORT ON RENEWABLE ENERGY ADOPTION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGIC Investment Corporation
TICKER: MTG CUSIP: 552848103
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL A. ARRIGONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CASSANDRA C. CARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. EDWARD CHAPLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURT S. CULVER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY A. POLINER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK SINKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK M. ZANDI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGP Ingredients, Inc.
TICKER: MGPI CUSIP: 55303J106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES L. BAREUTHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANTHONY P. FOGLIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID J. COLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroStrategy Incorporated
TICKER: MSTR CUSIP: 594972408
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. SAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARGARET A. BREYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN X. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JARROD M. PATTEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE J. RECHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL J. RICKERTSEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Middlefield Banc Corp.
TICKER: MBCN CUSIP: 596304204
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BEVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. HESLOP, II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAYTON W. ROSE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. TOTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Middlesex Water Company
TICKER: MSEX CUSIP: 596680108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS W. DOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM C. HANNEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midland States Bancorp, Inc.
TICKER: MSBI CUSIP: 597742105
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midland States Bancorp, Inc.
TICKER: MSBI CUSIP: 597742105
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH A. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidSouth Bancorp, Inc.
TICKER: MSL CUSIP: 598039105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAKE DELHOMME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. MICHAEL 'MIKE' ISSUER YES FOR FOR
KRAMER
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. LEMOINE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midstates Petroleum Company, Inc.
TICKER: MPO CUSIP: 59804T407
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. SAMBROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN J. CARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERIC F. BRACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICE D. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NEAL P. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TODD R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE H. VINCENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidWestOne Financial Group, Inc.
TICKER: MOFG CUSIP: 598511103
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD R. DONOHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL J. KAEDING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH E. STANOCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT R. WEISE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Milacron Holdings Corp.
TICKER: MCRN CUSIP: 59870L106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. GLUCHOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. KRATOCHVIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. REEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miller Industries, Inc.
TICKER: MLR CUSIP: 600551204
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. ASHFORD, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR A. RUSSELL CHANDLER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. MILLER, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINERALS TECHNOLOGIES INC.
TICKER: MTX CUSIP: 603158106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. CARMOLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARC E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minerva Neurosciences, Inc.
TICKER: NERV CUSIP: 603380106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HANS PETER HASLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miragen Therapeutics, Inc.
TICKER: MGEN CUSIP: 6.05E+107
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE L. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN KOCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARLENE M. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. BOWDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mistras Group, Inc.
TICKER: MG CUSIP: 60649T107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS BERTOLOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. FORESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. LANGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL N. STAMATAKIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SOTIRIOS J. VAHAVIOLOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. CURTIS WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mobile Mini, Inc.
TICKER: MINI CUSIP: 60740F105
MEETING DATE: 4/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL L. WATTS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIK OLSSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SARA R. DIAL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFREY S. GOBLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES J. MARTELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN A. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FREDERICK G. MCNAMEE, ISSUER YES FOR FOR
III
PROPOSAL #1h: ELECT DIRECTOR KIMBERLY J. MCWATERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE TRACHTENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Modine Manufacturing Company
TICKER: MOD CUSIP: 607828100
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LARRY O. MOORE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Momenta Pharmaceuticals, Inc.
TICKER: MNTA CUSIP: 60877T100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE-CARLOS GUTIERREZ- ISSUER YES FOR FOR
RAMOS
PROPOSAL #1b: ELECT DIRECTOR JAMES R. SULAT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monarch Casino & Resort, Inc.
TICKER: MCRI CUSIP: 609027107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN FARAHI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL ANDREWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MoneyGram International, Inc.
TICKER: MGI CUSIP: 60935Y208
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. COLEY CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR W. DAHIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTONIO O. GARZA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. ALEXANDER HOLMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SETH W. LAWRY ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MICHAEL P. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR W. BRUCE TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PEGGY VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monmouth Real Estate Investment Corporation
TICKER: MNR CUSIP: 609720107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE B. ELFLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE W. LANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. LANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL A. LANDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monogram Residential Trust, Inc.
TICKER: MORE CUSIP: 60979P105
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monotype Imaging Holdings Inc.
TICKER: TYPE CUSIP: 61022P100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT E. LANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA F. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY B. YEATON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moog Inc.
TICKER: MOG.A CUSIP: 615394202
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motorcar Parts of America, Inc.
TICKER: MPAA CUSIP: 620071100
MEETING DATE: 12/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SELWYN JOFFE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DAVID BRYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUDOLPH J. BORNEO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP GAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DUANE MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY MIRVIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TIMOTHY D. VARGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARBARA L. WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Movado Group, Inc.
TICKER: MOV CUSIP: 624580106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGARET HAYES ADAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER A. BRIDGMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. COTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EFRAIM GRINBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN H. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD ISSERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATHAN LEVENTHAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAURICE REZNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MRC Global Inc.
TICKER: MRC CUSIP: 55345K103
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHYS J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH G. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD M. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA J. DUGANIER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG KETCHUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARD P. KRANS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW R. LANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CORNELIS A. LINSE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN A. PERKINS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR H. B. WEHRLE, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSG Networks Inc.
TICKER: MSGN CUSIP: 553573106
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH J. LHOTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL M. LITVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. SYKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTGE Investment Corp.
TICKER: MTGE CUSIP: 55378A105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY D. KAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIA L. CORONADO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. COUCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDY E. DOBBS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTS Systems Corporation
TICKER: MTSC CUSIP: 553777103
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID D. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDY J. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GAIL P. STEINEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MAXIMILIANE C. STRAUB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHUN HUNG (KENNETH) YU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Water Products, Inc.
TICKER: MWA CUSIP: 624758108
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT HALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LYDIA W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MutualFirst Financial, Inc.
TICKER: MFSF CUSIP: 62845B104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE R. ALTOBELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK L. BARKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK C. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. LASHLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. BERNARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM V. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRIAN C. HEWITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES D. ROSEMA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MyoKardia, Inc.
TICKER: MYOK CUSIP: 62857M105
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TASSOS GIANAKAKOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MYR Group Inc.
TICKER: MYRG CUSIP: 55405W104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD C.I. LUCKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURICE E. MOORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myriad Genetics, Inc.
TICKER: MYGN CUSIP: 62855J104
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER GILBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. LANGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE C. BEST ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NACCO Industries, Inc.
TICKER: NC CUSIP: 629579103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. DALRYMPLE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY K. LIGHT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD DE J. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MATTHEW M. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID B.H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NANOMETRICS INCORPORATED
TICKER: NANO CUSIP: 630077105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. THOMAS BENTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE-YVES LESAICHERRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE C. RHINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. STULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. TSINGOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NanoString Technologies, Inc.
TICKER: NSTG CUSIP: 63009R109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY NORDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. WAITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NantHealth, Inc.
TICKER: NH CUSIP: 630104107
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK SOON-SHIONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. SITRICK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KIRK K. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL BLASZYK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RON LOUKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NantKwest, Inc.
TICKER: NK CUSIP: 63016Q102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK SOON-SHIONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BARRY J. SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR STEVE GORLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. BLASZYK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK W. DRISCOLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. THOMAS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nathan's Famous, Inc.
TICKER: NATH CUSIP: 632347100
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. EIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC GATOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY LEISTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE NORBITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. F. PETROCELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES RAICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank Holdings Corporation
TICKER: NBHC CUSIP: 633707104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. CLERMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. TIMOTHY LANEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHO F. SPRING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BURNEY S. WARREN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ART ZEILE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bankshares, Inc.
TICKER: NKSH CUSIP: 634865109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. DYE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN P. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. LEWIS WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR P.C AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Commerce Corporation
TICKER: NCOM CUSIP: 63546L102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. AROGETI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOBBY A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. COLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK L. DREW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN C. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. HOLMAN HEAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. HOLCOMB, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. MATTHEWS, V ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR C. PHILLIP MCWANE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD MURRAY, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR G. RUFFNER PAGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN A. SEVIGNY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR TEMPLE W. TUTWILER, ISSUER YES FOR FOR
III
PROPOSAL #1.15: ELECT DIRECTOR RUSSELL H. VANDEVELDE, ISSUER YES FOR FOR
IV
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National General Holdings Corp.
TICKER: NGHC CUSIP: 636220303
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD T. DECARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK FALLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MARSHALECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN "JAY" D. NICHOLS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR BARBARA PARIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Health Investors, Inc.
TICKER: NHI CUSIP: 63633D104
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT T. WEBB ISSUER YES FOR FOR
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National HealthCare Corporation
TICKER: NHC CUSIP: 635906100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. PAUL ABERNATHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. ADAMS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Presto Industries, Inc.
TICKER: NPK CUSIP: 637215104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARYJO COHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRCIA CUSIP: 637372202
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRC CUSIP: 637372202
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. HAYS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. NUNNELLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Storage Affiliates Trust
TICKER: NSA CUSIP: 637870106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARLEN D. NORDHAGEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL W. HYLBERT, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHAD L. MEISINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOMINIC M. PALAZZO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK VAN MOURICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR REBECCA L. STEINFORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Vision Holdings, Inc.
TICKER: EYE CUSIP: 63845R107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. READE FAHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL H. TAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Western Life Group, Inc.
TICKER: NWLI CUSIP: 638517102
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. BOONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GLASGOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. J. PEDERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nationstar Mortgage Holdings Inc.
TICKER: NSM CUSIP: 63861C109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAY BRAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nationstar Mortgage Holdings Inc.
TICKER: NSM CUSIP: 63861C109
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Gas Services Group, Inc.
TICKER: NGS CUSIP: 63886Q109
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. BRADSHAW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM F. HUGHES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Grocers by Vitamin Cottage, Inc.
TICKER: NGVC CUSIP: 63888U108
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER ISELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEMPER ISELY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD CERKOVNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nature's Sunshine Products, Inc.
TICKER: NATR CUSIP: 639027101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT JIA (HONGFEI) ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. MERCER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY L. PROBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT D. STRAUS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY D. WATKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navigant Consulting, Inc.
TICKER: NCI CUSIP: 63935N107
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KEVIN M. BLAKELY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYNTHIA A. GLASSMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHAN A. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUDINA SESERI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL L. TIPSORD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN E. WALSH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEFFREY W. YINGLING ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDY H. ZWIRN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navios Maritime Acquisition Corporation
TICKER: NNA CUSIP: Y62159101
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELIKI FRANGOU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNA KALATHAKIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS S.A. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navios Maritime Holdings Inc.
TICKER: NM CUSIP: Y62196103
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELIKI FRANGOU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VASILIKI PAPAEFTHYMIOU ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO ALLOW SERIES G AND ISSUER YES FOR FOR
SERIES H PREFERRED SHAREHOLDERS THE RIGHT TO ELECT
ONE DIRECTOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS S.A. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navistar International Corporation
TICKER: NAV CUSIP: 63934E108
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY A. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE MARIA ALAPONT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. D'ARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHIAS GRUNDLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREAS H. RENSCHLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL F. SIRIGNANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NBT Bancorp Inc.
TICKER: NBTB CUSIP: 628778102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN H. WATT, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN A. DIETRICH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICIA T. CIVIL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY E. DELANEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES H. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW S. KOWALCZYK, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR V. DANIEL ROBINSON, II ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MATTHEW J. SALANGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOSEPH A. SANTANGELO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LOWELL A. SEIFTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT A. WADSWORTH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JACK H. WEBB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCS Multistage Holdings, Inc.
TICKER: NCSM CUSIP: 628877102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURINDER GREWAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE QUALIFIED AND NON-QUALIFIED ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neenah, Inc.
TICKER: NP CUSIP: 640079109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET S. DANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nelnet, Inc.
TICKER: NNI CUSIP: 64031N108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL S. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. REARDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5a: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
UPDATE THE LIMITATION ON LIABILITY PROVISIONS FOR
DIRECTORS
PROPOSAL #5b: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
UPDATE THE INDEMNIFICATION PROVISIONS FOR DIRECTORS
AND OFFICERS
PROPOSAL #5c: INCREASE OWNERSHIP THRESHOLD FOR ISSUER YES AGAINST AGAINST
SHAREHOLDERS TO CALL SPECIAL MEETING
PROPOSAL #5d: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoPhotonics Corporation
TICKER: NPTN CUSIP: 64051T100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BANDEL L. CARANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. ABBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. SOPHIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neos Therapeutics, Inc.
TICKER: NEOS CUSIP: 64052L106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETH HECHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN SCHMID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA M. SZYPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NETGEAR, Inc.
TICKER: NTGR CUSIP: 64111Q104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PATRICK C.S. LO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOCELYN E. CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RALPH E. FAISON ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JEF T. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR GREGORY J. ROSSMANN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JULIE A. SHIMER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR GRADY K. SUMMERS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR THOMAS H. WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetScout Systems, Inc.
TICKER: NTCT CUSIP: 64115T104
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH G. HADZIMA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER PERRETTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Jersey Resources Corporation
TICKER: NJR CUSIP: 646025106
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAUREEN A. BORKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. WILLIAM HOWARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE R. ZOFFINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Media Investment Group Inc.
TICKER: NEWM CUSIP: 64704V106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LAURENCE TARICA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Senior Investment Group Inc.
TICKER: SNR CUSIP: 648691103
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CASSIA VAN DER HOOF ISSUER YES WITHHOLD AGAINST
HOLSTEIN
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR N/A
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Mortgage Trust, Inc.
TICKER: NYMT CUSIP: 649604501
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. CLEMENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN L. HAINEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. MUMMA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN G. NORCUTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA A. PENDERGAST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Newpark Resources, Inc.
TICKER: NR CUSIP: 651718504
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. STEPHEN FINLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL L. HOWES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RODERICK A. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. MINGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSE M. ROBESON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY L. WARREN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewStar Financial, Inc.
TICKER: NEWS CUSIP: 65251F105
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nexeo Solutions, Inc.
TICKER: NXEO CUSIP: 65342H102
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN A. SELMO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NATHAN H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NexPoint Residential Trust, Inc.
TICKER: NXRT CUSIP: 65341D102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES DONDERO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN MITTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD CONSTANTINO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR LAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NI Holdings, Inc.
TICKER: NODK CUSIP: 65342T106
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY R. MISSLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NI Holdings, Inc.
TICKER: NODK CUSIP: 65342T106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM R. DEVLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUAINE C. ESPEGARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAZARS USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nicolet Bankshares, Inc.
TICKER: NCBS CUSIP: 65406E102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. AGNEW ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. ATWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. DYKEMA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TERRENCE R. FULWILER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER J. GHIDORZI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. GILSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS L. HERLACHE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW F. HETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DONALD J. LONG, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DUSTIN J. MCCLONE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR SUSAN L. MERKATORIS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RANDY J. ROSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.14: ELECT DIRECTOR OLIVER PIERCE SMITH ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR ROBERT J. WEYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NL Industries, Inc.
TICKER: NL CUSIP: 629156407
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. COOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH W. MENDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NMI Holdings, Inc.
TICKER: NMIH CUSIP: 629209305
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL EMBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REGINA MUEHLHAUSER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. OZANNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. SCHEID ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Corporation plc
TICKER: NE CUSIP: G65431101
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT DIRECTOR ASHLEY ALMANZA ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DIRECTOR SCOTT D. JOSEY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JULIE J. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
STATUTORY AUDITORS
PROPOSAL #10: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF STATUTORY AUDITORS
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES AGAINST AGAINST
COMPENSATION REPORT
PROPOSAL #13: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR
SPECIFIED CAPITAL INVESTMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordic American Offshore Ltd.
TICKER: NAO CUSIP: G65772108
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DAVID M. WORKMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG AS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REDUCTION OF SHARE PREMIUM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordic American Tankers Limited
TICKER: NAT CUSIP: G65773106
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBJORN HANSSON ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR ANDREAS OVE UGLAND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JIM KELLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAN ERIK LANGANGEN ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR RICHARD H. K. VIETOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG AS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHARE PREMIUM REDUCTION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northeast Bancorp
TICKER: NBN CUSIP: 663904209
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. GLAUBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD WAYNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northfield Bancorp, Inc.
TICKER: NFBK CUSIP: 66611T108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK E. SCURA, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northrim BanCorp, Inc.
TICKER: NRIM CUSIP: 666762109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY S. CASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY DRABEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KARL L. HANNEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. KARP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. MCCAMBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRYSTAL M. NELSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH M. SCHIERHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. SWALLING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA C. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID G. WIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northstar Realty Europe Corp.
TICKER: NRE CUSIP: 66706L101
MEETING DATE: 8/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID T. HAMAMOTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD B. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIO CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUDITH A. HANNAWAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANNE HURLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OSCAR JUNQUERA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WESLEY D. MINAMI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, SOCIETE ISSUER YES FOR FOR
COOPERATIVE AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Bancshares, Inc.
TICKER: NWBI CUSIP: 667340103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP M. TREDWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH J. CHADSEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY M. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. SEIFFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Natural Gas Company
TICKER: NWN CUSIP: 667655104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. DODSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MALIA H. WASSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE FORMATION OF HOLDING COMPANY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northwest Pipe Company
TICKER: NWPX CUSIP: 667746101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH LARSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD ROMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NorthWestern Corporation
TICKER: NWE CUSIP: 668074305
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P. ADIK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANA J. DYKHOUSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN R. HORSFALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRITT E. IDE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JULIA L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LINDA G. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT C. ROWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norwood Financial Corp.
TICKER: NWFL CUSIP: 669549107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS J. CRITELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM W. DAVIS, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MEG L. HUNGERFORD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. DOUGLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GARY C. EVANS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOW Inc.
TICKER: DNOW CUSIP: 67011P100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR TERRY BONNO ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GALEN COBB ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES CRANDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Yield, Inc.
TICKER: NYLD CUSIP: 62942X306
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND B. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN CHILLEMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NRG Yield, Inc.
TICKER: NYLD CUSIP: 62942X405
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAURICIO GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. CHLEBOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRKLAND B. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN CHILLEMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN R. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER S. SOTOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NUTRACEUTICAL INTERNATIONAL CORPORATION
TICKER: NUTR CUSIP: 67060Y101
MEETING DATE: 8/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NV5 Global, Inc.
TICKER: NVEE CUSIP: 62945V109
MEETING DATE: 6/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DICKERSON WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER A. HOCKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYJO E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. LISS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD J. SALONTAI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCOIS TARDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVE Corporation
TICKER: NVEC CUSIP: 629445206
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE W. GLARNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA M. HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. KRAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. MAHARAJ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nymox Pharmaceutical Corporation
TICKER: NYMX CUSIP: P73398102
MEETING DATE: 12/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PAUL AVERBACK, RANDALL LANHAM, ISSUER YES WITHHOLD AGAINST
JAMES G. ROBINSON, DAVID MORSE, AND RICHARD CUTLER AS
DIRECTORS
PROPOSAL #2: APPROVE THAYER O'NEAL, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #3: RATIFY ALL ACTS OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oasis Petroleum Inc.
TICKER: OAS CUSIP: 674215108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAYLOR L. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Obalon Therapeutics, Inc.
TICKER: OBLN CUSIP: 67424L100
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LES HOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID MOATAZEDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OceanFirst Financial Corp.
TICKER: OCFC CUSIP: 675234108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. DEVLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK M. FARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANE F. RHINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK G. SOLOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oclaro, Inc.
TICKER: OCLR CUSIP: 67555N206
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE HAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oconee Federal Financial Corp.
TICKER: OFED CUSIP: 675607105
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. RHETT EVATT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CURTIS T. EVATT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES J. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL J. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odonate Therapeutics, Inc.
TICKER: ODT CUSIP: 676079106
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. TANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFF L. VACIRCA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR AARON I. DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE F. TIDMARSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Office Depot, Inc.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERRY P. SMITH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIN A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1f: ELECT DIRECTOR DAVID M. SZYMANSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFFICE DEPOT, INC.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERRY P. SMITH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTIN A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR V. JAMES MARINO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1f: ELECT DIRECTOR DAVID M. SZYMANSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NIGEL TRAVIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH S. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFG Bancorp
TICKER: OFG CUSIP: 67103X102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN S. INCLAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PEDRO MORAZZANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ohio Valley Banc Corp.
TICKER: OVBC CUSIP: 677719106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA P. BARNITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENT R. EASTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil States International, Inc.
TICKER: OIS CUSIP: 678026105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oil-Dri Corporation of America
TICKER: ODC CUSIP: 677864100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. STEVEN COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL S. JAFFEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. JAFFEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH C. MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. NEMEROFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL E. SUCKOW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE E. WASHOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC D. HOVDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE' J. GINGLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. SUIT, II ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. DEADRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CLIFFORD, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old National Bancorp
TICKER: ONB CUSIP: 680033107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN W. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW E. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEROME F. HENRY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT G. JONES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RYAN C. KITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHELPS L. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS E. SALMON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RANDALL T. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REBECCA S. SKILLMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KELLY N. STANLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DERRICK J. STEWART ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHERINE E. WHITE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LINDA E. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Point Financial Corporation
TICKER: OPOF CUSIP: 680194107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES READE CHISMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL SMITH EVANS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. GLASSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR D. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN CABOT ISHON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM F. KEEFE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TOM B. LANGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. ROBERT SCHAPPERT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT F. SHUFORD, SR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT F. SHUFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ELLEN CLARK THACKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOSEPH R. WITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Second Bancorp, Inc.
TICKER: OSBC CUSIP: 680277100
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES ECCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY FINN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. TAPSCOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUGH MCLEAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olympic Steel, Inc.
TICKER: ZEUS CUSIP: 68162K106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. WOLFORT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH M. DELLA RATTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD L. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIRK A. KEMPTHORNE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IDALENE F. KESNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Protein Corporation
TICKER: OME CUSIP: 68210P107
MEETING DATE: 12/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMNOVA Solutions Inc.
TICKER: OMN CUSIP: 682129101
MEETING DATE: 3/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET PLAUT GIESSELMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE P. NOONAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LARRY B. PORCELLATO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: On Deck Capital, Inc.
TICKER: ONDK CUSIP: 682163100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID HARTWIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL HENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL E. WOLFSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ONE Gas, Inc.
TICKER: OGS CUSIP: 68235P108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS H. YAEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
DECLASSIFY THE BOARD, TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS, AND TO PROVIDE DIRECTORS
MAY BE REMOVED WITH OR WITHOUT CAUSE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: One Liberty Properties, Inc.
TICKER: OLP CUSIP: 682406103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. DELUCA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDRIC H. GOULD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEOR SIRI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE I. ZURIFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneBeacon Insurance Group, Ltd.
TICKER: OB CUSIP: G67742109
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneSpan, Inc.
TICKER: OSPN CUSIP: 92230Y104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. KENDALL HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. CULLINANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW MOOG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR W. GILLILAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT M. CLEMENTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OptiNose, Inc.
TICKER: OPTN CUSIP: 68404V100
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER K. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SRIRAM VENKATARAMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opus Bank
TICKER: OPB CUSIP: 684000102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DEASON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CICIRELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OraSure Technologies, Inc.
TICKER: OSUR CUSIP: 68554V108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL CELANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES W. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ORBCOMM Inc.
TICKER: ORBC CUSIP: 68555P100
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME B. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCO FUCHS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orchid Island Capital, Inc.
TICKER: ORC CUSIP: 68571X103
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. CAULEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE H. HAAS, IV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. COLEMAN BITTING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAULA MORABITO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AVA L. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orchids Paper Products Company
TICKER: TIS CUSIP: 68572N104
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. BERLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIO ARMANDO GARCIA ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. GUTTILLA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS E. HAILEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELAINE MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK H. RAVICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. SCHOEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HOGANTAYLOR LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE DIRECTORS MAY BE REMOVED WITH OR ISSUER YES FOR FOR
WITHOUT CAUSE
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Group Holdings, Inc.
TICKER: ORN CUSIP: 68628V308
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. DAERR, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. MICHAEL PEARSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oritani Financial Corp.
TICKER: ORIT CUSIP: 68633D103
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. DOYLE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. SKELLY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ormat Technologies, Inc.
TICKER: ORA CUSIP: 686688102
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RAVIT BARNIV ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STAN H. KOYANAGI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAFNA SHARIR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orrstown Financial Services, Inc.
TICKER: ORRF CUSIP: 687380105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY F. CEDDIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS D. LONGENECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA PUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FLOYD E. STONER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OrthoPediatrics Corp.
TICKER: KIDS CUSIP: 68752L100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNIE B. BERRY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN F. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIE C. INFANTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otonomy, Inc.
TICKER: OTIC CUSIP: 68906L105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. WEBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. BREITMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otter Tail Corporation
TICKER: OTTR CUSIP: 689648103
MEETING DATE: 4/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN M. BOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES S. MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. WEBB ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overseas Shipholding Group, Inc.
TICKER: OSG CUSIP: 69036R863
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH I. KRONSBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANJA L. MANUEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL H. NORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. REDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE E. SILCOCK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TY E. WALLACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST AND YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overstock.com, Inc.
TICKER: OSTK CUSIP: 690370101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK M. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARCLAY F. CORBUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN E. JOHNSON, ISSUER YES FOR FOR
III
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Owens & Minor, Inc.
TICKER: OMI CUSIP: 690732102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. GERDELMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK F. MCGETTRICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDDIE N. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR P. CODY PHIPPS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. SLEDD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANNE MARIE WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oxford Industries, Inc.
TICKER: OXM CUSIP: 691497309
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. CHUBB, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN S. LANIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARENCE H. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: P. H. Glatfelter Company
TICKER: GLT CUSIP: 377316104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN A. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. ROBERT HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD C. ILL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD J. NAPLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Ethanol, Inc.
TICKER: PEIX CUSIP: 69423U305
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL M. KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. KANDRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRY L. STONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. PRINCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS L. KIETA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY D. LAYNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Mercantile Bancorp
TICKER: PMBC CUSIP: 694552100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROMIR BOSU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. FLEMMING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. HOOPIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENIS P. KALSCHEUR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. MUNIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS M. VERTIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN P. YOST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CARONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AYAD A. FARGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH L. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFF C. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIMONE F. LAGOMARSINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ZAREH H. SARRAFIAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panhandle Oil and Gas Inc.
TICKER: PHX CUSIP: 698477106
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE M. CANAAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. DELANEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Par Pacific Holdings, Inc.
TICKER: PARR CUSIP: 69888T207
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS V. ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CLOSSEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER A. DODS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM MONTELEONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paragon Commercial Corporation
TICKER: PBNC CUSIP: 69911U403
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD JUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. HATLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS DECOSIMO, PLLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paragon Commercial Corporation
TICKER: PBNC CUSIP: 69911U403
MEETING DATE: 1/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park City Group, Inc.
TICKER: PCYG CUSIP: 700215304
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL K. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. KIES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD JULIANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AUSTIN F. NOLL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD C. HODGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAYNIE & COMPANY AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Electrochemical Corp.
TICKER: PKE CUSIP: 700416209
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DALE E. BLANCHFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EMILY J. GROEHL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN E. SHORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARL W. SMITH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN T. WARSHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park National Corporation
TICKER: PRK CUSIP: 700658107
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR F. WILLIAM ENGLEFIELD, ISSUER YES FOR FOR
IV
PROPOSAL #1b: ELECT DIRECTOR JULIA A. SLOAT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID L. TRAUTMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEON ZAZWORSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Sterling Corporation
TICKER: PSTB CUSIP: 70086Y105
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parke Bancorp, Inc.
TICKER: PKBK CUSIP: 700885106
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VITO S. PANTILIONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. DALTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARRET F. DOBSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY J. JANNETTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parker Drilling Company
TICKER: PKD CUSIP: 701081101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. PATERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZAKI SELIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT AND REDUCE ISSUER YES FOR FOR
SHARES AUTHORIZED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park-Ohio Holdings Corp.
TICKER: PKOH CUSIP: 700666100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK V. AULETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONNA ROMNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. WERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Parkway, Inc.
TICKER: PKY CUSIP: 70156Q107
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Party City Holdco Inc.
TICKER: PRTY CUSIP: 702149105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GERALD C. RITTENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORRY J. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pattern Energy Group Inc.
TICKER: PEGI CUSIP: 70338P100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA S. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THE LORD BROWNE OF ISSUER YES FOR FOR
MADINGLEY
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS G. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA M. NEWSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PC Connection, Inc.
TICKER: CNXN CUSIP: 69318J100
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA GALLUP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID HALL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH BAUTE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID BEFFA-NEGRINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BARBARA DUCKETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK FERGUSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PCSB Financial Corporation
TICKER: PCSB CUSIP: 69324R104
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD F. WEISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARL A. THIMM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL T. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDC Energy, Inc.
TICKER: PDCE CUSIP: 69327R101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. CRISAFIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINA M. IBRAHIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDY S. NICKERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDF Solutions, Inc.
TICKER: PDFS CUSIP: 693282105
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMON W. MICHAELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD Z. YIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDL BioPharma, Inc.
TICKER: PDLI CUSIP: 69329Y104
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: pdvWireless, Inc.
TICKER: PDVW CUSIP: 69290R104
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN D. MCAULEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MORGAN E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. PESCATORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. CLARK AKERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL SALEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER G. SCHIFF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. SITES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peabody Energy Corporation
TICKER: BTU CUSIP: 704551100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BOB MALONE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NICHOLAS J. CHIREKOS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GLENN L. KELLOW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOE W. LAYMON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TERESA S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENNETH W. MOORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHAUN A. USMAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peapack-Gladstone Financial Corporation
TICKER: PGC CUSIP: 704699107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARMEN M. BOWSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN A. COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY J. CONSI, II ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD DAINGERFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD A. GRAMIGNA, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN A. KASS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN D. KISSEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES R. LAMB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR F. DUFFIELD MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR TONY SPINELLI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BETH WELSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pebblebrook Hotel Trust
TICKER: PEB CUSIP: 70509V100
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JON E. BORTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CYDNEY C. DONNELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RON E. JACKSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILLIP M. MILLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EARL E. WEBB ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAURA H. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. HANDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. JACQUEMIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn Virginia Corporation
TICKER: PVAC CUSIP: 70788V102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARIN G. HOLDERNESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID GEENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY R. SCHUYLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL HANNA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penns Woods Bancorp, Inc.
TICKER: PWOD CUSIP: 708430103
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY H. KEILER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAMERON W. KEPHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JILL F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD A. WALKO ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pennsylvania Real Estate Investment Trust
TICKER: PEI CUSIP: 709102107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. ALBURGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH F. CORADINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANNE A. EPPS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD I. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK E. PASQUERILLA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennyMac Financial Services, Inc.
TICKER: PFSI CUSIP: 70932B101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STANFORD L. KURLAND ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANNE D. MCCALLION ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MATTHEW BOTEIN ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECT DIRECTOR JAMES K. HUNT ISSUER YES AGAINST AGAINST
PROPOSAL #1F: ELECT DIRECTOR PATRICK KINSELLA ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOSEPH MAZZELLA ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR FARHAD NANJI ISSUER YES AGAINST AGAINST
PROPOSAL #1I: ELECT DIRECTOR THEODORE W. TOZER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR MARK WIEDMAN ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR EMILY YOUSSOUF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PennyMac Mortgage Investment Trust
TICKER: PMT CUSIP: 70931T103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STANFORD L. KURLAND ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RANDALL D. HADLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Bancorp Inc.
TICKER: PEBO CUSIP: 709789101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. BROUGHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. SULERZYSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY T. SWEET ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Bancorp of North Carolina, Inc.
TICKER: PEBK CUSIP: 710577107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. ABERNETHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. ABERNETHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. HOWARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN W. LINEBERGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY E. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BILLY L. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM GREGORY TERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAN RAY TIMMERMAN, SR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BENJAMIN I. ZACHARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Peoples Financial Services Corp.
TICKER: PFIS CUSIP: 711040105
MEETING DATE: 5/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. LOCHEN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JAMES B. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN L. WEINBERGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's Utah Bancorp
TICKER: PUB CUSIP: 712706209
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. GUNTHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. BRENT ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS H. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEN E. WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perficient, Inc.
TICKER: PRFT CUSIP: 71375U101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH C. DERRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. KACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY M. WIMBERLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetIQ, Inc.
TICKER: PETQ CUSIP: 71639T106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILL SANTANA ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED CLASS B COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PharMerica Corporation
TICKER: PMC CUSIP: 71714F104
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHH Corporation
TICKER: PHH CUSIP: 693320202
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phibro Animal Health Corporation
TICKER: PAHC CUSIP: 71742Q106
MEETING DATE: 11/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. BENDHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SAM GEJDENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Photronics, Inc.
TICKER: PLAB CUSIP: 719405102
MEETING DATE: 3/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. FIEDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. FIORITA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIANG-CHOO HSIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER S. KIRLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANTINE S. ISSUER YES FOR FOR
MACRICOSTAS
PROPOSAL #1.6: ELECT DIRECTOR GEORGE MACRICOSTAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL G. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Physicians Realty Trust
TICKER: DOC CUSIP: 71943U104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANTON D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT C. BLACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. EBINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAMELA J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PICO Holdings, Inc.
TICKER: PICO CUSIP: 693366205
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY BYLINSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOROTHY TIMIAN-PALMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC H. SPERON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MAXIM C.W. WEBB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICOLE WEYMOUTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pier 1 Imports, Inc.
TICKER: PIR CUSIP: 720279108
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAIRE H. BABROWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL A. BACHELDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAMISH A. DODDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDAN L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALASDAIR B. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY E. LONDON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL A. PEEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN M. SARDINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Entertainment, Inc.
TICKER: PNK CUSIP: 72348Y105
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Entertainment, Inc.
TICKER: PNK CUSIP: 72348Y105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RON HUBERMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAMES L. MARTINEAU ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DESIREE ROGERS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CARLOS A. RUISANCHEZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ANTHONY M. SANFILIPPO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JAYNIE M. STUDENMUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pioneer Energy Services Corp.
TICKER: PES CUSIP: 723664108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WM. STACY LOCKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. JOHN THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piper Jaffray Companies
TICKER: PJC CUSIP: 724078100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHAD R. ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW S. DUFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM R. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ADDISON L. PIPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHELE VOLPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PJT Partners Inc.
TICKER: PJT CUSIP: 69343T107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH C. WHITNEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES COSTOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plexus Corp.
TICKER: PLXS CUSIP: 729132100
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALF R. BOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. CORTINOVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. DRURY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOANN M. EISENHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEAN A. FOATE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAINER JUECKSTOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD P. KELSEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL A. ROOKE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL V. SCHROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PNM Resources, Inc.
TICKER: PNM CUSIP: 69349H107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN P. BECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA K. COLLAWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR E. RENAE CONLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN J. FOHRER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SIDNEY M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MAUREEN T. MULLARKEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD K. SCHWANZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRUCE W. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ASSESS PORTFOLIO IMPACTS OF POLICIES TO SHAREHOLDER YES AGAINST FOR
MEET 2 DEGREE SCENARIO
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portland General Electric Company
TICKER: POR CUSIP: 736508847
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. BALLANTINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RODNEY L. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KIRBY A. DYESS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK B. GANZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHRYN J. JACKSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NEIL J. NELSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR M. LEE PELTON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARIA M. POPE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portola Pharmaceuticals, Inc.
TICKER: PTLA CUSIP: 737010108
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS M. FENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. HOMCY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. STUMP ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potbelly Corporation
TICKER: PBPB CUSIP: 73754Y100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETE BASSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH BOEHM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN-MARIE CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN CHAPMAN-HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE COLLYNS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAN GINSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARLA GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARVEY KANTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Powell Industries, Inc.
TICKER: POWL CUSIP: 739128106
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. MCGILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PQ Group Holdings Inc.
TICKER: PQG CUSIP: 73943T103
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONNY GINNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KYLE VANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRA Group, Inc.
TICKER: PRAA CUSIP: 69354N106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIKRAM A. ATAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. FREDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PENELOPE W. KYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LANCE L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preferred Apartment Communities, Inc.
TICKER: APTS CUSIP: 74039L103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.2: ELECT DIRECTOR LEONARD A. SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. DUPREE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVE BARTKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY B. COURSEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. GRESHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD A. MCLURE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIMOTHY A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. WIENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preformed Line Products Company
TICKER: PLPC CUSIP: 740444104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN E. CORLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. STEVEN KESTNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. RYAN RUHLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Premier Financial Bancorp, Inc.
TICKER: PFBI CUSIP: 74050M105
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TONEY K. ADKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP E. CLINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY M. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LLOYD G. JACKSON, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH F. MOLIHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARSHALL T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEAL W. SCAGGS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS W. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Presidio, Inc.
TICKER: PSDO CUSIP: 74102M103
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. REISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD H. SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progress Software Corporation
TICKER: PRGS CUSIP: 743312100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. DACIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOGESH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES F. KANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMSKRITI (SAM) Y. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. KRALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANGELA T. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProPetro Holding Corp.
TICKER: PUMP CUSIP: 74347M108
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE REDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER D. ARMOUR, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN BEAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY BEST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRYOR BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN E. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Protagonist Therapeutics, Inc.
TICKER: PTGX CUSIP: 74366E102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAITAN KHOSLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. WADDILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS T. "RUSTY" ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prothena Corporation plc
TICKER: PRTA CUSIP: G72800108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD T. COLLIER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHANE M. COOKE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Bancorp, Inc.
TICKER: PVBC CUSIP: 74383X109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK G. COUSINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. WITHEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITTLESEY PC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial Holdings, Inc.
TICKER: PROV CUSIP: 743868101
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG G. BLUNDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY H. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial Services, Inc.
TICKER: PFS CUSIP: 74386T105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MARTIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN PUGLIESE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential Bancorp, Inc.
TICKER: PBIP CUSIP: 74431A101
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. HOSIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE E. MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY S.R. SNODGRASS, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTC Therapeutics, Inc.
TICKER: PTCT CUSIP: 69366J200
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL SCHMERTZLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN D. STEELE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pzena Investment Management, Inc.
TICKER: PZN CUSIP: 74731Q103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. PZENA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. LIPSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL M. GREENBLATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. MEYEROWICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES D. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QAD Inc.
TICKER: QADA CUSIP: 74727D306
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KARL F. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QCR Holdings, Inc.
TICKER: QCRH CUSIP: 74727A104
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY KAY BATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN-PAUL E. BESONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD A. GIPPLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONNA J. SORENSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. ANGELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS P. BUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. FOWLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR J. JOEL QUADRACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN QUADRACCI ISSUER YES WITHHOLD AGAINST
FLORES
PROPOSAL #1.8: ELECT DIRECTOR JAY O. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quaker Chemical Corporation
TICKER: KWR CUSIP: 747316107
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND VOTES PER SHARE OF EXISTING STOCK ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES AS PART OF ACQUISITION ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quality Care Properties, Inc.
TICKER: QCP CUSIP: 747545101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY L. DOCTROW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. KLAASSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK S. ORDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP R. SCHIMMEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN SMALLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD C. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanex Building Products Corporation
TICKER: NX CUSIP: 747619104
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH D. RUPP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS M. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanterix Corporation
TICKER: QTRX CUSIP: 74766Q101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN D. MADAUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quantum Corporation
TICKER: QTM CUSIP: 747906501
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. AUVIL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEX PINCHEV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAGHAVENDRA RAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC E. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QuinStreet, Inc.
TICKER: QNST CUSIP: 74874Q100
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY SANDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUOTIENT LIMITED
TICKER: QTNT CUSIP: G73268107
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL COWAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR THOMAS BOLOGNA ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FREDERICK HALLSWORTH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BRIAN MCDONOUGH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SARAH O'CONNOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR HEINO VON PRONDZYNSKI ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ZUBEEN SHROFF ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN WILKERSON ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R.R. Donnelley & Sons Company
TICKER: RRD CUSIP: 257867200
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. GIANINNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. KNOTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMIE MOLDAFSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR P. CODY PHIPPS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R1 RCM Inc.
TICKER: RCM CUSIP: 749397105
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. FEINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. SHULMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. DITKOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH R. IMPICCICHE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R1 RCM Inc.
TICKER: RCM CUSIP: 749397105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. DITKOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. FEINER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. IMPICCICHE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEAL MOSZKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. SPERANZO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALBERT 'BERT' R. ISSUER YES FOR FOR
ZIMMERLI
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radian Group Inc.
TICKER: RDN CUSIP: 750236101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT WENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID C. CARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD B. CULANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LISA W. HESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN T. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN D. MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GAETANO MUZIO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GREGORY V. SERIO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD G. THORNBERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ramaco Resources, Inc.
TICKER: METC CUSIP: 75134P303
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL W. ATKINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL D. BAUERSACHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR BRUCE E. CRYDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK C. GRANEY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. HOWARD KEENAN, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR TRENT KOSOSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BRYAN H. LAWRENCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR TYLER REEDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR RICHARD M. WHITING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rambus Inc.
TICKER: RMBS CUSIP: 750917106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. THOMAS FISHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES KISSNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID SHRIGLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ramco-Gershenson Properties Trust
TICKER: RPT CUSIP: 751452202
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. BLANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS GERSHENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR H. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. NETTINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL M. PASHCOW ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAURIE M. SHAHON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ranger Energy Services, Inc.
TICKER: RNGR CUSIP: 75282U104
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRON M. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: "ELECT DIRECTOR MERRILL A. ""PETE"" ISSUER YES FOR FOR
MILLER, JR."
PROPOSAL #1.3: ELECT DIRECTOR BRETT AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. LEYKUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD CIMADOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISHNA SHIVRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Advanced Materials Inc.
TICKER: RYAM CUSIP: 75508B104
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES F. KIRSCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RBB BANCORP
TICKER: RBB CUSIP: 74930B105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDELL CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. KAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHIE MIN (CHRISTOPHER) ISSUER YES FOR FOR
KOO
PROPOSAL #1.4: ELECT DIRECTOR CHUANG-I (CHRISTOPHER) ISSUER YES FOR FOR
LIN
PROPOSAL #1.5: ELECT DIRECTOR PAUL LIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YEE PHONG (ALAN) THIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER M. CHANG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PEI-CHIN (PEGGY) HUANG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUEY CHYR KAO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KO-YEN LIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR FENG 'RICHARD' LIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHERINE MCLAIN ISSUER YES FOR FOR
PROPOSAL #2: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RCI Hospitality Holdings, Inc.
TICKER: RICK CUSIP: 74934Q108
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC S. LANGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS REESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NOUR-DEAN ANAKAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN L. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUKE LIROT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YURA BARABASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RE/MAX Holdings, Inc.
TICKER: RMAX CUSIP: 75524W108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAIL A. LINIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN J. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINE M. RIORDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RealNetworks, Inc.
TICKER: RNWK CUSIP: 75605L708
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANICE ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL B. SLADE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Recro Pharma, Inc.
TICKER: REPH CUSIP: 75629F109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WAYNE B. WEISMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Lion Hotels Corporation
TICKER: RLH CUSIP: 756764106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND R. BRANDSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ENRICO MARINI FICHERA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH B. MEGIBOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY T. MOUNT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BONNY W. SIMI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL VERNON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALEXANDER WASHBURN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT G. WOLFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Robin Gourmet Burgers, Inc.
TICKER: RRGB CUSIP: 75689M101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAMBRIA W. DUNAWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KALEN F. HOLMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN B. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN K. LUMPKIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNY MARIE POST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redfin Corporation
TICKER: RDFN CUSIP: 75737F108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AUSTIN LIGON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID H. LISSY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES SLAVET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redwood Trust, Inc.
TICKER: RWT CUSIP: 758075402
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. BAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. ABATE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIANN BYERWALTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEBORA D. HORVATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREG H. KUBICEK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN R. PALLOTTA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. PERO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGANNE C. PROCTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REGENXBIO Inc.
TICKER: RGNX CUSIP: 75901B107
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUKE M. BESHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. STUMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regional Management Corp.
TICKER: RM CUSIP: 75902K106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROEL C. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA CONTRERAS-SWEET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. DUNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER R. KNITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALVARO G. DE MOLINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARLOS PALOMARES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regis Corporation
TICKER: RGS CUSIP: 758932107
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL G. BELTZMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID J. GRISSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK S. LIGHT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR M. ANN RHOADES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR HUGH E. SAWYER, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID P. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reliant Bancorp, Inc.
TICKER: RBNC CUSIP: 75956B101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEVAN D. ARD, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM RONALD 'RON' ISSUER YES FOR FOR
DEBERRY
PROPOSAL #1c: ELECT DIRECTOR SHARON H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FARZIN FERDOWSI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUSKIN 'RUSTY' A. VEST, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. 'BROWN' DANIEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LOUIS E. HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAGGART & ASSOCIATES, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: DECLASSIFY THE BOARD AND ESTABLISH ISSUER YES FOR FOR
MAJORITY VOTE STANDARD FOR UNCONTESTED DIRECTOR
ELECTIONS
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renasant Corporation
TICKER: RNST CUSIP: 75970E107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALBERT J. DALE, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. FOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MITCHELL WAYCASTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY HORNE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMOVAL OF COMMON STOCK ISSUANCE ISSUER YES FOR FOR
RESTRICTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MICHAEL M. SCHARF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES C. BOREL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rent-A-Center, Inc.
TICKER: RCII CUSIP: 76009N100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MICHAEL J. GADE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR J.V. LENTELL ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Bancorp, Inc.
TICKER: RBCAA CUSIP: 760281204
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG A. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL T. RUST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. WAYNE STRATTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN STOUT TAMME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A. SCOTT TRAGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN E. TRAGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK A. VOGT ISSUER YES FOR FOR
PROPOSAL #2: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic First Bancorp, Inc.
TICKER: FRBK CUSIP: 760416107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA R. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRIS WILDSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Energy Corporation
TICKER: REN CUSIP: 76116A306
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR NICHOLAS J. SUTTON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JANET W. PASQUE ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resources Connection, Inc.
TICKER: RECN CUSIP: 76122Q105
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT F. KISTINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOLENE SARKIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANNE SHIH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Opportunity Investments Corp.
TICKER: ROIC CUSIP: 76131N101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. INDIVERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE S. NEIBART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. PERSICO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA H. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. TANZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC S. ZORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retrophin, Inc.
TICKER: RTRX CUSIP: 761299106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN ASELAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROY D. BAYNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY COUGHLIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY LYONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY MECKLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. ORWIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR RON SQUARER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Revlon, Inc.
TICKER: REV CUSIP: 761525609
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR E. SCOTT BEATTIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ALAN BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTIN DOLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT KRETZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECI KURZMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL MEISTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR TAMARA MELLON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DEBRA PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR PAUL SAVAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR JONATHAN SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CRISTIANA FALCONE ISSUER YES FOR FOR
SORRELL
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Revolution Lighting Technologies, Inc.
TICKER: RVLT CUSIP: 76155G206
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT V. LAPENTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. DEPALMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN G. VIRTUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REX American Resources Corporation
TICKER: REX CUSIP: 761624105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZAFAR RIZVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. KRESS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES A. ELCAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERVYN L. ALPHONSO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEE FISHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexford Industrial Realty, Inc.
TICKER: REXR CUSIP: 76169C100
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. ZIMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD SCHWIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. FRANKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANA J. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TYLER H. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER E. SCHWAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexnord Corporation
TICKER: RXN CUSIP: 76169B102
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. CHRISTOPOUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. STROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RGC Resources, Inc.
TICKER: RGCO CUSIP: 74955L103
MEETING DATE: 2/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. JOE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. D'ORAZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYELLEN F. GOODLATTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BROWN, EDWARDS & COMPANY, L.L.P. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rhythm Pharmaceuticals, Inc.
TICKER: RYTM CUSIP: 76243J105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH M. GOTTESDIENER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHE R. JEAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ribbon Communications Inc.
TICKER: RBBN CUSIP: 762544104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KIM S. FENNEBRESQUE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUNS H. GRAYSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANKLIN (FRITZ) W. ISSUER YES FOR FOR
HOBBS
PROPOSAL #1d: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KENT J. MATHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT E. SCHUBERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD W. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ring Energy, Inc.
TICKER: REI CUSIP: 76680V108
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD T. ('TIM') ISSUER YES FOR FOR
ROCHFORD
PROPOSAL #1.4: ELECT DIRECTOR STANLEY M. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY B. PETRELLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAYTON E. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EIDE BAILLY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLI Corp.
TICKER: RLI CUSIP: 749607107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ AHLMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. ANGELINA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. BAILY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN G. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. DUCLOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORDAN W. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN E. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. STONE ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
ILLINOIS TO DELAWARE
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLJ Lodging Trust
TICKER: RLJ CUSIP: 74965L101
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLJ Lodging Trust
TICKER: RLJ CUSIP: 74965L101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE D. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EVAN BAYH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR R. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA L. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. LA FORGIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLENDA G. MCNEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roku, Inc.
TICKER: ROKU CUSIP: 77543R102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAI FYFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosehill Resources Inc.
TICKER: ROSE CUSIP: 777385105
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosehill Resources Inc.
TICKER: ROSE CUSIP: 777385105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.A.(ALAN) TOWNSEND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD KOVALIK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosetta Stone Inc.
TICKER: RST CUSIP: 777780107
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOGUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSIE WOOLLEY-WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rowan Companies plc
TICKER: RDC CUSIP: G7665A101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM E. ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS P. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS R. HIX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THIERRY PILENKO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE P. NIMOCKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN J. QUICKE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR TORE I. SANDVOLD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES L. SZEWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: RESOLUTION TO APPROVE THE FORM OF SHARE ISSUER YES FOR FOR
REPURCHASE CONTRACTS AND REPURCHASE COUNTERPARTIES
PROPOSAL #9: RESOLUTION AUTHORIZING THE BOARD TO ISSUER YES FOR FOR
ALLOT EQUITY SECURITIES
PROPOSAL #10: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
PROPOSAL #11: ISSUE OF EQUITY OR EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RTI Surgical, Inc.
TICKER: RTIX CUSIP: 74975N105
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAMILLE I. FARHAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER F. GEAREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. MCEACHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK D. STOLPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIRLEY A. WEIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ruby Tuesday, Inc.
TICKER: RT CUSIP: 781182100
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rudolph Technologies, Inc.
TICKER: RTEC CUSIP: 781270103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEO BERLINGHIERI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. PLISINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846209
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. "RUSTY" RUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846308
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. "RUSTY" RUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryerson Holding Corporation
TICKER: RYI CUSIP: 783754104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COURT D. CARRUTHERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EVA M. KALAWSKI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARY ANN SIGLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S&T Bancorp, Inc.
TICKER: STBA CUSIP: 783859101
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD D. BRICE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTINA A. CASSOTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DONNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. GIBSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY D. GRUBE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JERRY D. HOSTETTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK W. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. KANE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. KRIEGER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. PALERMO, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHRISTINE J. TORETTI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR STEVEN J. WEINGARTEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. ETTL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY A. MALEHORN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD K. MATROS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MILTON J. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safe Bulkers, Inc.
TICKER: SB CUSIP: Y7388L103
MEETING DATE: 9/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK SICA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KONSTANTINOS ISSUER YES FOR FOR
ADAMOPOULOS
PROPOSAL #2: RATIFY DELOITTE, CERTIFIED PUBLIC ISSUER YES FOR FOR
ACCOUNTANTS S.A. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safeguard Scientifics, Inc.
TICKER: SFE CUSIP: 786449207
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUSSELL D. GLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA M. LUBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAUREEN F. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safety Insurance Group, Inc.
TICKER: SAFT CUSIP: 78648T100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER J. MANNING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID K. MCKOWN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safety, Income & Growth Inc.
TICKER: SAFE CUSIP: 78649D104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN S. ADLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY S. NYDICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saga Communications, Inc.
TICKER: SGA CUSIP: 786598300
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARKE R. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD K. CHRISTIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROY F. COPPEDGE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR G. DEAN PEARCE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GARY G. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saia, Inc.
TICKER: SAIA CUSIP: 78709Y105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DI-ANN EISNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HERBERT A. TRUCKSESS, ISSUER YES FOR FOR
III
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. WARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Salem Media Group, Inc.
TICKER: SALM CUSIP: 794093104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STUART W. EPPERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD G. ATSINGER, III ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROLAND S. HINZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD A. RIDDLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN VENVERLOH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES KEET LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD C. ATSINGER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STUART W. EPPERSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanderson Farms, Inc.
TICKER: SAFM CUSIP: 800013104
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN H. BAKER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BIERBUSSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MIKE COCKRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUZANNE T. MESTAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT A POLICY TO PHASE OUT USE OF SHAREHOLDER YES AGAINST FOR
MEDICALLY IMPORTANT ANTIBIOTICS FOR GROWTH PROMOTION
AND DISEASE PREVENTION
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SandRidge Energy, Inc.
TICKER: SD CUSIP: 80007P869
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SYLVIA K. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH H. BEER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. BENNETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM (BILL) M. ISSUER YES FOR FOR
GRIFFIN, JR.
PROPOSAL #1e: ELECT DIRECTOR DAVID J. KORNDER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BOB G. ALEXANDER SHAREHOLDER YES WITHHOLD N/A
PROPOSAL #1g: ELECT DIRECTOR JONATHAN CHRISTODORO SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1h: ELECT DIRECTOR NANCY DUNLAP SHAREHOLDER YES WITHHOLD N/A
PROPOSAL #1i: ELECT DIRECTOR JONATHAN FRATES SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1j: ELECT DIRECTOR NICHOLAS GRAZIANO SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1k: "ELECT DIRECTOR JOHN ""JACK"" LIPINSKI" SHAREHOLDER YES FOR N/A
PROPOSAL #1l: ELECT DIRECTOR RANDOLPH C. READ SHAREHOLDER YES FOR N/A
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN FRATES SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS GRAZIANO SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: "ELECT DIRECTOR JOHN ""JACK"" SHAREHOLDER NO N/A N/A
LIPINSKI"
PROPOSAL #1.4: ELECT DIRECTOR BOB G. ALEXANDER SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR RANDOLPH C. READ SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR JONATHAN CHRISTODORO SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR NANCY DUNLAP SHAREHOLDER NO N/A N/A
PROPOSAL #2: AMEND SHAREHOLDER RIGHTS PLAN (POISON ISSUER NO N/A N/A
PILL)
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sandy Spring Bancorp, Inc.
TICKER: SASR CUSIP: 800363103
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sandy Spring Bancorp, Inc.
TICKER: SASR CUSIP: 800363103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH F. BOYD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH S. BRACEWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. ORNDORFF ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL J. SCHRIDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOE R. REEDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHAZA L. ANDERSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanmina Corporation
TICKER: SANM CUSIP: 801056102
MEETING DATE: 3/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EUGENE A. DELANEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM J. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT K. EULAU ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN P. GOLDSBERRY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RITA S. LANE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH G. LICATA, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARIO M. ROSATI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WAYNE SHORTRIDGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JURE SOLA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sarepta Therapeutics, Inc.
TICKER: SRPT CUSIP: 803607100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS S. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HANS WIGZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saul Centers, Inc.
TICKER: BFS CUSIP: 804395101
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP D. CARACI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL A. POWELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK SULLIVAN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ScanSource, Inc.
TICKER: SCSC CUSIP: 806037107
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. BAUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. GRAINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH O. TEMPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES R. WHITCHURCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schneider National, Inc.
TICKER: SNDR CUSIP: 80689H102
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY P. DEPREY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. GANNON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADAM P. GODFREY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER B. LOFGREN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN M. ZIMMERMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schnitzer Steel Industries, Inc.
TICKER: SCHN CUSIP: 806882106
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RHONDA D. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scholastic Corporation
TICKER: SCHL CUSIP: 807066105
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BARGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN L. DAVIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schweitzer-Mauduit International, Inc.
TICKER: SWM CUSIP: 808541106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SciClone Pharmaceuticals, Inc.
TICKER: SCLN CUSIP: 80862K104
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scorpio Bulkers Inc.
TICKER: SALT CUSIP: Y7546A122
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BUGBEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. MICHAEL STEIMLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AUDIT AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scorpio Tankers Inc.
TICKER: STNG CUSIP: Y7542C106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BUGBEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE TARRUELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR REIDAR C. BREKKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS AUDIT AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: scPharmaceuticals Inc.
TICKER: SCPH CUSIP: 810648105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOROTHY COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK HUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seacoast Banking Corporation of Florida
TICKER: SBCF CUSIP: 811707801
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUELINE L. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. GILBERT CULBRETH, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER E. FOGAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY S. HUVAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HERBERT A. LURIE ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Holdings Inc.
TICKER: CKH CUSIP: 811904101
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BERZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE DE DEMANDOLX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OIVIND LORENTZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. SCHIZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Holdings Inc.
TICKER: CKH CUSIP: 811904101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. BERZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PIERRE DE DEMANDOLX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OIVIND LORENTZEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER P. PAPOURAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID M. SCHIZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEACOR Marine Holdings Inc.
TICKER: SMHI CUSIP: 78413P101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES FABRIKANT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN GELLERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. CHRISTOPHER REGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVAN BEHRENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT D. ABENDSCHEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JULIE PERSILY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sears Holdings Corporation
TICKER: SHLD CUSIP: 812350106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. DEPODESTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUNAL S. KAMLANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. KUNKLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD S. LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SecureWorks Corp.
TICKER: SCWX CUSIP: 81374A105
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAMELA DALEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EGON DURBAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. WHITEHURST ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Income REIT
TICKER: SIR CUSIP: 81618T100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM A. LAMKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Selective Insurance Group, Inc.
TICKER: SIGI CUSIP: 816300107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. BURVILLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT KELLY DOHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS A. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. ELIZABETH MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY E. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CYNTHIA S. NICHOLSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD L. O'KELLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM M. RUE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN S. SCHEID ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. BRIAN THEBAULT ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR PHILIP H. URBAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SemGroup Corporation
TICKER: SEMG CUSIP: 81663A105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD A. BALLSCHMIEDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLIN G. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARL F. KURZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES H. LYTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS R. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SendGrid, Inc.
TICKER: SEND CUSIP: 816883102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILARY SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SRI VISWANATH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seneca Foods Corporation
TICKER: SENEA CUSIP: 817070501
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER R. CALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL T. HUBBARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR S. WOLCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sequential Brands Group, Inc.
TICKER: SQBG CUSIP: 81734P107
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN MURRAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM SWEEDLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTHA STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seritage Growth Properties
TICKER: SRG CUSIP: 81752R100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD S. LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN T. MCCLAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceSource International, Inc.
TICKER: SREV CUSIP: 81763U100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. ASHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNLEVIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY D. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shiloh Industries, Inc.
TICKER: SHLO CUSIP: 824543102
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN A. BRUNOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. HESSLER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ship Finance International Limited
TICKER: SFL CUSIP: G81075106
MEETING DATE: 9/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GARY VOGEL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PAUL M. LEAND, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KATE BLANKENSHIP ISSUER YES AGAINST AGAINST
PROPOSAL #4: ELECT DIRECTOR HARALD THORSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BERT M. BEKKER ISSUER YES FOR FOR
PROPOSAL #6: APPROVE MOORE STEPHENS, P.C. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shoe Carnival, Inc.
TICKER: SCVL CUSIP: 824889109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENT A. KLEEBERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH W. WOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. TOMM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shore Bancshares, Inc.
TICKER: SHBI CUSIP: 825107105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BATES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LLOYD L. BEATTY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. JUDGE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. MICHAEL CLEMMER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SI Financial Group, Inc.
TICKER: SIFI CUSIP: 78425V104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONNA M. EVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT O. GILLARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS POLLACK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sienna Biopharmaceuticals, Inc.
TICKER: SNNA CUSIP: 82622H108
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK C. ISSUER YES FOR FOR
BEDDINGFIELD, III
PROPOSAL #1.2: ELECT DIRECTOR TODD HARRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sientra, Inc.
TICKER: SIEN CUSIP: 82621J105
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY M. NUGENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE A. SCHAISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sierra Bancorp
TICKER: BSRR CUSIP: 82620P102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBB EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HOLLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNDA B. SCEARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORRIS A. THARP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma Designs, Inc.
TICKER: SIGM CUSIP: 826565103
MEETING DATE: 8/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. MICHAEL DODSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN MANNICHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETE THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THINH Q. TRAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma Designs, Inc.
TICKER: SIGM CUSIP: 826565103
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN OF LIQUIDATION ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silver Spring Networks, Inc.
TICKER: SSNI CUSIP: 82817Q103
MEETING DATE: 1/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SilverBow Resources, Inc.
TICKER: SBOW CUSIP: 82836G102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GABRIEL L. ELLISOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simmons First National Corporation
TICKER: SFNC CUSIP: 828730200
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION OF SOUTHWEST BANCORP, INC.
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION OF FIRST TEXAS BHC, INC.
PROPOSAL #3: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simmons First National Corporation
TICKER: SFNC CUSIP: 828730200
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT FIFTEEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JAY D. BURCHFIELD ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM E. CLARK, II ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR STEVEN A. COSSE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARK C. DORAMUS ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR EDWARD DRILLING ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR EUGENE HUNT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR JERRY HUNTER ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR CHRISTOPHER R. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUSAN LANIGAN ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR GEORGE A. MAKRIS, JR. ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR W. SCOTT MCGEORGE ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TOM E. PURVIS ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ROBERT L. SHOPTAW ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR RUSSELL W. TEUBNER ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR MINDY WEST ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED CLASS A COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simpson Manufacturing Co., Inc.
TICKER: SSD CUSIP: 829073105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KAREN COLONIAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CELESTE VOLZ FORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JENNIFER A. CHATMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBIN G. MACGILLIVRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP E. DONALDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SJW Group
TICKER: SJW CUSIP: 784305104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHARINE ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WALTER J. BISHOP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS R. KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY P. LANDIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DEBRA C. MAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DANIEL B. MORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC W. THORNBURG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. VAN VALER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SkyWest, Inc.
TICKER: SKYW CUSIP: 830879102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL A. CHILDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY J. EYRING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH S. MADDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smart & Final Stores, Inc.
TICKER: SFS CUSIP: 83190B101
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NORMAN H. AXELROD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENNIS T. GIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL N. HOPKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMART Global Holdings, Inc.
TICKER: SGH CUSIP: G8232Y101
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ELECT IAIN MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.b: ELECT SANDEEP NAYYAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.c: ELECT MUKESH PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 EMPLOYEE SHARE PURCHASE ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #4: AMEND 2017 SHARE INCENTIVE PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smart Sand, Inc.
TICKER: SND CUSIP: 83191H107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW SPEAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLIN M. LEONARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SmartFinancial, Inc.
TICKER: SMBK CUSIP: 83190L208
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SmartFinancial, Inc.
TICKER: SMBK CUSIP: 83190L208
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR L. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MONIQUE P. BERKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM "BILL" Y. ISSUER YES FOR FOR
CARROLL, SR.
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM "BILLY" Y. ISSUER YES FOR FOR
CARROLL, JR.
PROPOSAL #1.5: ELECT DIRECTOR TED C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. OGLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN B. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WESLEY M. "MILLER" ISSUER YES FOR FOR
WELBORN
PROPOSAL #1.9: ELECT DIRECTOR KEITH E. WHALEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. BEAU WICKS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEOFFREY A. WOLPERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Snyder's-Lance, Inc.
TICKER: LNCE CUSIP: 833551104
MEETING DATE: 3/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solaris Oilfield Infrastructure, Inc.
TICKER: SOI CUSIP: 83418M103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Automotive, Inc.
TICKER: SAH CUSIP: 83545G102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR O. BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR B. SCOTT SMITH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID BRUTON SMITH ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR WILLIAM I. BELK ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR WILLIAM R. BROOKS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR VICTOR H. DOOLAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JOHN W. HARRIS, III ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROBERT HELLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR R. EUGENE TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Corp.
TICKER: SONC CUSIP: 835451105
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. KIRK KINSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATE S. LAVELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SONUS NETWORKS, INC.
TICKER: SONS CUSIP: 835916503
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2A: INCREASE AUTHORIZED PREFERRED AND ISSUER YES FOR FOR
COMMON STOCK
PROPOSAL #2B: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #2C: ELIMINATE SUPERMAJORITY VOTE ISSUER YES FOR FOR
REQUIREMENT TO REMOVE DIRECTORS
PROPOSAL #2D: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #2E: AMEND ARTICLES TO APPROVE PROVISIONS ISSUER YES FOR FOR
RELATING TO SECTION 203 OF THE DGCL
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South Jersey Industries, Inc.
TICKER: SJI CUSIP: 838518108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SARAH M. BARPOULIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS A. BRACKEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEITH S. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VICTOR A. FORTKIEWICZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHEILA HARTNETT-DEVLIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WALTER M. HIGGINS, III ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SUNITA HOLZER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL J. RENNA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. RIGBY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR FRANK L. SIMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: CHANGE COMPANY NAME TO SJI, INC. ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South State Corporation
TICKER: SSB CUSIP: 840441109
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South State Corporation
TICKER: SSB CUSIP: 840441109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. POLLOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN P. WALKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN E. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern First Bancshares, Inc.
TICKER: SFST CUSIP: 842873101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. COTHRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUDOLPH G. 'TRIP' ISSUER YES FOR FOR
JOHNSTONE, III
PROPOSAL #1.3: ELECT DIRECTOR R. ARTHUR 'ART' SEAVER, ISSUER YES FOR FOR
JR.
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern Missouri Bancorp, Inc.
TICKER: SMBC CUSIP: 843380106
MEETING DATE: 10/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONNIE D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REBECCA M. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS C. ROBISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern National Bancorp of Virginia, Inc.
TICKER: SONA CUSIP: 843395104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGIA S. DERRICO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOE A. SHEARIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN F. BIAGAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT Y. CLAGETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. RAND COOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F.L. GARRETT, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES A. KABBASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southside Bancshares, Inc.
TICKER: SBSI CUSIP: 84470P109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. ELAINE ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT C. BUIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA A. CALLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. (BOB) GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONY K. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. J. SHANDS, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. RICHARD WARNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Bancorp, Inc.
TICKER: OKSB CUSIP: 844767103
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEROY C. HANNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN P. HESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SP Plus Corporation
TICKER: SP CUSIP: 78469C103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G MARC BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE M. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY A. REID ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Energy, Inc.
TICKER: SPKE CUSIP: 846511103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. KEITH MAXWELL, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. HARTWICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spartan Motors, Inc.
TICKER: SPAR CUSIP: 846819100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARYL M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. CLEVINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SpartanNash Company
TICKER: SPTN CUSIP: 847215100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. SHAN ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS EIDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK M. GAMBINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVONNE R. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW MANNELLY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIZABETH A. NICKELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. STAPLES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HAWTHORNE L. PROCTOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGG A. TANNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM R. VOSS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sparton Corporation
TICKER: SPA CUSIP: 847235108
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sparton Corporation
TICKER: SPA CUSIP: 847235108
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES D. FAST ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID P. MOLFENTER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES R. SWARTWOUT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR FRANK A. 'ANDY' WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectrum Pharmaceuticals, Inc.
TICKER: SPPI CUSIP: 84763A108
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM L. ASHTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND W. COHEN ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR GILLES R. GAGNON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART M. KRASSNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY E. MAIDA, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH W. TURGEON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOLATRAI VYAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR BERNICE R. WELLES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK AND ISSUER YES FOR FOR
ELIMINATE NON-ISSUABLE PREFERRED STOCK
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Speedway Motorsports, Inc.
TICKER: TRK CUSIP: 847788106
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCUS G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM E. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spero Therapeutics, Inc.
TICKER: SPRO CUSIP: 84833T103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CASPER BREUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spire Inc.
TICKER: SR CUSIP: 84857L101
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. BORER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA V. FOGARTY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spok Holdings, Inc.
TICKER: SPOK CUSIP: 84863T106
MEETING DATE: 7/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR N. BLAIR BUTTERFIELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STACIA A. HYLTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VINCENT D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN O'REILLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW ORISTANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMME L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROYCE YUDKOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX FLOW, Inc.
TICKER: FLOW CUSIP: 78469X107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAJDI B. ABULABAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMERSON U. FULLWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY S. LISENBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SRC Energy Inc.
TICKER: SRCI CUSIP: 78470V108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. KORUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND E. MCELHANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER S. ZUCKER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAG Industrial, Inc.
TICKER: STAG CUSIP: 85254J102
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE DILLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY D. FURBER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LARRY T. GUILLEMETTE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANCIS X. JACOBY, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER P. MARR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HANS S. WEGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND CHARTER TO ALLOW SHAREHOLDERS TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STANDARD MOTOR PRODUCTS, INC.
TICKER: SMP CUSIP: 853666105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. GETHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA FORBES LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK S. MCCLYMONT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALISA C. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC P. SILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE I. SILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FREDERICK D. STURDIVANT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD S. WARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standex International Corporation
TICKER: SXI CUSIP: 854231107
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL B. HOGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Starwood Waypoint Homes
TICKER: SFR CUSIP: 85572F105
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Auto Financial Corporation
TICKER: STFC CUSIP: 855707105
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. FIORILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. LAROCCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SETAREH POURAGHABAGHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Bank Financial Corporation
TICKER: STBZ CUSIP: 856190103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES R. BALKCOM, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARCHIE L. BRANSFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KIM M. CHILDERS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ANN Q. CURRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOSEPH W. EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VIRGINIA A. HEPNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. HOUSER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ANNE H. KAISER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM D. MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ASIF RAMJI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR G. SCOTT UZZELL ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR J. THOMAS WILEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State National Companies, Inc.
TICKER: SNC CUSIP: 85711T305
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stemline Therapeutics, Inc.
TICKER: STML CUSIP: 85858C107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK SARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARREN CLINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL HUME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IVAN BERGSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN FORMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stepan Company
TICKER: SCL CUSIP: 858586100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL S. DEARTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY E. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAN STERN REED ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Bancorp
TICKER: STL CUSIP: 85917A100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. CAHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES F. DEUTSCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NAVY E. DJONOVIC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FERNANDO FERRER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT GIAMBRONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK KOPNISKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES J. LANDY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. LAZAR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MAUREEN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RICHARD O'TOOLE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR RALPH F. PALLESCHI ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR BURT STEINBERG ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR WILLIAM E. WHISTON ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS TO PERMIT REMOVAL OF ISSUER YES FOR FOR
DIRECTORS WITH OR WITHOUT CAUSE
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Bancorp, Inc.
TICKER: SBT CUSIP: 85917W102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE WOLBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Construction Company, Inc.
TICKER: STRL CUSIP: 859241101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. CUTILLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIAN M. DAVENPORT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAARTEN D. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND F. MESSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. PATTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD O. SCHAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MILTON L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stewart Information Services Corporation
TICKER: STC CUSIP: 860372101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS G. APEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ALLEN BRADLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN C. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK H. EPPINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW W. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stifel Financial Corp.
TICKER: SF CUSIP: 860630102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. KRUSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURA A. MARKUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. WEISEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stock Yards Bancorp, Inc.
TICKER: SYBT CUSIP: 861025104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. BICKEL, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. MCCAULEY BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES R. EDINGER, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID P. HEINTZMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONNA L. HEITZMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CARL G. HERDE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES A. HILLEBRAND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD NORTHERN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN M. PRIEBE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR NORMAN TASMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATHY C. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stone Energy Corporation
TICKER: SGY CUSIP: 861642403
MEETING DATE: 5/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSACTION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stonegate Bank
TICKER: SGBK CUSIP: 861811107
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stoneridge, Inc.
TICKER: SRI CUSIP: 86183P102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN B. DEGAYNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. DRAIME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA C. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIM KORTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM M. LASKY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE S. MAYES, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL J. SCHLATHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stratasys Ltd.
TICKER: SSYS CUSIP: M85548101
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: REELECT ELCHANAN JAGLOM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1b: REELECT S. SCOTT CRUMP AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1c: REELECT EDWARD J. FIERKO AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1d: REELECT VICTOR LEVENTHAL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1e: REELECT ILAN LEVIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1f: REELECT JOHN J. MCELENEY AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1g: REELECT DOV OFER AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1h: REELECT ZIVA PATIR AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1i: REELECT DAVID REIS AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1j: REELECT YAIR SEROUSSI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2a: APPROVE ANNUAL COMPENSATION INCLUDING ISSUER YES FOR FOR
EQUITY GRANTS TO DOV OFER
PROPOSAL #2b: APPROVE ANNUAL COMPENSATION INCLUDING ISSUER YES FOR FOR
EQUITY GRANTS TO YAIR SEROUSSI
PROPOSAL #3: APPROVE COMPENSATION PACKAGE OF CEO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ONGOING COMPENSATION OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5: APPROVE GRANT OF OPTIONS TO EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE RENEWAL OF D&O INSURANCE POLICY ISSUER YES FOR FOR
PROPOSAL #7: REAPPOINT KESSELMAN AND KESSELMAN AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #A: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER AND DO NOT HAVE A PERSONAL INTEREST IN
ONE OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; OTHERWISE, VOTE AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stratus Properties Inc.
TICKER: STRS CUSIP: 863167201
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. LESLIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Financial Group, Inc.
TICKER: SMMF CUSIP: 86606G101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. HAWSE, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD W. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. COOKMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY L. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. CHARLES MADDY, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY YOUNT, HYDE & BARBOUR, P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Hotel Properties, Inc.
TICKER: INN CUSIP: 866082100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL P. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BJORN R. L. HANSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY W. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH J. KAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS W. STOREY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOPE S. TAITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Bancorp, Inc.
TICKER: SNBC CUSIP: 86663B201
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunCoke Energy, Inc.
TICKER: SXC CUSIP: 86722A103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALVIN BLEDSOE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUSAN R. LANDAHL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SunPower Corporation
TICKER: SPWR CUSIP: 867652406
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS BADOUAL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANTOINE LARENAUDIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAT WOOD, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunrun Inc.
TICKER: RUN CUSIP: 86771W105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD RISK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunshine Bancorp, Inc.
TICKER: SBCP CUSIP: 86777J108
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunstone Hotel Investors, Inc.
TICKER: SHO CUSIP: 867892101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN V. ARABIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW BATINOVICH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MURRAY J. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Energy Services, Inc.
TICKER: SPN CUSIP: 868157108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD J. BOUILLION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID D. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERENCE E. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL M. MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Industries International, Inc.
TICKER: SUP CUSIP: 868168105
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Industries International, Inc.
TICKER: SUP CUSIP: 868168105
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. BRUYNESTEYN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANSOM A. LANGFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES S. MCELYA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY C. MCQUAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLEN B. RICHSTONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD J. STEBBINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANCISCO S. URANGA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERVALU Inc.
TICKER: SVU CUSIP: 868536103
MEETING DATE: 7/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DONALD R. CHAPPEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IRWIN S. COHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK GROSS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ERIC G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATHEW M. PENDO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCESCA RUIZ DE ISSUER YES FOR FOR
LUZURIAGA
PROPOSAL #1h: ELECT DIRECTOR FRANK A. SAVAGE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY A. WINSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sutherland Asset Management Corporation
TICKER: SLD CUSIP: 86933G105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. CAPASSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK J. ROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. FILIPPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. MITCHELL REESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD M. SINAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sykes Enterprises, Incorporated
TICKER: SYKE CUSIP: 871237103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. SYKES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. MEURER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. MARK WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNNEX Corporation
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN MURAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED BREIDENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAU LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW MIAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY QUESNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN VEZINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS WURSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DUANE ZITZNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREA ZULBERTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Systemax Inc.
TICKER: SYX CUSIP: 871851101
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD LEEDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEEDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT LEEDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE REINHOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY LITWIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHAD LINDBLOOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tailored Brands, Inc.
TICKER: TLRD CUSIP: 87403A107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRENE CHANG BRITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEO KILLION ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE &TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Team, Inc.
TICKER: TISI CUSIP: 878155100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMERINO GATTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. FERRAIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG L. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tech Data Corporation
TICKER: TECD CUSIP: 878237106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN M. DAHUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HARRY J. HARCZAK, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIDGETTE P. HELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD T. HUME ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN MISUNAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK G. SAYER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAVIO W. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TechTarget, Inc.
TICKER: TTGT CUSIP: 87874R100
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEVENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teekay Corporation
TICKER: TK CUSIP: Y8564W103
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. SEAN DAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN SEMPLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BILL UTT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEEKAY TANKERS LTD.
TICKER: TNK CUSIP: Y8565N102
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEEKAY TANKERS LTD.
TICKER: TNK CUSIP: Y8565N102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARTHUR BENSLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BJORN MOLLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. DU MOULIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J.F. BRONKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM LAWES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH HVID ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR RICHARD D. PATERSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tejon Ranch Co.
TICKER: TRC CUSIP: 879080109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY L. STACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL H. WINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telenav, Inc.
TICKER: TNAV CUSIP: 879455103
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEN XIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tennant Company
TICKER: TNC CUSIP: 880345103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AZITA ARVANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. SONNENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. WICHMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TerraForm Global, Inc.
TICKER: GLBL CUSIP: 88104M101
MEETING DATE: 11/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TerraForm Power, Inc.
TICKER: TERP CUSIP: 88104R100
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BLACKMORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HANIF "WALLY" DAHYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER COMPTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTIAN S. FONG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. STARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID PAUKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KERRI L. FOX ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD "NED" HALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARC S. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TerraForm Power, Inc.
TICKER: TERP CUSIP: 88104R100
MEETING DATE: 10/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TerraForm Power, Inc.
TICKER: TERP CUSIP: 88104R209
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN LAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN BURKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTIAN S. FONG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY GOLDGUT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RICHARD LEGAULT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK 'MAC' MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SACHIN SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terreno Realty Corporation
TICKER: TRNO CUSIP: 88146M101
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEROY E. CARLSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GABRIELA FRANCO PARCELLA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Territorial Bancorp Inc.
TICKER: TBNK CUSIP: 88145X108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN S. KITAGAWA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD I. MURAKAMI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesco Corporation
TICKER: TESO CUSIP: 88157K101
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION BY NABORS MAPLE ISSUER YES FOR FOR
ACQUISITION LTD.
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tetra Tech, Inc.
TICKER: TTEK CUSIP: 88162G103
MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN L. BATRACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH M. GRANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK C. HADEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. CHRISTOPHER LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIRSTEN M. VOLPI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TETRA Technologies, Inc.
TICKER: TTI CUSIP: 88162F105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BATES, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART M. BRIGHTMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL D. COOMBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN F. GLICK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH C. WINKLER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tetraphase Pharmaceuticals, Inc.
TICKER: TTPH CUSIP: 88165N105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. CHODAKEWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERRI HENWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUY MACDONALD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Capital Bancshares, Inc.
TICKER: TCBI CUSIP: 88224Q107
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. KEITH CARGILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY L. HELM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. HUNTLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. HYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN P. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT W. STALLINGS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN J. TURPIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Textainer Group Holdings Limited
TICKER: TGH CUSIP: G8766E109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP K. BREWER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HENNIE VAN DER MERWE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Andersons, Inc.
TICKER: ANDE CUSIP: 034164103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK E. BOWE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. ANDERSON, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE M. KILBANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSS W. MANIRE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK S. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. STOUT, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BANCORP, INC.
TICKER: TBBK CUSIP: 05969A105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL G. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAMIAN M. KOZLOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER T. BEACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. CHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW COHN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HERSH KOZLOV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. LAMB ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES J. MCENTEE, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MEI-MEI TUAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of N.T. Butterfield & Son Limited
TICKER: NTB CUSIP: G0772R208
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS (VOTING)
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TWELVE ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR MICHAEL COLLINS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR ALASTAIR BARBOUR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR JAMES F. BURR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR MICHAEL COVELL ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR CAROLINE FOULGER ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR CONOR O'DEA ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR MEROE PARK ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR JOHN WRIGHT ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FILL VACANCIES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Buckle, Inc.
TICKER: BKE CUSIP: 118440106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. HIRSCHFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS H. NELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS B. HEACOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KARI G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT E. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BILL L. FAIRFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRUCE L. HOBERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL E. HUSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN P. PEETZ, III ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR KAREN B. RHOADS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES E. SHADA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Cato Corporation
TICKER: CATO CUSIP: 149205106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. D. CATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. MECKLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BAILEY W. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chefs' Warehouse, Inc.
TICKER: CHEF CUSIP: 163086101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINA CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINICK CERBONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. COURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH CUGINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN GUARINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN HANSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID E. SCHREIBMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Community Financial Corporation
TICKER: TCFC CUSIP: 20368X101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. PASENELLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR E. LAWRENCE SANDERS, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR AUSTIN J. SLATER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH V. STONE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Container Store Group, Inc.
TICKER: TCS CUSIP: 210751103
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN D. SOKOLOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON TINDELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The E.W. Scripps Company
TICKER: SSP CUSIP: 811054402
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAUREN R. FINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER L. OGDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR COLLEEN BIRDNOW BROWN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND H. COLE SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR VINCENT L. SADUSKY SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Eastern Company
TICKER: EML CUSIP: 276317104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. EVERETS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. MCMANUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AUGUST M. VLAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY FIONDELLA, MILONE & LASARACINA ISSUER YES FOR FOR
LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Ensign Group, Inc.
TICKER: ENSG CUSIP: 29358P101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER R. ISSUER YES FOR FOR
CHRISTENSEN
PROPOSAL #1.2: ELECT DIRECTOR DAREN J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MALENE S. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ExOne Company
TICKER: XONE CUSIP: 302104104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR S. KENT ROCKWELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN IRVIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREGORY F. PASHKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LLOYD A. SEMPLE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR WILLIAM F. STROME ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Finish Line, Inc.
TICKER: FINL CUSIP: 317923100
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN S. LYON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TORRENCE BOONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Finish Line, Inc.
TICKER: FINL CUSIP: 317923100
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Bancorp, Inc.
TICKER: FNLC CUSIP: 31866P102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE M. BOYD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. GREGORY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RENEE W. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TONY C. MCKIM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK N. ROSBOROUGH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CORNELIUS J. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART G. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE B. TINDAL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR F. STEPHEN WARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The First Bancshares, Inc.
TICKER: FBMS CUSIP: 318916103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES R. LIGHTSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. MCMURRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW D. STETELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE FIRST OF LONG ISLAND CORPORATION
TICKER: FLIC CUSIP: 320734106
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. CANARICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER L. COVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER QUICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENISE STRAIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC J. TVETER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The GEO Group, Inc.
TICKER: GEO CUSIP: 36162J106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE E. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE N. FOREMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER C. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE MYERS WOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ZOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS BYLAW AMENDMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Gorman-Rupp Company
TICKER: GRC CUSIP: 383082104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY S. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. ANN HARLAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. HOAGLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER H. LAKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICK R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. WAYNE WALSTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Greenbrier Companies, Inc.
TICKER: GBX CUSIP: 393657101
MEETING DATE: 1/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM A. FURMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. SWINDELLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELLY M. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WANDA F. FELTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID L. STARLING ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The KeyW Holding Corporation
TICKER: KEYW CUSIP: 493723100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH BONANNI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BILL CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHEP HILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRIS INGLIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEN MINIHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ART MONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CAROLINE PISANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK SOPP ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BILL WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Manitowoc Company, Inc.
TICKER: MTW CUSIP: 563571108
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Manitowoc Company, Inc.
TICKER: MTW CUSIP: 563571405
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD M. CONDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. COONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. DAVID MYERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY L. PENNYPACKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. PFEIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MARCUS CORPORATION
TICKER: MCS CUSIP: 566330106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE MARCUS GERSHOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY E. HOEKSEMA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE J. OLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP L. MILSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN J. STARK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE M. GEHL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID M. BAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MEDICINES COMPANY
TICKER: MDCO CUSIP: 584688105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR FREDRIC N. ESHELMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GENO J. GERMANO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN C. KELLY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CLIVE A. MEANWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PARIS PANAYIOTOPOULOS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Meet Group, Inc.
TICKER: MEET CUSIP: 58513U101
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEAN CLIFTON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GEOFFREY COOK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHRISTOPHER FRALIC ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SPENCER GRIMES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR SPENCER RHODES ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BEDI SINGH ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JASON WHITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Navigators Group, Inc.
TICKER: NAVG CUSIP: 638904102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAUL L. BASCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERENCE N. DEEKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANLEY A. GALANSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERYL D. HARTZBAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEOFFREY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT V. MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID M. PLATTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE C. TOMLINSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARC M. TRACT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The New Home Company Inc.
TICKER: NWHM CUSIP: 645370107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY P. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHEY LOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. NEFF ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The New York Times Company
TICKER: NYT CUSIP: 650111107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RACHEL GLASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REBECCA VAN DYCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Providence Service Corporation
TICKER: PRSC CUSIP: 743815102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD J. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The St. Joe Company
TICKER: JOE CUSIP: 790148100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CESAR L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE R. BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HOWARD S. FRANK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE L. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. HUNT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Trade Desk, Inc.
TICKER: TTD CUSIP: 88339J105
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFF T. GREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC B. PALEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The York Water Company
TICKER: YORW CUSIP: 987184108
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. GANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY R. HINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE HAY KAIN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thermon Group Holdings, Inc.
TICKER: THR CUSIP: 88362T103
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCUS J. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD E. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. MCGINTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN T. NESSER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL W. PRESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN A. SNIDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES A. SORRENTINO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE A. THAMES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Third Point Reinsurance Ltd.
TICKER: TPRE CUSIP: G8827U100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ROBERT BREDAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA L. TARGOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK PARKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GRETCHEN A. HAYES ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELECTION OF DESIGNATED COMPANY DIRECTORS ISSUER YES FOR FOR
OF NON-U.S. SUBSIDIARIES
PROPOSAL #5: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIER REIT, Inc.
TICKER: TIER CUSIP: 88650V208
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD I. GILCHRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT W. FORDHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. KENT GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS M. HERZOG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY J. WHYTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tilly's, Inc.
TICKER: TLYS CUSIP: 886885102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEZY SHAKED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUG COLLIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SETH JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDMOND THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD ZEICHNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Timberland Bancorp, Inc.
TICKER: TSBK CUSIP: 887098101
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. SAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREA M. CLINTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHY D. LEODLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELAP LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TimkenSteel Corporation
TICKER: TMST CUSIP: 887399103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY L. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tiptree Inc.
TICKER: TIPT CUSIP: 88822Q103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. MACK ISSUER YES FOR FOR
PROPOSAL #2: AMEND THE CHARTER TO ELIMINATE CERTAIN ISSUER YES FOR FOR
PROVISIONS RELATING TO CLASS B COMMON STOCK
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan International, Inc.
TICKER: TWI CUSIP: 88830M102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD 'DICK' M. ISSUER YES FOR FOR
CASHIN JR.
PROPOSAL #1.2: ELECT DIRECTOR GARY L. COWGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERT J. FEBBO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER B. MCNITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL G. REITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY L. SOAVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAURICE M. TAYLOR, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan Machinery Inc.
TICKER: TITN CUSIP: 88830R101
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY HORNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan Pharmaceuticals, Inc.
TICKER: TTNP CUSIP: 888314309
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC RUBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUNIL BHONSLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. AKERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJINDER KUMAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. DAVID MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. MCNAB, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tivity Health, Inc.
TICKER: TVTY CUSIP: 88870R102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SARA J. FINLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ARCHELLE GEORGIOU ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. GRECZYN, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PETER A. HUDSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BETH M. JACOB ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BRADLEY S. KARRO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PAUL H. KECKLEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DONATO J. TRAMUTO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR KEVIN G. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TiVo Corporation
TICKER: TIVO CUSIP: 88870P106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. MEYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL MOLONEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAGHAVENDRA RAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ENRIQUE RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN W. WELLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tocagen Inc.
TICKER: TOCA CUSIP: 888846102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. DARCY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY E. GRUBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL SCHIMMEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tompkins Financial Corporation
TICKER: TMP CUSIP: 890110109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. BATTAGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. FULMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK C. MILEWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS R. ROCHON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN S. ROMAINE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL H. SPAIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALFRED J. WEBER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CRAIG YUNKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLPAS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOOTSIE ROLL INDUSTRIES, INC.
TICKER: TR CUSIP: 890516107
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. GORDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LANA JANE LEWIS-BRENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRE A. SEIBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAULA M. WARDYNSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TopBuild Corp.
TICKER: BLD CUSIP: 89055F103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD VOLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL T. CAMDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tower International, Inc.
TICKER: TOWR CUSIP: 891826109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS K. BROWN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES CHAPMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TowneBank
TICKER: TOWN CUSIP: 89214P109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACQUELINE B. AMATO ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD S. BRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW S. FINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. LAWSON, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. ASHTON LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. SCOTT MORGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. OMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R.V. OWENS, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELIZABETH T. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD T. WHEELER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.11: ELECT DIRECTOR HOWARD J. JUNG ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT C. HATLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Townsquare Media, Inc.
TICKER: TSQ CUSIP: 892231101
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR B. JAMES FORD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID LEBOW ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BILL WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TPG RE Finance Trust, Inc.
TICKER: TRTX CUSIP: 87266M107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVI BANYASZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRETA GUGGENHEIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KELVIN DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GILLMORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WENDY SILVERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transcontinental Realty Investors, Inc.
TICKER: TCI CUSIP: 893617209
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. JAKUSZEWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TED R. MUNSELLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND D. ROBERTS, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY FARMER, FUQUA & HUFF, P.C AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travelport Worldwide Limited
TICKER: TVPT CUSIP: G9019D104
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GORDON A. WILSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELIZABETH L. BUSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN R. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. DURHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT E. FORBES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trecora Resources
TICKER: TREC CUSIP: 894648104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY K. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON UPFILL-BROWN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS N. CARTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH P. PALM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA R. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BKM SOWAN HORAN, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tredegar Corporation
TICKER: TG CUSIP: 894650100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE C. FREEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. GOTTWALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH R. NEWSOME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY A. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. SNEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN M. STEITZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARL E. TACK, III ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trevena, Inc.
TICKER: TRVN CUSIP: 89532E109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAXINE GOWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. MCHUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAKE R. NUNN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRI Pointe Group, Inc.
TICKER: TPH CUSIP: 87265H109
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS F. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE B. BURROWS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS B. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriCo Bancshares
TICKER: TCBK CUSIP: 896095106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD J. AMARAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. GAGE CHRYSLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG S. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORY W. GIESE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. A. HASBROOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL W. KOEHNEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN A. MARIANI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD P. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR W. VIRGINIA WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriCo Bancshares
TICKER: TCBK CUSIP: 896095106
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriMas Corporation
TICKER: TRS CUSIP: 896215209
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICK L. STANAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL P. TREDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL VALENTI, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinseo S.A.
TICKER: TSE CUSIP: L9340P101
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR HENRI STEINMETZ ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinseo S.A.
TICKER: TSE CUSIP: L9340P101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY J. COTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PIERRE-MARIE DE LEENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE ALLOCATION TO LEGAL RESERVE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INTERNAL STATUTORY AUDITOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinseo S.A.
TICKER: TSE CUSIP: L9340P111
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE ISSUANCE OF SHARES WITH OR ISSUER YES AGAINST AGAINST
WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triple-S Management Corporation
TICKER: GTS CUSIP: 896749108
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS A. CLAVELL- ISSUER YES FOR FOR
RODRIGUEZ
PROPOSAL #1b: ELECT DIRECTOR JOSEPH A. FRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL B. MARCUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERTO GARCIA-RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriState Capital Holdings, Inc.
TICKER: TSC CUSIP: 89678F100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. GETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM A. RUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD B. SEIDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triton International Limited
TICKER: TRTN CUSIP: G9078F107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. SONDEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON R. VERNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM P. BAKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID A. COULTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUDE GERMAIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH HANAU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN S. HEXTALL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT L. ROSNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triumph Bancorp, Inc.
TICKER: TBK CUSIP: 89679E300
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AARON P. GRAFT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT DOBRIENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIBESS L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FREDERICK P. PERPALL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triumph Group, Inc.
TICKER: TGI CUSIP: 896818101
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL BOURGON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. DROSDICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWNE S. HICKTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM L. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADAM J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH M. SILVESTRI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: tronc, Inc.
TICKER: TRNC CUSIP: 89703P107
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL CRENSHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN C. DEARBORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID DREIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP G. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. RECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRONOX LIMITED
TICKER: TROX CUSIP: Q9235V101
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRONOX LIMITED
TICKER: TROX CUSIP: Q9235V101
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFRY N. QUINN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER B. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE A. HINMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW P. HINES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIPHO NKOSI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GINGER M. JONES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE IN RELATION ISSUER YES FOR FOR
TO AUSTRALIAN LAW
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrueBlue, Inc.
TICKER: TBI CUSIP: 89785X101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLLEEN B. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. GOINGS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIM HARRIS JONES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN M. ROBB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY B. SAKAGUCHI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH P. SAMBATARO, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BONNIE W. SOODIK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrustCo Bank Corp NY
TICKER: TRST CUSIP: 898349105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS O. MAGGS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA M. REUTTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trustmark Corporation
TICKER: TRMK CUSIP: 898402102
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADOLPHUS B. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES N. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TRACY T. CONERLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONI D. COOLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. CLAY HAYS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERARD R. HOST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HARRIS V. MORRISSETTE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD H. PUCKETT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R. MICHAEL SUMMERFORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARRY M. WALKER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEROY G. WALKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR WILLIAM G. YATES, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TTM Technologies, Inc.
TICKER: TTMI CUSIP: 87305R109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX D. GEVEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. KLATELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. MAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tutor Perini Corporation
TICKER: TPC CUSIP: 901109108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD N. TUTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER ARKLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY J. FELTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL HORODNICEANU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. LIEBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RAYMOND R. ONEGLIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE ANNE REISS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR DICKRAN M. TEVRIZIAN, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twin Disc, Incorporated
TICKER: TWIN CUSIP: 901476101
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL DOAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. ZIMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Two River Bancorp
TICKER: TRCB CUSIP: 90207C105
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F.X. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. MOSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK J. PATOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW A. VITALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Silica Holdings, Inc.
TICKER: SLCA CUSIP: 90346E103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER BERNARD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DIANE K. DUREN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM J. KACAL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES SHAVER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRYAN A. SHINN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. MICHAEL STICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCP, Inc.
TICKER: UCP CUSIP: 90265Y106
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UFP Technologies, Inc.
TICKER: UFPT CUSIP: 902673102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. JEFFREY BAILLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC KOZIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMB Financial Corporation
TICKER: UMBF CUSIP: 902788108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN C. BEERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG M. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MARINER KEMPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON E. LANSFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRIS A. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR L. JOSHUA SOSLAND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DYLAN E. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL UHLMANN, III ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEROY J. WILLIAMS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMH Properties, Inc.
TICKER: UMH CUSIP: 903002103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA T. CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE W. LANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. LANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART D. LEVY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Umpqua Holdings Corporation
TICKER: UMPQ CUSIP: 904214103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PEGGY Y. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. GAMBEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. GREENE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUIS F. MACHUCA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CORT L. O'HAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIA M. POPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN F. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HILLIARD C. TERRY, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRYAN L. TIMM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unifi, Inc.
TICKER: UFI CUSIP: 904677200
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. BISHOP ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS H. CAUDLE, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAUL R. CHARRON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ARCHIBALD COX, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN D. HALL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENNETH G. LANGONE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JAMES D. MEAD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUZANNE M. PRESENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UniFirst Corporation
TICKER: UNF CUSIP: 904708104
MEETING DATE: 1/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN M. CAMILLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL IANDOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN S. SINTROS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares Corporation
TICKER: UBSH CUSIP: 90539J109
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares Corporation
TICKER: UBSH CUSIP: 90539J109
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLEY E. DALTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS P. ROHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS G. SNEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. STEGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD L. TILLETT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH L. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR PATRICK E. CORBIN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares, Inc.
TICKER: UNB CUSIP: 905400107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. BOURGEOIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAWN D. BUGBEE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH D. GIBBONS ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR JOHN M. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY C. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY W. SARGENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. STEEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCHUYLER W. SWEET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CORNELIUS J. VAN DYKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unisys Corporation
TICKER: UIS CUSIP: 909214306
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER A. ALTABEF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIPPE GERMOND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DEBORAH LEE JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR REGINA PAOLILLO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unit Corporation
TICKER: UNT CUSIP: 909218109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY R. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. SULLIVAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED BANKSHARES, INC.
TICKER: UBSI CUSIP: 909907107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. ASTORG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. CONVERSE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL P. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE J. GEORGELAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. PAUL MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK R. NESSELROAD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARY K. WEDDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY G. WHITE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR P. CLINTON WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Banks, Inc.
TICKER: UCBI CUSIP: 90984P303
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. CATHY COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH L. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. LYNN HARTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS A. RICHLOVSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. SHAVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIMMY C. TALLENT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM R. WALLIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID H. WILKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Financial Corp.
TICKER: UCFC CUSIP: 909839102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTY E. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEE BURDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT D. HUNTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Financial Bancorp, Inc.
TICKER: UBNK CUSIP: 910304104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. W. CRAWFORD, ISSUER YES FOR FOR
IV
PROPOSAL #1b: ELECT DIRECTOR MICHAEL F. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND H. LEFURGE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Fire Group, Inc.
TICKER: UFCS CUSIP: 910340108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER R. DRAHOZAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK B. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH FISHER GARDIAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Insurance Holdings Corp.
TICKER: UIHC CUSIP: 910710102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEC L. POITEVINT, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KERN M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. HOOD, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK F. MARONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Natural Foods, Inc.
TICKER: UNFI CUSIP: 911163103
MEETING DATE: 12/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ERIC F. ARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENISE M. CLARK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAPHNE J. DUFRESNE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL S. FUNK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES P. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER A. ROY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #7: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Security Bancshares
TICKER: UBFO CUSIP: 911460103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY J. CAVALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOM ELLITHORPE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN MACKOVAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NABEEL MAHMOOD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT M. MOCHIZUKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH D. NEWBY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN C. TKACZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS R. WOODS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL T. WOOLF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Lime & Minerals, Inc.
TICKER: USLM CUSIP: 911922102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY W. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. CARDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTOINE M. DOUMET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAY M. HARLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BILLY R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD A. ODISHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unitil Corporation
TICKER: UTL CUSIP: 913259107
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS P. MEISSNER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unity Bancorp, Inc.
TICKER: UNTY CUSIP: 913290102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK S. BRODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAJ PATEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD E. SOUDERS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Corporation
TICKER: UVV CUSIP: 913456109
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE C. FREEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LENNART R. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDDIE N. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON MEDIATION OF ALLEGED HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS VIOLATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Forest Products, Inc.
TICKER: UFPI CUSIP: 913543104
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW J. MISSAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS W. RHODES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Insurance Holdings, Inc.
TICKER: UVE CUSIP: 91359V107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SCOTT P. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KIMBERLY D. COOPER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SEAN P. DOWNES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DARRYL L. LEWIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RALPH J. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD D. PETERSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MICHAEL A. PIETRANGELO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR OZZIE A. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JON W. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOEL M. WILENTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Logistics Holdings, Inc.
TICKER: ULH CUSIP: 91388P105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRANT E. BELANGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. CASAROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. DEANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. REGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFF ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DANIEL C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. URBAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR H.E. 'SCOTT' WOLFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Univest Corporation of Pennsylvania
TICKER: UVSP CUSIP: 915271100
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a.1: ELECT DIRECTOR WILLIAM S. AICHELE ISSUER YES FOR FOR
PROPOSAL #1a.2: ELECT DIRECTOR THOMAS M. PETRO ISSUER YES FOR FOR
PROPOSAL #1a.3: ELECT DIRECTOR CHARLES ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1b.1: ELECT DIRECTOR ROBERT C. WONDERLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urstadt Biddle Properties Inc.
TICKER: UBA CUSIP: 917286205
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES J. URSTADT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CATHERINE U. BIDDLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NOBLE O. CARPENTER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE H.C. LAWRENCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTAH MEDICAL PRODUCTS, INC.
TICKER: UTMD CUSIP: 917488108
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN L. CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL O. RICHINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY JONES SIMKINS LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valhi, Inc.
TICKER: VHI CUSIP: 918905100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TERRI L. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. HAYDEN MCILROY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY A. TIDLUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valley National Bancorp
TICKER: VLY CUSIP: 919794107
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valley National Bancorp
TICKER: VLY CUSIP: 919794107
MEETING DATE: 4/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW B. ABRAMSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER J. BAUM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PAMELA R. BRONANDER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ERIC P. EDELSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GRAHAM O. JONES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GERALD KORDE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL L. LARUSSO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC J. LENNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GERALD H. LIPKIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR IRA ROBBINS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR SURESH L. SANI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JENNIFER W. STEANS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR JEFFREY S. WILKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Value Line, Inc.
TICKER: VALU CUSIP: 920437100
MEETING DATE: 10/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD A. BRECHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. ANASTASIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARY BERNSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALFRED R. FIORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GLENN J. MUENZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vanguard Market Liquidity Fund
TICKER: N/A CUSIP: 92202X209
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORTIMER J. BUCKLEY ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.2: ELECT DIRECTOR EMERSON U. FULLWOOD ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.3: ELECT DIRECTOR AMY GUTMANN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.4: ELECT DIRECTOR JOANN HEFFERNAN HEISEN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.5: ELECT DIRECTOR F. JOSEPH LOUGHREY ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.6: ELECT DIRECTOR MARK LOUGHRIDGE ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.7: ELECT DIRECTOR SCOTT C. MALPASS ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.8: ELECT DIRECTOR F. WILLIAM MCNABB, III ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.9: ELECT DIRECTOR DEANNA MULLIGAN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.10: ELECT DIRECTOR ANDRE F. PEROLD ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.11: ELECT DIRECTOR SARAH BLOOM RASKIN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.12: ELECT DIRECTOR PETER F. VOLANAKIS ISSUER YES PROPORTIONAL N/A
PROPOSAL #3: APPROVE MANAGER OF MANAGERS ARRANGEMENT ISSUER YES PROPORTIONAL N/A
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vector Group Ltd.
TICKER: VGR CUSIP: 92240M108
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENNETT S. LEBOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY S. ARKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL V. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JEAN E. SHARPE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR BARRY WATKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vectrus, Inc.
TICKER: VEC CUSIP: 92242T101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADFORD J. BOSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES L. PROW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veeco Instruments Inc.
TICKER: VECO CUSIP: 922417100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. D'AMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH D. JACKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vera Bradley, Inc.
TICKER: VRA CUSIP: 92335C106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. HALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. MICHAEL MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD M. SCHMULTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 3/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KAREN AUSTIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RONALD BLACK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL GALANT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ALEX W. (PETE) HART ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT B. HENSKE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LARRY A. KLANE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JONATHAN I. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ROWAN TROLLOPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verint Systems Inc.
TICKER: VRNT CUSIP: 92343X100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN BODNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PENELOPE HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM KURTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD NOTTENBURG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD SAFIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EARL SHANKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritex Holdings, Inc.
TICKER: VBTX CUSIP: 923451108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. MALCOLM HOLLAND, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAT S. BOLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR APRIL BOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE BOZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NED N. FLEMING, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK C. GRIEGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON HUDDLESTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN T. SUGHRUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritiv Corporation
TICKER: VRTV CUSIP: 923454102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID E. FLITMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. HENRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIZA K. LANDSMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY A. LASCHINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY A. LEINBACH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL P. MULDOWNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES G. WARD, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viad Corp
TICKER: VVI CUSIP: 92552R406
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD H. DOZER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR VIRGINIA L. HENKELS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT E. MUNZENRIDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ViaSat, Inc.
TICKER: VSAT CUSIP: 92552V100
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DANKBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VARSHA RAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viavi Solutions Inc.
TICKER: VIAV CUSIP: 925550105
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. BELLUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BARNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOR BRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD COLVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MASOOD A. JABBAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA STRAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vicor Corporation
TICKER: VICR CUSIP: 925815102
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL J. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ESTIA J. EICHTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KELLEHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. SIMMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIO TUOZZOLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PATRIZIO VINCIARELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JASON L. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. ALLEN HENDERSON ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Village Super Market, Inc.
TICKER: VLGEA CUSIP: 927107409
MEETING DATE: 12/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. SUMAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR KEVIN BEGLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR STEVEN CRYSTAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. JUDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER R. LAVOY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN F. ROONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtus Investment Partners, Inc.
TICKER: VRTS CUSIP: 92828Q109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MELODY L. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN T. ZARRILLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtusa Corporation
TICKER: VRTU CUSIP: 92827P102
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AL-NOOR RAMJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vishay Intertechnology, Inc.
TICKER: VSH CUSIP: 928298108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUTA ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ZIV SHOSHANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vishay Precision Group, Inc.
TICKER: VPG CUSIP: 92835K103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC ZANDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET M. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY CUMMINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE LERNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAUL V. REIBSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY V. TALBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZIV SHOSHANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vitamin Shoppe, Inc.
TICKER: VSI CUSIP: 9.28E+105
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH M. DERBY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUILLERMO G. MARMOL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HIMANSHU H. SHAH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEXANDER W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. THERIAULT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SING WANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vivint Solar, Inc.
TICKER: VSLR CUSIP: 92854Q106
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TODD R. PEDERSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR JOSEPH S. TIBBETTS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Voyager Therapeutics, Inc.
TICKER: VYGR CUSIP: 92915B106
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PERRY A. KARSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WENDY DIXON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VSE Corporation
TICKER: VSEC CUSIP: 918284100
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK E. FERGUSON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURICE A. GAUTHIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN S. KOONCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES F. LAFOND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. 'JACK' POTTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JACK STULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W&T Offshore, Inc.
TICKER: WTI CUSIP: 92922P106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STUART B. KATZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR TRACY W. KROHN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR B. FRANK STANLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wabash National Corporation
TICKER: WNC CUSIP: 929566107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD J. GIROMINI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN C. JISCHKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. BOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN E. KUNZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY J. MAGEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT K. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRENT L. YEAGY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waddell & Reed Financial, Inc.
TICKER: WDR CUSIP: 930059100
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. GODLASKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS E. LOGUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. MORRISSEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HALLENBECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN RICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA L. SCHMALTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Warrior Met Coal, Inc.
TICKER: HCC CUSIP: 93627C101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER J. SCHELLER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. ADDEO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH W. LUH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BLAINE D. MACDOUGALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW R. MICHELINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARETH N. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Federal, Inc.
TICKER: WAFD CUSIP: 938824109
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT J. BEARDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK N. TABBUTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY M. WHITEHEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Prime Group Inc.
TICKER: WPG CUSIP: 93964W108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. TAGGART BIRGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LOUIS G. CONFORTI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. DILLON, III ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT J. LAIKIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN F. LEVY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHERYL G. VON BLUCHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACQUELYN R. SOFFER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Real Estate Investment Trust
TICKER: WRE CUSIP: 939653101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD S. CIVERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN M. GOITIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES T. NASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. NOLAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY L. WINNS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WASHINGTON TRUST BANCORP, INC.
TICKER: WASH CUSIP: 940610108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CONSTANCE A. HOWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. MARCAURELE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWIN J. SANTOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WashingtonFirst Bankshares, Inc.
TICKER: WFBI CUSIP: 940730104
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waterstone Financial, Inc.
TICKER: WSBF CUSIP: 94188P101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK S. LAWTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Watts Water Technologies, Inc.
TICKER: WTS CUSIP: 942749102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUISE K. GOESER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JES MUNK HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. CRAIG KISSEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH T. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MERILEE RAINES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH W. REITMEIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WAVE Life Sciences Ltd.
TICKER: WVE CUSIP: Y95308105
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. BOLNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY L. VERDINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTIAN HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER KOLCHINSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KOJI MIURA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADRIAN RAWCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEN TAKANASHI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE AUDIT COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTORS' ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weight Watchers International, Inc.
TICKER: WTW CUSIP: 948626106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENIS F. KELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SACHA LAINOVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. SOBECKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OPRAH WINFREY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MINDY GROSSMAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weis Markets, Inc.
TICKER: WMK CUSIP: 948849104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN H. WEIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HAROLD G. GRABER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS G. HATCHELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD J. LAUTH, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERRALD B. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Werner Enterprises, Inc.
TICKER: WERN CUSIP: 950755108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE L. WERNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. JUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesbanco, Inc.
TICKER: WSBC CUSIP: 950810101
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. BRUCE KNOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. LIBS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD W. OWEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REED J. TANNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLOTTE A. ZUSCHLAG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wesco Aircraft Holdings, Inc.
TICKER: WAIR CUSIP: 950814103
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAYNE A. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY L. HABERLAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER M. POLLINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TODD S. RENEHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Bancorporation, Inc.
TICKER: WTBA CUSIP: 95123P106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. GAER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAYE R. LOZIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN P. MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT G. PULVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LOU ANN SANDBURG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN T. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHILIP JASON WORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Corporation
TICKER: WSTC CUSIP: 952355204
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Marine, Inc.
TICKER: WMAR CUSIP: 954235107
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westamerica Bancorporation
TICKER: WABC CUSIP: 957090103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ETTA ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOUIS E. BARTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. JOSEPH BOWLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK D. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE COPE ISSUER YES FOR FOR
MACMILLAN
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDWARD B. SYLVESTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Asset Mortgage Capital Corporation
TICKER: WMC CUSIP: 95790D105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD D. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. HIRSCHMANN, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR RANJIT M. KRIPALANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. CHRISTIAN MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JENNIFER W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. ROLL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western New England Bancorp, Inc.
TICKER: WNEB CUSIP: 958892101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. HAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. MASSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGG F. ORLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP R. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEYCO GROUP, INC.
TICKER: WEYS CUSIP: 962149100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. FLORSHEIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK P. STRATTON, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR CORY L. NETTLES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Whitestone REIT
TICKER: WSR CUSIP: 966084204
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. MAHAFFEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. MASTANDREA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANDITA V. BERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PANNELL KERR FORSTER OF TEXAS, ISSUER YES FOR FOR
P.C. AS AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #1.1: ELECT DIRECTORS KENNETH H. FEARN, JR. SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTORS DAVID E. SNYDER SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE JAMES C. MASTANDREA SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PANNELL KERR FORSTER OF TEXAS, ISSUER NO N/A N/A
P.C. AS AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WideOpenWest, Inc.
TICKER: WOW CUSIP: 96758W101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERESA ELDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY MARCUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHIL SESKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WildHorse Resource Development Corporation
TICKER: WRD CUSIP: 96812T102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAY C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY BAHR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD D. BRANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JONATHAN M. CLARKSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT A. GIESELMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID W. HAYES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHANIE C. HILDEBRANDT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GRANT E. SIMS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR TONY R. WEBER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willbros Group, Inc.
TICKER: WGRP CUSIP: 969203108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: William Lyon Homes
TICKER: WLH CUSIP: 552074700
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. LYON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW R. NIEMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN CARLSON SCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW R. ZAIST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Lease Finance Corporation
TICKER: WLFC CUSIP: 970646105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. KEADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AUSTIN C. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Windstream Holdings, Inc.
TICKER: WIN CUSIP: 97382A200
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL E. BEALL, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEANNIE DIEFENDERFER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY T. HINSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM G. LAPERCH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JULIE A. SHIMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL G. STOLTZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TONY THOMAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WALTER L. TUREK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALAN L. WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND NOL RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winnebago Industries, Inc.
TICKER: WGO CUSIP: 974637100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD (RICK) D. MOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. MURABITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. HAPPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. FISHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wintrust Financial Corporation
TICKER: WTFC CUSIP: 97650W108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. CRIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZED S. FRANCIS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARLA F. GLABE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT K. HEITMANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. PERRY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR INGRID S. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARY D. "JOE" SWEENEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SHEILA G. TALTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD J. WEHMER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WMIH Corp.
TICKER: WMIH CUSIP: 92936P100
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE B. GLOSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. ISSUER YES FOR FOR
HARRINGTON
PROPOSAL #1.4: ELECT DIRECTOR TAGAR C. OLSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. RENOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN D. SCHEIWE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL L. WILLINGHAM ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workhorse Group Inc.
TICKER: WKHS CUSIP: 98138J206
MEETING DATE: 8/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARRY DEMOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. BENJAMIN SAMUELS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GERALD B. BUDDE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN S. BURNS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLARK, SCHAEFER, HACKETT & CO. AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Acceptance Corporation
TICKER: WRLD CUSIP: 981419104
MEETING DATE: 8/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEN R. BRAMLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. GILREATH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET LEWIS MATRICCIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES D. WAY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARRELL E. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #6: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Worthington Industries, Inc.
TICKER: WOR CUSIP: 981811102
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ENDRES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OZEY K. HORTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER KARMANOS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL A. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WSFS Financial Corporation
TICKER: WSFS CUSIP: 929328102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANAT BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER W. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER T. GHEYSENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcerra Corporation
TICKER: XCRA CUSIP: 98400J108
MEETING DATE: 10/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xenia Hotels & Resorts, Inc.
TICKER: XHR CUSIP: 984017103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCEL VERBAAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY H. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. ALSCHULER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH E. BASS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. GARTLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BEVERLY K. GOULET ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CHARTER TO REMOVE ANTI-TAKEOVER ISSUER YES FOR FOR
PROVISIONS
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xenith Bankshares, Inc.
TICKER: XBKS CUSIP: 984102202
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XO Group Inc.
TICKER: XOXO CUSIP: 983772104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE IRVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA MESSING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL STEIB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YRC Worldwide Inc.
TICKER: YRCW CUSIP: 984249607
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WINESTOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: ZAGG Inc
TICKER: ZAGG CUSIP: 98884U108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL A. LARABEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. TODD HEINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. SCOTT STUBBS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Zoe's Kitchen, Inc.
TICKER: ZOES CUSIP: 98979J109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SUE COLLYNS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Zogenix, Inc.
TICKER: ZGNX CUSIP: 98978L204
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES B. BREITMEYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN J. FARR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Zumiez Inc.
TICKER: ZUMZ CUSIP: 989817101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD M. BROOKS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MATTHEW L. HYDE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES M. WEBER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD SCOTTSDALE FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 29, 2018
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.