0001181431-13-040936.txt : 20130722 0001181431-13-040936.hdr.sgml : 20130722 20130722151708 ACCESSION NUMBER: 0001181431-13-040936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130718 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1901 S. BASCOM AVENUE STREET 2: SUITE 660 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 8004727466 MAIL ADDRESS: STREET 1: 1901 S. BASCOM AVENUE STREET 2: SUITE 660 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dixon Robert CENTRAL INDEX KEY: 0001553417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21683 FILM NUMBER: 13979149 MAIL ADDRESS: STREET 1: C/O GRAPHON CORPORATION STREET 2: 1901 S. BASCOM AVE., STE. 660 CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 rrd386363.xml X0306 4 2013-07-18 0 0001021435 GRAPHON CORP/DE GOJO 0001553417 Dixon Robert 1901 S. BASCOM AVENUE SUITE 660 CAMPBELL CA 95008 0 1 0 0 Interim CFO Common Stock 2013-07-18 4 S 0 1056 0.32 D 369788 D Common Stock 2013-07-18 4 S 0 5200 0.323 D 364588 D The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan (the "Plan") entered into by the Reporting Person as of November 20, 2012. The shares are being sold to pay income tax upon vesting of restricted stock granted under the Issuer's equity incentive plan. The Reporting Person has no control over the timing of the sale of shares under the Plan. /s/ Robert Dixon 2013-07-22