0001140361-12-032193.txt : 20120703
0001140361-12-032193.hdr.sgml : 20120703
20120703144729
ACCESSION NUMBER: 0001140361-12-032193
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120514
FILED AS OF DATE: 20120703
DATE AS OF CHANGE: 20120703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dixon Robert
CENTRAL INDEX KEY: 0001553417
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21683
FILM NUMBER: 12944136
MAIL ADDRESS:
STREET 1: C/O GRAPHON CORPORATION
STREET 2: 1901 S. BASCOM AVE., STE. 660
CITY: CAMPBELL
STATE: CA
ZIP: 95008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAPHON CORP/DE
CENTRAL INDEX KEY: 0001021435
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 133899021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1901 S. BASCOM AVENUE
STREET 2: SUITE 660
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 8004727466
MAIL ADDRESS:
STREET 1: 1901 S. BASCOM AVENUE
STREET 2: SUITE 660
CITY: CAMPBELL
STATE: CA
ZIP: 95008
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP
DATE OF NAME CHANGE: 19960823
3
1
doc1.xml
FORM 3
X0206
3
2012-05-14
0
0001021435
GRAPHON CORP/DE
GOJO
0001553417
Dixon Robert
C/O GRAPHON CORPORATION
1901 S. BASCOM AVE., STE. 660
CAMPBELL
CA
95008
0
1
0
0
Interim CFO and Secretary
Common stock
500
D
Employee Stock Option (right to buy)
0.21
2006-01-26
2016-01-26
Common Stock
25000
D
Employee Stock Option (right to buy)
0.165
2007-01-15
2017-01-15
Common Stock
25000
D
Employee Stock Option (right to buy)
0.05
2009-01-02
2019-01-02
Common Stock
25000
D
Employee Stock Option (right to buy)
0.06
2010-01-11
2020-01-11
Common Stock
25000
D
Employee Stock Option (right to buy)
0.05
2011-01-11
2021-01-11
Common Stock
40000
D
Employee Stock Option (right to buy)
0.23
2011-10-05
2021-10-05
Common Stock
300000
D
Employee Stock Option (right to buy)
0.202
2011-10-12
2021-10-12
Common Stock
145000
D
The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in 33 equal monthly installments beginning on the fourth-month anniversary of its issuance.
The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of services prior to full vesting. The repurchase right lapses and the option vests in 24 equal monthly installments beginning on November 12, 2012.
/S/ Robert Dixon
2012-07-03