0001140361-12-032193.txt : 20120703 0001140361-12-032193.hdr.sgml : 20120703 20120703144729 ACCESSION NUMBER: 0001140361-12-032193 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120514 FILED AS OF DATE: 20120703 DATE AS OF CHANGE: 20120703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dixon Robert CENTRAL INDEX KEY: 0001553417 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21683 FILM NUMBER: 12944136 MAIL ADDRESS: STREET 1: C/O GRAPHON CORPORATION STREET 2: 1901 S. BASCOM AVE., STE. 660 CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1901 S. BASCOM AVENUE STREET 2: SUITE 660 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 8004727466 MAIL ADDRESS: STREET 1: 1901 S. BASCOM AVENUE STREET 2: SUITE 660 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 3 1 doc1.xml FORM 3 X0206 3 2012-05-14 0 0001021435 GRAPHON CORP/DE GOJO 0001553417 Dixon Robert C/O GRAPHON CORPORATION 1901 S. BASCOM AVE., STE. 660 CAMPBELL CA 95008 0 1 0 0 Interim CFO and Secretary Common stock 500 D Employee Stock Option (right to buy) 0.21 2006-01-26 2016-01-26 Common Stock 25000 D Employee Stock Option (right to buy) 0.165 2007-01-15 2017-01-15 Common Stock 25000 D Employee Stock Option (right to buy) 0.05 2009-01-02 2019-01-02 Common Stock 25000 D Employee Stock Option (right to buy) 0.06 2010-01-11 2020-01-11 Common Stock 25000 D Employee Stock Option (right to buy) 0.05 2011-01-11 2021-01-11 Common Stock 40000 D Employee Stock Option (right to buy) 0.23 2011-10-05 2021-10-05 Common Stock 300000 D Employee Stock Option (right to buy) 0.202 2011-10-12 2021-10-12 Common Stock 145000 D The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in 33 equal monthly installments beginning on the fourth-month anniversary of its issuance. The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of services prior to full vesting. The repurchase right lapses and the option vests in 24 equal monthly installments beginning on November 12, 2012. /S/ Robert Dixon 2012-07-03