0001140361-12-021110.txt : 20120423
0001140361-12-021110.hdr.sgml : 20120423
20120423142300
ACCESSION NUMBER: 0001140361-12-021110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120417
FILED AS OF DATE: 20120423
DATE AS OF CHANGE: 20120423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROCHU MICHAEL A
CENTRAL INDEX KEY: 0001243765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21683
FILM NUMBER: 12772837
MAIL ADDRESS:
STREET 1: 1601 FIFTH AVENUE
STREET 2: SUITE 1900
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAPHON CORP/DE
CENTRAL INDEX KEY: 0001021435
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 133899021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0217
BUSINESS ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
BUSINESS PHONE: 8004727466
MAIL ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP
DATE OF NAME CHANGE: 19960823
4
1
doc1.xml
FORM 4
X0305
4
2012-04-17
0
0001021435
GRAPHON CORP/DE
GOJO
0001243765
BROCHU MICHAEL A
1601 5TH AVENUE
SUITE 1900
SEATTLE
WA
98101
1
0
0
0
Employee Stock Option (right to buy)
0.17
2012-04-17
4
A
0
700000
A
2012-04-17
2022-04-16
Common Stock
700000
700000
D
The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in 33 equal monthly installments beginning on August 17, 2012.
Not Applicable
/s/ Michael A. Brochu
2012-04-21