0001140361-12-021110.txt : 20120423 0001140361-12-021110.hdr.sgml : 20120423 20120423142300 ACCESSION NUMBER: 0001140361-12-021110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120417 FILED AS OF DATE: 20120423 DATE AS OF CHANGE: 20120423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROCHU MICHAEL A CENTRAL INDEX KEY: 0001243765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21683 FILM NUMBER: 12772837 MAIL ADDRESS: STREET 1: 1601 FIFTH AVENUE STREET 2: SUITE 1900 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 0217 BUSINESS ADDRESS: STREET 1: 5400 SOQUEL AVENUE STREET 2: SUITE A2 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 8004727466 MAIL ADDRESS: STREET 1: 5400 SOQUEL AVENUE STREET 2: SUITE A2 CITY: SANTA CRUZ STATE: CA ZIP: 95062 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 4 1 doc1.xml FORM 4 X0305 4 2012-04-17 0 0001021435 GRAPHON CORP/DE GOJO 0001243765 BROCHU MICHAEL A 1601 5TH AVENUE SUITE 1900 SEATTLE WA 98101 1 0 0 0 Employee Stock Option (right to buy) 0.17 2012-04-17 4 A 0 700000 A 2012-04-17 2022-04-16 Common Stock 700000 700000 D The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in 33 equal monthly installments beginning on August 17, 2012. Not Applicable /s/ Michael A. Brochu 2012-04-21