0001140361-11-048902.txt : 20111007
0001140361-11-048902.hdr.sgml : 20111007
20111007172724
ACCESSION NUMBER: 0001140361-11-048902
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111005
FILED AS OF DATE: 20111007
DATE AS OF CHANGE: 20111007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLEIN AUGUST
CENTRAL INDEX KEY: 0001176362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21683
FILM NUMBER: 111133059
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAPHON CORP/DE
CENTRAL INDEX KEY: 0001021435
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 133899021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0217
BUSINESS ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
BUSINESS PHONE: 8004727466
MAIL ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP
DATE OF NAME CHANGE: 19960823
4
1
doc1.xml
FORM 4
X0304
4
2011-10-05
0
0001021435
GRAPHON CORP/DE
GOJO
0001176362
KLEIN AUGUST
C/O GRAPHON CORPORATION
5400 SOQUEL AVENUE, SUITE A2
SANTA CRUZ
CA
95062
1
0
0
0
Employee Stock Option (right to buy)
0.23
2011-10-05
4
A
0
100000
A
2011-10-05
2021-10-04
Common Stock
100000
100000
D
The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in 33 equal monthly installments beginning on February 5, 2012.
Not Applicable
/s/ August Klein
2011-10-07