0001140361-11-045548.txt : 20110912 0001140361-11-045548.hdr.sgml : 20110912 20110912185531 ACCESSION NUMBER: 0001140361-11-045548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110809 FILED AS OF DATE: 20110912 DATE AS OF CHANGE: 20110912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cronin John CENTRAL INDEX KEY: 0001527924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21683 FILM NUMBER: 111086607 MAIL ADDRESS: STREET 1: GRAPHON CORPORATION STREET 2: 5400 SOQUEL AVENUE, SUITE A2 CITY: SANTA CRUZ STATE: CA ZIP: 95062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 0217 BUSINESS ADDRESS: STREET 1: 5400 SOQUEL AVENUE STREET 2: SUITE A2 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 8004727466 MAIL ADDRESS: STREET 1: 5400 SOQUEL AVENUE STREET 2: SUITE A2 CITY: SANTA CRUZ STATE: CA ZIP: 95062 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 4 1 doc1.xml FORM 4 X0304 4 2011-08-09 0 0001021435 GRAPHON CORP/DE GOJO 0001527924 Cronin John C/O IPCAPITAL GROUP 400 CORNERSTONE DRIVE, SUITE 325 WILLISTON VT 05495-4046 1 0 0 0 Employee Stock Option (right to buy) 0.20 2011-08-09 4 A 0 400000 0.00 A 2011-08-09 2021-08-08 Common Stock 400000 400000 D The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in 33 equal monthly installments beginning on December 8, 2011. /s/ John Cronin 2011-09-12