0001140361-11-028044.txt : 20110516
0001140361-11-028044.hdr.sgml : 20110516
20110516184829
ACCESSION NUMBER: 0001140361-11-028044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110502
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWAIN WILLIAM
CENTRAL INDEX KEY: 0001110808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21683
FILM NUMBER: 11849302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAPHON CORP/DE
CENTRAL INDEX KEY: 0001021435
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 133899021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0217
BUSINESS ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
BUSINESS PHONE: 8004727466
MAIL ADDRESS:
STREET 1: 5400 SOQUEL AVENUE
STREET 2: SUITE A2
CITY: SANTA CRUZ
STATE: CA
ZIP: 95062
FORMER COMPANY:
FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP
DATE OF NAME CHANGE: 19960823
4
1
doc1.xml
FORM 4
X0303
4
2011-05-02
0
0001021435
GRAPHON CORP/DE
GOJO
0001110808
SWAIN WILLIAM
C/O GRAPHON CORPORATION
5400 SOQUEL AVENUE, SUITE A2
SANTA CRUZ
CA
95062
0
1
0
0
CFO and Secretary
Employee Stock Option (right to buy)
0.18
2011-05-02
4
A
0
112500
A
2011-05-02
2021-05-01
Common Stock
112500
112500
D
The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price, upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in 33 equal monthly installments beginning on September 2, 2011.
Not Applicable
/s/ William Swain
2011-05-16