-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DECWD5RXVKEhJ3EaEd9M2bcbjRkctUN+YAJdy4yBS+bfPR3Q5EabuGq+4GGfaUk2 OtE5fxrAz2fZPPQ3YY1zbA== /in/edgar/work/20000710/0001082504-00-000022/0001082504-00-000022.txt : 20000712 0001082504-00-000022.hdr.sgml : 20000712 ACCESSION NUMBER: 0001082504-00-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-21683 FILM NUMBER: 670386 BUSINESS ADDRESS: STREET 1: 225 COCHRANE CIRCLE CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: 4083704080 MAIL ADDRESS: STREET 1: 245 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 COMPANY DATA: COMPANY CONFORMED NAME: KIMBERLIN KEVIN CENTRAL INDEX KEY: 0000904841 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SPENCER TRASK SECURITIES INC STREET 2: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123555565 4 1 0001.txt KIMBERLIN U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed Pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue 1. Name and Address of Reporting Person: Kimberlin, Kevin B. 535 Madison Avenue, 18th Floor New York, NY 10022 2. Issuer Name and Ticker or Trading Symbol: GraphOn Corporation (GOJO) 3.. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year: June 2000 5. If Amendment, Date of Original 6. Relationship of Reporting Person to Issuer: [ ] Director [ x ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ------------------------------------------- 7. Individual or Joint/Group Filing (check applicable line) [ x ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------- 1)Title of Security 2)Transaction 3)Transaction 4) Securities Acquired(A) 5) Amount of 6) Ownership 7) Nature of Date Code or Disposed of (D) Securities Form:Direct Indirect --------------- -------------------------- Beneficially (D) or Beneficial (Month/Day/ Owned at End Indirect(I) Ownership Year) Code V Amount (A) or (D) Price of Month - -------------------------------------------------------------------------------------------------------------------------------- Common Stock 6/21/00 S 7,000 D $10.00 I By Kevin Kimberlin Ptrs LP(1) Common Stock 6/21/00 S 9,000 D $10.125 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/21/00 S 1,800 D $10.00 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/22/00 S 4,200 D $10.13 I By Kevin Kimberlin Parts LP(1) Common Stock 6/22/00 S 7,000 D $10.25 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/22/00 S 15,000 D $10.38 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/22/00 S 5,000 D $10.50 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/22/00 S 2,100 D $10.25 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/22/00 S 1,000 D $10.25 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/22/00 S 4,100 D $10.00 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/30/00 S 200 D $ 9.50 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/30/00 S 600 D $ 9.50 I By Kevin Kimberlin Ptrs LP (1) Common Stock 6/30/00 S 200 D $ 9.50 1,665,793 I By Kevin Kimberlin Ptrs LP (1) - -------------------------------------------------------------------------------------------------------------------------------- 1. The reporting person is the general partner of Kevin Kimberlin Partners LP, a Delaware limited partnership. - --------------------------------------------------------------------------------------------------------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------------------------------- 1)Title of Derivative 2)Conversion or 3)Transaction 4)Transaction 5) Number of Derivative 6) Date Exercisable Security or Exercise Price Date Code Securities Acquired(A) and Expiration Price of or Disposed of (D) Date Derivative (Month/Day/ Security Year) Date Expiration Code V (A) (D) Exercisable Date - ----------------------------------------------------------------------------------------------------------------------------------- N/A - ----------------------------------------------------------------------------------------------------------------------------------- Table Cont'd 1)Title of Derivative 2)Conversion or 3)Transaction 7)Title & Amount 8) Price of 9) Number 10) Ownership 11) Nature of Security Exercise Price Date of Underlying Derivative of derivative form of Indirect of Derivative Securities Security securities Derivative Beneficial Security (Month/Day/ Beneficially Security Ownership Year) Owned at Direct (D) End of or Indirect(I) Month Title Amount or Number of Shares - ----------------------------------------------------------------------------------------------------------------------------------- N/A - ---------------------------------------- Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations See U.S.C. 1001 and 15 U.S.C. 78ff(a) /s/ Kevin B. Kimberlin July 10, 2000 ------------------------------- ---------------------- **Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----