0001021435-11-000028.txt : 20110915 0001021435-11-000028.hdr.sgml : 20110915 20110915104050 ACCESSION NUMBER: 0001021435-11-000028 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20110915 DATE AS OF CHANGE: 20110915 EFFECTIVENESS DATE: 20110915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 0217 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-165902 FILM NUMBER: 111092197 BUSINESS ADDRESS: STREET 1: 5400 SOQUEL AVENUE STREET 2: SUITE A2 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 8004727466 MAIL ADDRESS: STREET 1: 5400 SOQUEL AVENUE STREET 2: SUITE A2 CITY: SANTA CRUZ STATE: CA ZIP: 95062 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 D 1 primary_doc.xml X0704 D LIVE 0001021435 GRAPHON CORP/DE 5400 SOQUEL AVENUE SUITE A2 SANTA CRUZ CA CALIFORNIA 95062 8004727466 DELAWARE UNITY FIRST ACQUISITION CORP Corporation true Robert Dilworth 5400 Soquel Avenue, Suite A-2 Santa Cruz CA CALIFORNIA 95062 Executive Officer Director William Swain 5400 Soquel Avenue, Suite A-2 Santa Cruz CA CALIFORNIA 95062 Executive Officer Gordon Watson 5400 Soquel Avenue, Suite A-2 Santa Cruz CA CALIFORNIA 95062 Director John Cronin 5400 Soquel Avenue, Suite A-2 Santa Cruz CA CALIFORNIA 95062 Director Eldad Eilam 5400 Soquel Avenue, Suite A-2 Santa Cruz CA CALIFORNIA 95062 Executive Officer August Klein 5400 Soquel Avenue, Suite A-2 Santa Cruz CA CALIFORNIA 95062 Director Steven Ledger 5400 Soquel Avenue, Suite A-2 Santa Cruz CA CALIFORNIA 95062 Director Other Technology $5,000,001 - $25,000,000 06 false 2011-09-01 false true true true false 30000 Christopher Marlett 1526644 MDB Capital Group 42677 401 Wilshire Blvd., Suite 1020 Santa Monica CA CALIFORNIA 90401 CA CALIFORNIA CO COLORADO FL FLORIDA ID IDAHO MD MARYLAND MN MINNESOTA NY NEW YORK PA PENNSYLVANIA TN TENNESSEE TX TEXAS WA WASHINGTON false 7100000 7100000 0 false 33 710000 0 Placement agent also received (i) warrant to buy 3,550,000 common shares at $0.20 per share, (ii) warrant to buy 1,775,000 common shares at $0.26 per share and (iii) reimbursement of expenses of approximately $35,000. 0 false GRAPHON CORP/DE /s/ William Swain William Swain Chief Financial Officer 2011-09-15