8-K 1 pr8k3q02.txt 3Q02 PRESS RELEASE 8-K SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 21, 2002 GRAPHON CORPORATION (Exact name of Registrant as specified in its charter) Delaware 0-21683 13-3899021 (State of incorporation) (Commission File No.) (IRS Employer Identification No.) 400 Cochrane Circle Morgan Hill, California 95037 (Address of principal executive offices) Registrant's telephone number: (800) 472-7466 Item 5. Other Events On November 19, 2002, GraphOn Corporation (the "Company") issued a press release announcing its financial results for the third quarter and nine months ended September 30, 2002. A copy of the press release is attached to this Form 8-K. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits Exhibit No. Description 99.1 Press Release dated November 19, 2002 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. GraphOn Corporation Date: November 21, 2002 By: /s/ WILLIAM SWAIN ---------------------- William Swain Chief Financial Officer