-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SSWLhgPme7Pq7H428BXqjMt6ZIBcZ08jT9Xpe+t9k9zBFOqpduKiHWEf3kqLfhrf VbPJOYIDyOkOFU5TFoFC2g== 0001021435-02-000021.txt : 20021115 0001021435-02-000021.hdr.sgml : 20021115 20021115141643 ACCESSION NUMBER: 0001021435-02-000021 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021115 EFFECTIVENESS DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-21683 FILM NUMBER: 02829428 BUSINESS ADDRESS: STREET 1: 400 COCHRANE CIRCLE CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: 4087763232 MAIL ADDRESS: STREET 1: 40O COCHRANE CIRCLE CITY: MORGAN HILL STATE: CA ZIP: 95037 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 NT 10-Q 1 form12b.txt FORM 12B-25(B), EXTENSION FILING FOR 3Q02 10-Q =============================================================================== UNITED STATES SECURITY AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Commission File Number: 0-21683 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: September 30, 2002 ( ) Transition Report on Form 10-K ( ) Transition Report on Form 20-F ( ) Transition Report on Form 11-K ( ) Transition Report on Form 10-Q ( ) Transition Report on Form N-SAR For the Transition Period Ended: - ------------------------------------------------------------------------------- Nothing in this form shall be construed to imply that the Commission has verified any information contained herein - ------------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: PART I - REGISTRANT INFORMATION Full Name of Registrant: GraphOn Corporation - ------------------------------------------------------------- Former Name If Applicable: - ------------------------------------------------------------- Address of Principal Executive Office (Street and Number): 400 Cochrane Circle - ------------------------------------------------------------- City, State and Zip Code: Morgan Hill, CA 95037 - ------------------------------------------------------------- PART II - Rules 12b-25(b) AND (c) If the subject report could not be filed without unrealistic effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate): [ X ] a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach Extra Sheets If Needed) Registrant has encountered temporary logistical difficulties in compiling all information necessary to file a complete and accurate quarterly report within the prescribed time period. PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Ira Roxland 212 768-6700 ---------------- ---------- ---------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [ X] Yes [ ] No (3) Is it anticipated that any significant changes in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statement to be included in the subject report or portion thereof? If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Registrant anticipates reporting a net loss of approximately $8,719,500, or $0.50 per share, upon net revenues of approximately $1,947,600 for the nine-month period ended September 30, 2002, as compared to a net loss of approximately $8,842,100, or $0.57 per share, upon net revenues of $5,274,500 for the nine-months ended September 30, 2001. Registrant anticipates reporting a net loss of approximately $2,981,100, or $0.17 per share, upon net revenues of approximately $836,500 for the three-month period ended September 30, 2002, as compared to a net loss of approximately $4,344,100, or $0.25 per share, upon net revenues of $1,018,300 for the three-months ended September 30, 2001, GraphOn Corporation ----------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 15, 2002 By: /s/ William D. Swain ----------------- --------------------- William D. Swain Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----