-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WPLJ9UZupwwhUzPyOWZvGSN/9kF1/TIbIjeYOM77tovl5AzsYrOJAIxJKvyvcTvg FYmlbiUsJ4tFILWZn87McQ== 0001013816-05-000050.txt : 20050131 0001013816-05-000050.hdr.sgml : 20050131 20050131161217 ACCESSION NUMBER: 0001013816-05-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050127 FILED AS OF DATE: 20050131 DATE AS OF CHANGE: 20050131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWAIN WILLIAM CENTRAL INDEX KEY: 0001110808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21683 FILM NUMBER: 05561988 BUSINESS ADDRESS: STREET 1: C/O GRAPHON CORPORATION STREET 2: 225 COCHRANE CIRCLE CITY: MORGAN HILL STATE: CA ZIP: 95037 BUSINESS PHONE: 4087761731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRAPHON CORP/DE CENTRAL INDEX KEY: 0001021435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133899021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3130 WINKLE AVENUE CITY: SANTA CRUZ STATE: CA ZIP: 95065 BUSINESS PHONE: 8004727466 MAIL ADDRESS: STREET 1: 3130 WINKLE AVENUE CITY: SANTA CRUZ STATE: CA ZIP: 95065 FORMER COMPANY: FORMER CONFORMED NAME: UNITY FIRST ACQUISITION CORP DATE OF NAME CHANGE: 19960823 4 1 form4_swain-13105ex.xml X0202 4 2005-01-27 0 0001021435 GRAPHON CORP/DE GOJO.OB 0001110808 SWAIN WILLIAM C/O GRAPHON CORPORATION 3130 WINKLE AVENUE SANTA CRUZ CA 95065 0 1 0 0 Chief Financial Officer Employee Stock Option .43 2005-01-27 4 A 0 38787 .43 A 2005-01-27 2015-01-27 Common Stock 38787 38787 D Employee Stock Option .43 2005-01-27 4 A 0 121213 .43 A 2005-01-27 2015-01-27 Common Stock 121213 121213 D The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in eleven (11) equal monthly installments beginning on January 27, 2005. The option is immediately exercisable, subject to the repurchase of the option shares by the issuer at the exercise price upon the Reporting Person's termination of service prior to full vesting. The repurchase right lapses and the option vests in twenty-five (25) equal monthly installments beginning on January 27, 2006. /s/ William Swain 2005-01-31 -----END PRIVACY-ENHANCED MESSAGE-----