0001175707-23-000123.txt : 20230509
0001175707-23-000123.hdr.sgml : 20230509
20230509081111
ACCESSION NUMBER: 0001175707-23-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230505
FILED AS OF DATE: 20230509
DATE AS OF CHANGE: 20230509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULER JACK W
CENTRAL INDEX KEY: 0001021412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33133
FILM NUMBER: 23900081
MAIL ADDRESS:
STREET 1: 100 N. FIELD DRIVE
STREET 2: SUITE 360
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YIELD10 BIOSCIENCE, INC.
CENTRAL INDEX KEY: 0001121702
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 043158289
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19 PRESIDENTIAL WAY
STREET 2: SUITE 201
CITY: WOBURN
STATE: MA
ZIP: 01801
BUSINESS PHONE: 617-583-1700
MAIL ADDRESS:
STREET 1: 19 PRESIDENTIAL WAY
STREET 2: SUITE 201
CITY: WOBURN
STATE: MA
ZIP: 01801
FORMER COMPANY:
FORMER CONFORMED NAME: METABOLIX, INC.
DATE OF NAME CHANGE: 20060717
FORMER COMPANY:
FORMER CONFORMED NAME: METABOLIX INC
DATE OF NAME CHANGE: 20000810
4
1
form4.xml
X0407
4
2023-05-05
0001121702
YIELD10 BIOSCIENCE, INC.
YTEN
0001021412
SCHULER JACK W
100 N. FIELD DRIVE
SUITE 360
LAKE FOREST
IL
60045
true
false
Common Stock
2023-05-05
4
P
0
335570
2.98
A
962956
I
By Jack W. Schuler Living Trust
Common Stock Warrants
2.98
2023-05-05
4
P
0
335570
2.98
A
2023-11-05
2028-11-05
Common Stock
335570
335570
I
By Jack W. Schuler Living Trust
The reported securities comprise 335,570 shares of Common Stock purchased from the Issuer by the Jack W. Schuler Living Trust on May 5, 2023 for $2.98 per share, pursuant to a Securities Purchase Agreement, dated May 3, 2023 (the "Purchase Agreement"), by and among the Issuer and certain investors named therein (the "Investors").
Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust (the "Living Trust"), and in such capacity may be deemed to beneficially own the Common Stock and Warrants held by the Living Trust.
In a concurrent private placement effected pursuant to the Purchase Agreement, on May 5, 2023 the Issuer issued to the Investors Warrants to purchase one share of Common Stock at an exercise price of $2.98 per share for each share of Common Stock purchased pursuant to the Purchase Agreement. The reported securities comprise 335,570 Warrants so issued to the Jack W. Schuler Living Trust. The Warrants will be exercisable beginning six months from the date of issuance and will terminate five years from such initial exercisability date.
/s/ Jack W. Schuler
2023-05-09