0000899243-22-013373.txt : 20220404 0000899243-22-013373.hdr.sgml : 20220404 20220404165940 ACCESSION NUMBER: 0000899243-22-013373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210727 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULER JACK W CENTRAL INDEX KEY: 0001021412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36593 FILM NUMBER: 22803357 MAIL ADDRESS: STREET 1: 100 N. FIELD DRIVE STREET 2: SUITE 360 CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLENO THERAPEUTICS INC CENTRAL INDEX KEY: 0001484565 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770523891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 203 REDWOOD SHORES PARKWAY STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-213-8444 MAIL ADDRESS: STREET 1: 203 REDWOOD SHORES PARKWAY STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Capnia, Inc. DATE OF NAME CHANGE: 20100219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-27 0 0001484565 SOLENO THERAPEUTICS INC SLNO 0001021412 SCHULER JACK W 100 N. FIELD DRIVE, SUITE 360 LAKE FOREST IL 60045 0 0 1 0 Common Stock 2021-07-27 4 S 0 19748 0.8646 D 4065044 I See Footnote Common Stock 2021-08-17 4 S 0 49841 0.7849 D 4015203 I See Footnote Common Stock 2021-09-22 4 S 0 2599 0.8735 D 4012604 I See Footnote Common Stock 2021-09-23 4 S 0 100000 0.876 D 3912604 I See Footnote Common Stock 2022-02-10 4 S 0 800 0.3548 D 3911804 I See Footnote Common Stock 2022-03-31 4 P 0 4000000 A 7911804 I See Footnote Common Stock 9707848 I See Footnote Warrant (right to buy) 0.30 2022-03-31 4 P 0 4000000 A 2022-03-31 2027-03-31 Common Stock 4000000 4000000 I See Footnote The securities are held by the Schuler Education Foundation (formerly the Schuler Family Foundation), for which the Reporting Person serves as President. Each share of common stock was purchased together with one (1) warrant to purchase one (1) share of common stock for an aggregate price of $0.25. The shares are held by the Jack W. Schuler Living Trust, for which the Reporting Person serves as Trustee.. 800 of the shares purchased on March 31, 2022 are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with certain prior sales of shares by the Schuler Education Foundation. The Schuler Education Foundation has disgorged to the Issuer, on a voluntary basis, the full amount of any recoverable profits. /s/ Jack W. Schuler 2022-04-04