0000921895-16-006221.txt : 20161121
0000921895-16-006221.hdr.sgml : 20161121
20161121185318
ACCESSION NUMBER: 0000921895-16-006221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161117
FILED AS OF DATE: 20161121
DATE AS OF CHANGE: 20161121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FAMOUS DAVES OF AMERICA INC
CENTRAL INDEX KEY: 0001021270
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 411782300
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 12701 WHITEWATER DRIVE
STREET 2: SUITE 200
CITY: MINNETONKA
STATE: MN
ZIP: 55343
BUSINESS PHONE: 952-294-1300
MAIL ADDRESS:
STREET 1: 12701 WHITEWATER DRIVE
STREET 2: SUITE 200
CITY: MINNETONKA
STATE: MN
ZIP: 55343
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walsh Patrick
CENTRAL INDEX KEY: 0001508045
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21625
FILM NUMBER: 162011454
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD.
STREET 2: STE. 1702
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
form408800004_11212016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-17
0
0001021270
FAMOUS DAVES OF AMERICA INC
DAVE
0001508045
Walsh Patrick
141 W. JACKSON BLVD.
STE. 1702
CHICAGO
IL
60604
1
0
0
0
Common Stock, $0.01 par value
2016-11-17
4
S
0
17400
4.8039
D
329777
I
By: PW Partners Atlas Fund LP
Common Stock, $0.01 par value
2016-11-18
4
S
0
13203
4.7379
D
316574
I
By: PW Partners Atlas Fund LP
Common Stock, $0.01 par value
2016-11-21
4
S
0
31899
4.5731
D
284675
I
By: PW Partners Atlas Fund LP
Common Stock, $0.01 par value
35000
I
By: PW Partners Atlas Fund II, LP
Common Stock, $0.01 par value
52575
D
Represents securities owned directly by PW Partners Atlas Fund LP ("Atlas Fund"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Partners Capital Management LLC ("PW Capital Management"), the Investment Manager of Atlas Fund, and as the Managing Member and Chief Executive Officer of PW Partners Atlas Funds, LLC ("Atlas Fund GP"), the General Partner of Atlas Fund, may be deemed to beneficially own the securities owned directly by Atlas Fund. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). The Reporting Person, solely by virtue of his position as the Managing Member of PW Capital Management, the Investment Manager of Atlas Fund II, and as the Managing Member and Chief Executive Officer of Atlas Fund GP, the General Partner of Atlas Fund II, may be deemed to beneficially own the securities owned directly by Atlas Fund II. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Atlas Fund, Atlas Fund II, PW Capital Management and Atlas Fund GP do not, individually or collectively, beneficially own more than 10% of the Issuer's outstanding shares of common stock and therefore none of such entities are subject to Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer.
By: /s/ Patrick Walsh
2016-11-21