0001213900-22-007390.txt : 20220214 0001213900-22-007390.hdr.sgml : 20220214 20220214142329 ACCESSION NUMBER: 0001213900-22-007390 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL SECURITY INSTRUMENTS INC CENTRAL INDEX KEY: 0000102109 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 520898545 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-15872 FILM NUMBER: 22629537 BUSINESS ADDRESS: STREET 1: 11407 CRONHILL DRIVE, SUITES A-D CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 BUSINESS PHONE: 4103633000 MAIL ADDRESS: STREET 1: 11407 CRONHILL DRIVE, SUITES A-D CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Four Kids Investment Funds LLC CENTRAL INDEX KEY: 0001563921 IRS NUMBER: 271734710 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 17582 BOCAIRE WAY CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 212-764-1234 MAIL ADDRESS: STREET 1: 17582 BOCAIRE WAY CITY: BOCA RATON STATE: FL ZIP: 33487 SC 13G/A 1 ea155661-13ga1four_universal.htm AMENDMENT NO. 1 TO SCHEDULE 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G/A

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 1)

 

UNIVERSAL SECURITY INSTRUMENTS, INC.

 

(Name of Issuer)

 

COMMON STOCK, PAR VALUE $0.01

 

(Title of Class of Securities)

 

913821302

 

(CUSIP Number)

 

December 31, 2021 

 

(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

(Continued on following page(s)

 

Page 1 of 5 Pages

 

 

 

 

CUSIP No. 913821302   13G/A   Page 2 of 5 Pages

 

1. NAMES OF REPORTING PERSON
  S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
   
  Four Kids Investment Fund LLC
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
  (a)   ☐
  (b)   ☐
3.   SEC USE ONLY
   
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Florida
5. SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 230,000 Shares (1)
   
6. SHARED VOTING POWER - None
   
7. SOLE DISPOSITIVE POWER – 230,000 Shares (1)
   
8. SHARED DISPOSITIVE POWER – None
   
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON – 230,000 Shares (1)
 
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
   
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
 

9.944%

12. TYPE OF REPORTING PERSON
   
  CO

 

(1)Based on 2,312,887 shares outstanding as of September 30, 2021 as reported on Form 10-Q filed with the Securities and Exchange Commission on November 19, 2021.

 

 

 

 

CUSIP No. 913821302   13G/A   Page 3 of 5 Pages

 

ITEM 1 (a) NAME OF ISSUER: Universal Security Instruments, Inc., a Maryland corporation

 

ITEM 1 (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

11407 Cronhill Drive, Suite A, Owings Mills, Maryland 21117

 

ITEM 2 (a) NAME OF PERSON FILING: Four Kids Investment Fund LLC

 

ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

5825 Windsor Court, Boca Raton, FL 33496

 

ITEM 2 (c) CITIZENSHIP: Florida

 

ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01

 

ITEM 2 (e) CUSIP NUMBER: 913821302

 

ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable

 

ITEM 4 OWNERSHIP

 

(a)AMOUNT BENEFICIALLY OWNED: 230,000 Shares (1)

 

(b)PERCENT OF CLASS: 9.944%

 

(c)NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

 

(i)SOLE POWER TO VOTE OR DIRECT THE VOTE

 

230,000 Shares (1)

 

(ii)SHARED POWER TO VOTE OR DIRECT THE VOTE

 

0 Shares

 

(iii)SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

 

230,000 Shares (1)

 

(iv)SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

 

0 Shares

 

 

 

 

CUSIP No. 913821302   13G/A   Page 4 of 5 Pages

 

ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

Not applicable

 

ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

Not applicable

 

ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

 

Not applicable

 

ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP

 

Not applicable

 

ITEM 9 NOTICE OF DISSOLUTION OF GROUP

 

Not applicable

 

 

 

 

CUSIP No. 913821302   13G/A   Page 5 of 5 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  February 14, 2022
  (Date)
   
  /s/ Jonathan Honig
  (Signature)
   
  Jonathan Honig, Manager
  (Name/Title)