0001062993-14-006358.txt : 20141107 0001062993-14-006358.hdr.sgml : 20141107 20141107165456 ACCESSION NUMBER: 0001062993-14-006358 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20141107 DATE AS OF CHANGE: 20141107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL SECURITY INSTRUMENTS INC CENTRAL INDEX KEY: 0000102109 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 520898545 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 11407 CRONHILL DRIVE, SUITES A-D CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 BUSINESS PHONE: 4103633000 MAIL ADDRESS: STREET 1: 11407 CRONHILL DRIVE, SUITES A-D CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: North Star Investment Management Corp. CENTRAL INDEX KEY: 0001342857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31747 FILM NUMBER: 141205583 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-580-0900 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE # 1416 CITY: CHICAGO STATE: IL ZIP: 60606 4/A 1 form4a.xml AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4/A 2013-09-27 2013-12-31 1 0000102109 UNIVERSAL SECURITY INSTRUMENTS INC UUU 0001342857 North Star Investment Management Corp. 20 N. WACKER DRIVE SUITE # 1416 CHICAGO IL 60606 0 0 0 1 SEE NOTE 2 BELOW Common Stock 2013-09-27 4 P 0 0 0 A 0 I Self as investment adviser This Form 4 is not being filed to report any securities transaction; see note 2 below. The Reporting Person was and continues to be registered as an investment adviser and, accordingly, pursuant to Rule 16a-1(a), is not deemed to own or have beneficially owned shares of the common stock of the Issuer for Section 16(a) reporting purposes. Accordingly, the Reporting Person has not been subject to Section 16 reporting obligations with respect to the common stock of the Issuer. This amendment effectively withdraws any Form 3 and all Form 4s filed by the Reporting Person with respect to the common stock of the Issuer. /s/ Peter Gottlieb (President of North Star Investment Management Corp.) 2014-11-07