0000922122-16-000003.txt : 20160628
0000922122-16-000003.hdr.sgml : 20160628
20160628135347
ACCESSION NUMBER: 0000922122-16-000003
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160628
DATE AS OF CHANGE: 20160628
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL SECURITY INSTRUMENTS INC
CENTRAL INDEX KEY: 0000102109
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065]
IRS NUMBER: 520898545
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-15872
FILM NUMBER: 161735636
BUSINESS ADDRESS:
STREET 1: 11407 CRONHILL DRIVE, SUITES A-D
CITY: OWINGS MILLS
STATE: MD
ZIP: 21117-3586
BUSINESS PHONE: 4103633000
MAIL ADDRESS:
STREET 1: 11407 CRONHILL DRIVE, SUITES A-D
CITY: OWINGS MILLS
STATE: MD
ZIP: 21117-3586
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LENOX FINANCIAL SERVICES, INC.
CENTRAL INDEX KEY: 0000922122
IRS NUMBER: 363944385
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 322 ALANA DRIVE
CITY: NEW LENOX
STATE: IL
ZIP: 60451
BUSINESS PHONE: 815-485-5559
MAIL ADDRESS:
STREET 1: 322 ALANA DRIVE
CITY: NEW LENOX
STATE: IL
ZIP: 60451
FORMER COMPANY:
FORMER CONFORMED NAME: LENOX FINANCIAL SERVICES INC /BD
DATE OF NAME CHANGE: 19940421
SC 13G
1
schedule13g.txt
FORM 13G
Schedule 13G Douglas Ruth
Item 1.
(a) Universal Security Instruments, Inc.
(b) 11407 Cronhill Drive, Suite A, Owings Mills, MD 21117
Item 2.
(a) Douglas Ruth
(b) 322 Alana Drive, New Lenox, IL 60451
(c) United States of America
(d) Common Stock, No Par Value
(e) 913821302
Item 3.
(e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E)
Item 4.
(a) 740,645
(b) 32%
(c)
(i). 14,500
(ii). 726,145
(iii). 14,500
(iv). 726,145
Item 5. N/A
Item 6. The number of shares beneficially owned over which Douglas
Ruth has shared power to vote, is an aggregate number based upon
the shares owned directly by Mr. Ruth, as well as those shares held
in discretionary accounts of customers of Lenox Capital Management, Inc.,
of which Douglas Ruth is the Sole Shareholder. Each of these
individual customers has the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale
of, such securities, based upon their own individual holdings.
No individual customer owns more than five percent of the class.
Item 7. N/A
Item 8. N/A
Item 9. N/A
Item 10. By signing below I certify that, to the best of
my knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having
that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
06/28/2016
____________________________________
Date
Douglas Ruth
____________________________________
Signature
Douglas Ruth, President, Lenox Capital Management, Inc.
____________________________________
Name / Title
Schedule 13G Lenox Capital Management, Inc.
Item 1.
(a) Universal Security Instruments, Inc.
(b) 11407 Cronhill Drive, Suite A, Owings Mills, MD 21117
Item 2.
(a) Lenox Capital Management, Inc. (EIN: 36-4255638)
(b) 322 Alana Drive, New Lenox, IL 60451
(c) United States of America
(d) Common Stock, No Par Value
(e) 913821302
Item 3.
(e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E)
Item 4.
(a) 726,145
(b) 31%
(c)
(i). 0
(ii). 726,145
(iii). 0
(iv). 726,145
Item 5. N/A
Item 6. The number of shares beneficially owned
over which Lenox Capital Management, Inc. has shared power to
vote is an aggregate number based upon the shares held
in discretionary accounts of customers of Lenox Capital Management,
Inc. Each of these individual customers has the
right to receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, such securities, based
upon their own individual holdings. No individual customer
owns more than five percent of the class.
Item 7. N/A
Item 8. N/A
Item 9. N/A
Item 10. By signing below I certify that, to the best of
my knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having
that purpose or effect.
Signature
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
06/28/2016
____________________________________
Date
Douglas Ruth
____________________________________
Signature
Douglas Ruth, President, Lenox Capital Management, Inc.
____________________________________
Name / Title