0001104659-21-151799.txt : 20211220
0001104659-21-151799.hdr.sgml : 20211220
20211220172312
ACCESSION NUMBER: 0001104659-21-151799
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211220
FILED AS OF DATE: 20211220
DATE AS OF CHANGE: 20211220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAWSON G STEVEN
CENTRAL INDEX KEY: 0001020944
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32026
FILM NUMBER: 211506149
MAIL ADDRESS:
STREET 1: CIRA CENTRE
STREET 2: 2929 ARCH STREET, 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cohen & Co Inc.
CENTRAL INDEX KEY: 0001270436
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 161685692
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2870
BUSINESS PHONE: 215-701-9555
MAIL ADDRESS:
STREET 1: CIRA CENTRE, 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104-2870
FORMER COMPANY:
FORMER CONFORMED NAME: INSTITUTIONAL FINANCIAL MARKETS, INC.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: COHEN & Co INC.
DATE OF NAME CHANGE: 20091216
FORMER COMPANY:
FORMER CONFORMED NAME: ALESCO FINANCIAL INC
DATE OF NAME CHANGE: 20061006
4
1
tm2135843-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-20
0
0001270436
Cohen & Co Inc.
COHN
0001020944
DAWSON G STEVEN
C/O COHEN & CO INC.,
2929 ARCH STREET, SUITE 1703
PHILADELPHIA
PA
19104-2870
1
0
0
0
Common Stock, par value $0.01 per share
2021-12-20
4
A
0
1000
0.00
A
1000
D
Common Stock, par value $0.01 per share
25970
I
Corriente Private Trust
Mr. Dawson was awarded 1,000 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.
/s/ Joseph W. Pooler, Jr., as attorney-in-fact
2021-12-20