-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FQFoRuWBVc4OXoMQpV6ZUfq4axjvMBBQ4mZYycmUz8apeeI5e7vMH9tKcKYGhJ1z uoLzFxjrFQdRh2lswGezuQ== 0001420506-10-000394.txt : 20101208 0001420506-10-000394.hdr.sgml : 20101208 20101208205843 ACCESSION NUMBER: 0001420506-10-000394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101206 FILED AS OF DATE: 20101208 DATE AS OF CHANGE: 20101208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shamber Mark CENTRAL INDEX KEY: 0001334739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 101241045 MAIL ADDRESS: STREET 1: 260 LAKE ROAD STREET 2: P.O. BOX 999 CITY: DAYVILLE STATE: CT ZIP: 06241 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0802 BUSINESS ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 4 1 doc4_530.xml PRIMARY DOCUMENT X0303 4 2010-12-06 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001334739 Shamber Mark 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 SVP, Chief Financial Officer Common Stock 2010-12-06 4 M 0 900 0 A 17353 D Common Stock 2010-12-06 4 F 0 341 37.00 D 17012 D Common Stock 2010-12-07 4 F 0 499 36.79 D 16513 D Common Stock 2010-12-07 4 D 0 450 0 D 16063 D Common Stock 3693 I See footnote Restricted Stock Unit 2010-12-06 4 M 0 900 0 D Common Stock 900 2700 D Restricted Stock Unit 2010-12-06 4 D 0 900 0 D Common Stock 900 1800 D Phantom Stock 2010-12-06 4 A 0 900 0 A Common Stock 900 7397 D Phantom Stock 2010-12-07 4 A 0 450 0 A Common Stock 450 7847 D Includes 2,002 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 1,691 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 7, 2010. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. On December 6, 2010, 1,800 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. Of these shares, Mr. Shamber elected to defer 900 shares to the Company's Deferred Stock Plan. The Company retained 341 shares on December 6, 2010 to satisfy certain tax withholding obligations in connection with the vesting. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. Upon vesting of Mr. Shamber's restricted stock award on December 6, 2010, the percentage he had previously elected were deferred to the United Natural Foods, Inc. Deferred Stock Plan. On December 7, 2010, 1,800 shares of United Natural Foods, Inc. (the "Company") restricted stock awards vested. Of these shares, Mr. Shamber elected to defer 450 shares to the Company's Deferred Stock Plan. The Company retained 499 shares on December 7, 2010 to satisfy certain tax withholding obligations in connection with the vesting. Lisa N'Chonon, Power-of-Attorney, in fact 2010-12-08 -----END PRIVACY-ENHANCED MESSAGE-----