-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TIHhkiseOOyswH/gn+HTj1XUwudPrC1NFJlcO0chiNWLR84H4RGTgUh/z7khW4vw 8Q2ynHy5YZdHhA3m8Gv7uA== 0001420506-10-000239.txt : 20100914 0001420506-10-000239.hdr.sgml : 20100914 20100914214209 ACCESSION NUMBER: 0001420506-10-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100911 FILED AS OF DATE: 20100914 DATE AS OF CHANGE: 20100914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH CARL FREDERICK III CENTRAL INDEX KEY: 0001421831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 101072796 MAIL ADDRESS: STREET 1: 17 KILLEN ROAD CITY: WALLINGFORD STATE: CT ZIP: 06492 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0802 BUSINESS ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 4 1 doc4_498.xml PRIMARY DOCUMENT X0303 4 2010-09-11 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001421831 KOCH CARL FREDERICK III 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 VP, Chief HR Officer Common Stock 2010-09-11 4 M 0 2165 0 A 3065 D Common Stock 2010-09-11 4 F 0 758 33.90 D 2307 D Common Stock 2408 I See footnote Restricted Stock Unit 2010-09-11 4 M 0 2165 0 D Common Stock 2165 6497 D Consists of 2,300 shares of common stock allocated to Mr. Koch under the United Natural Foods, Inc. Employee Stock Ownership Plan and 108 shares of UNFI stock held in the United Natural Foods, Inc. 401k Plan as of September 14, 2010. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. On September 11, 2010, 2,165 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 758 shares on September 11, 2010 to satisfy certain tax withholding obligations in connection with the vesting of such shares. Lisa N'Chonon, Power-of-Attorney, in fact 2010-09-14 -----END PRIVACY-ENHANCED MESSAGE-----