-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cd9RxrMFA/OOInccON+z2B3Xxjb2ocBmFYbFnC8HBpRWA7acMEwloPSSqhWG0GrK IVQ7vdlVbaKcZPPcEaoJCA== 0001420506-09-000228.txt : 20091208 0001420506-09-000228.hdr.sgml : 20091208 20091208203134 ACCESSION NUMBER: 0001420506-09-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091206 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH CARL FREDERICK III CENTRAL INDEX KEY: 0001421831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 091229858 MAIL ADDRESS: STREET 1: 17 KILLEN ROAD CITY: WALLINGFORD STATE: CT ZIP: 06492 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0802 BUSINESS ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 4 1 doc4_378.xml PRIMARY DOCUMENT X0303 4 2009-12-06 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001421831 KOCH CARL FREDERICK III 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 VP, Chief HR Officer Common Stock 2009-12-06 4 M 0 900 0 A 4210 D Common Stock 2009-12-06 4 F 0 302 27.12 D 3908 D Common Stock 8364 I See footnote Restricted Stock Unit 0 2009-12-06 4 M 0 900 0 D Common Stock 900 1800 D Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of Mr. Koch's restricted unit award agreement. The restricted stock units vest in four equal annual installments beginning on December 6, 2008, the first anniversary of the date of grant. Includes 2,006 shares of common stock allocated to Mr. Koch under the United Natural Foods, Inc. Employee Stock Ownership Plan and 6,358 shares of common stock allocated to Mr. Koch under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 8, 2009. On December 6, 2009, 900 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. In connection with the vesting of those shares, the Company retained 302 shares on December 6, 2009 to satisfy the related tax withholding obligations. Lisa N'Chonon, Power-of-Attorney, in fact 2009-12-08 -----END PRIVACY-ENHANCED MESSAGE-----