0001179110-12-014249.txt : 20120918 0001179110-12-014249.hdr.sgml : 20120918 20120918203550 ACCESSION NUMBER: 0001179110-12-014249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120913 FILED AS OF DATE: 20120918 DATE AS OF CHANGE: 20120918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matthews David Allen CENTRAL INDEX KEY: 0001466408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 121098500 MAIL ADDRESS: STREET 1: 2365 MANAKIN TOWN FERRY ROAD CITY: MIDLOTHIAN STATE: VA ZIP: 23113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0802 BUSINESS ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 4 1 edgar.xml FORM 4 - X0306 4 2012-09-13 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001466408 Matthews David Allen C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 President, UNFI International Common Stock 2012-09-13 4 M 0 1600 33.90 A 4373 D Common Stock 2012-09-13 4 M 0 1468 37.82 A 5841 D Common Stock 2012-09-13 4 S 0 3068 58.63 D 2773 D Common Stock 367 I See footnote Restricted Stock Unit 0 2012-09-13 4 A 0 2680 0 A 2022-09-13 Common Stock 2680 2680 D Employee Stock Option (right to buy) 58.98 2012-09-13 4 A 0 6780 0 A 2022-09-13 Common Stock 6780 6780 D Employee Stock Option (right to buy) 33.90 2012-09-13 4 M 0 1600 0 D 2020-09-10 Common Stock 1600 2525 D Employee Stock Option (right to buy) 37.82 2012-09-13 4 M 0 1468 0 D 2021-09-12 Common Sstock 1468 4402 D Includes 208 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 159 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 17, 2012. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on September 13, 2012. The stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the date of grant. The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $58.49 to $58.86. Lisa N'Chonon, Power-of-Attorney, in-fact 2012-09-18