FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
UNITED NATURAL FOODS INC [ UNFI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/10/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/10/2004 | M | 626 | A | $7.07 | 626 | D | |||
Common Stock | 06/10/2004 | M | 5,000 | A | $11.4 | 5,626 | D | |||
Common Stock | 06/10/2004 | M | 882 | A | $12.55 | 6,508 | D | |||
Common Stock | 06/10/2004 | M | 2,868 | A | $12.55 | 9,376 | D | |||
Common Stock | 03/08/2004 | S | 748 | D | $29.12 | 8,628 | D | |||
Common Stock | 03/08/2004 | S | 100 | D | $29.1 | 8,528 | D | |||
Common Stock | 03/08/2004 | S | 1,000 | D | $28.95 | 7,528 | D | |||
Common Stock | 03/08/2004 | S | 300 | D | $29.14 | 7,228 | D | |||
Common Stock | 03/08/2004 | S | 2,500 | D | $28.73 | 4,728 | D | |||
Common Stock | 03/08/2004 | S | 902 | D | $28.75 | 3,826 | D | |||
Common Stock | 03/08/2004 | S | 926 | D | $28.78 | 2,900 | D | |||
Common Stock | 03/08/2004 | S | 2,000 | D | $28.6 | 900 | D | |||
Common Stock | 03/08/2004 | S | 97 | D | $29 | 803 | D | |||
Common Stock | 03/08/2004 | S | 803 | D | $28.9 | 574 | I | See footnote(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $7.07 | 06/10/2004 | M | 626 | 04/17/2005 | 04/17/2011 | Common Stock | 626 | $7.07 | 624 | D | ||||
Employee Stock Option (right to buy) | $11.4 | 06/10/2004 | M | 5,000 | (2) | 12/03/2011 | Common Stock | 5,000 | $11.4 | 10,000 | D | ||||
Employee Stock Option (right to buy) | $12.55 | 06/10/2004 | M | 882 | (3) | 12/03/2012 | Common Stock | 882 | $12.55 | 7,706 | D | ||||
Employee Stock Option (right to buy) | $12.55 | 06/10/2004 | M | 2,868 | (4) | 12/03/2012 | Common Stock | 2,868 | $12.55 | 3,544 | D |
Explanation of Responses: |
1. Includes 574 shares of common stock allocated to Mr. Beaudry under the United Natural Foods, Inc. Employee Stock Ownership Plan as of December 31, 2003. |
2. The employee stock option becomes exercisable in four equal annual installments commencing on the first anniversary of the date of grant. |
3. Following the date of grant, the employee stock option vests and becomes exercisable as follows: (i) on the first anniversary of the date of grant with respect to 882 shares, (ii) on the second anniversary of the date of grant with respect to 882 shares, (iii) on the third anniversary of the date of grant with respect to 3,074 shares and (iv) on the fourth anniversary of the date of grant with respect to 3m750 shares. |
4. Following the date of grant, the employee stock option vests and becomes exercisable as follows: (i) on the first anniversary of the date of grant with respect to 2,868 shares, (iv) on the second anniversary of the date of grant with respect to 2,868 shares and (iii) on the third anniversary of the date of grant with respect to 676 shares. |
Mark Shamber (Power of Attorney) | 06/14/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |