-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Balys+0pi9IXC+6iEiOFLhG0d9FmfabI6wDZ2bqTj6s5L6JgpcYQ4ous7QMmJ7I8 FuXNinLtbt5mb6WpfK9qug== 0001171520-04-000098.txt : 20040319 0001171520-04-000098.hdr.sgml : 20040319 20040319165207 ACCESSION NUMBER: 0001171520-04-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040318 FILED AS OF DATE: 20040319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUNK MICHAEL S CENTRAL INDEX KEY: 0001240663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 04680503 BUSINESS ADDRESS: STREET 1: C/O UNITED NATURAL FOODS INC STREET 2: 260 LAKE ROAD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 4 1 eps1412_ex.xml MICHAEL S. FUNK X0201 4 2004-03-18 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001240663 FUNK MICHAEL S C/O UNITED NATURAL FOODS INC 260 LAKE ROAD DAYVILLE CT 06241 1 0 0 0 Common Stock 2004-03-18 4 M 0 16861 20.25 A 16861 D Common Stock 2004-03-18 4 M 0 13139 22.28 A 30000 D Common Stock 2004-03-18 4 M 0 4385 22.80 A 34385 D Common Stock 2004-03-18 4 M 0 26090 22.80 A 60475 D Common Stock 2004-03-18 4 S 0 3212 47.75 D 57263 D Common Stock 2004-03-18 4 S 0 1788 47.77 D 55475 D Common Stock 2004-03-18 4 S 0 5000 47.80 D 50475 D Common Stock 2004-03-18 4 S 0 21729 47.90 D 28746 D Common Stock 2004-03-18 4 S 0 2000 47.92 D 26746 D Common Stock 2004-03-18 4 S 0 11251 47.95 D 15495 D Common Stock 2004-03-18 4 S 0 4395 47.96 D 11100 D Common Stock 2004-03-18 4 S 0 1397 48.00 D 9703 D Common Stock 2004-03-18 4 S 0 200 48.01 D 9503 D Common Stock 2004-03-18 4 S 0 81 48.02 D 9422 D Common Stock 2004-03-18 4 S 0 497 48.04 D 8925 D Common Stock 2004-03-18 4 S 0 4175 48.05 D 4750 D Common Stock 2004-03-18 4 S 0 700 48.06 D 4050 D Common Stock 2004-03-18 4 S 0 525 48.07 D 3525 D Common Stock 2004-03-18 4 S 0 2100 48.10 D 1425 D Common Stock 2004-03-18 4 S 0 125 48.18 D 1300 D Common Stock 2004-03-18 4 S 0 1100 48.22 D 200 D Common Stock 2004-03-18 4 S 0 100 48.30 D 100 D Common Stock 2004-03-18 4 S 0 100 48.45 D 209027 I [See footnote] Employee Stock Option (right to buy) 20.25 2004-03-18 4 M 0 16861 20.25 D 2001-12-19 2007-12-19 Common Stock 16861 0 D Employee Stock Option (right to buy) 22.28 2004-03-18 4 M 0 13139 22.28 D 2001-12-19 2007-12-19 Common Stock 13139 0 D Employee Stock Option (right to buy) 22.80 2004-03-18 4 M 0 4385 22.80 D 2011-12-03 Common Stock 4385 8770 D Employee Stock Option (right to buy) 22.80 2004-03-18 4 M 0 26090 22.80 D 2011-12-03 Common Stock 26090 35755 D Includes (i) 3,527 shares of common stock allocated to Mr. Funk under the United Natural Foods, Inc. Employee Stock Ownership Plan as of December 31, 2003, and (ii) 205,500 shares of common stock owned by (A) the Funk Family Revocable Trust, U/A/D 02/01/1996 (Michael S. Funk and Judith A. Funk Trustees), and (B) the Funk 2000 Charitable Trust, U/A/D 9/13/2000 (Michael S. Funk and Judith A. Funk Trustees). The employee stock option becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Michael S. Funk 2004-03-19 -----END PRIVACY-ENHANCED MESSAGE-----