-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NBFuNH+MLbf7g8vMl7kM+I1UxXzXXKu72JVopDcq2+G+yh7C+qE41XLKoIo9DuUa OMwCzfqPi3KX4uVJg77KsA== 0001171520-04-000064.txt : 20040309 0001171520-04-000064.hdr.sgml : 20040309 20040309181253 ACCESSION NUMBER: 0001171520-04-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031203 FILED AS OF DATE: 20040309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOWNSEND STEVEN H CENTRAL INDEX KEY: 0001240672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 04658402 BUSINESS ADDRESS: STREET 1: C/O UNITED NATURAL FOODS INC STREET 2: 260 LAKE ROAD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 4 1 eps1398_ex.xml STEVEN H. TOWNSEND X0201 4 2003-12-03 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001240672 TOWNSEND STEVEN H C/O UNITED NATURAL FOODS INC 260 LAKE ROAD DAYVILLE CT 06241 1 1 0 0 President and CEO Common Stock 2004-03-05 4 M 0 8418 7.75 A 8418 D Common Stock 2004-03-05 4 M 0 20388 15.50 A 28806 D Common Stock 2004-03-05 4 S 0 300 46.85 D 28506 D Common Stock 2004-03-05 4 S 0 500 46.80 D 28006 D Common Stock 2004-03-05 4 S 0 600 46.79 D 27406 D Common Stock 2004-03-05 4 S 0 200 46.78 D 27206 D Common Stock 2004-03-05 4 S 0 700 46.77 D 26506 D Common Stock 2004-03-05 4 S 0 4106 46.73 D 22400 D Common Stock 2004-03-05 4 S 0 3700 46.70 D 18700 D Common Stock 2004-03-05 4 S 0 5600 46.05 D 13100 D Common Stock 2004-03-05 4 S 0 200 46.15 D 12900 D Common Stock 2004-03-05 4 S 0 9800 46.00 D 3100 D Common Stock 2004-03-05 4 S 0 600 46.20 D 2500 D Common Stock 2004-03-05 4 S 0 1000 46.25 D 1500 D Common Stock 2004-03-05 4 S 0 1000 46.30 D 500 D Common Stock 2004-03-05 4 S 0 500 46.50 D 13690 I [See footnote] Employee Stock Option (right to buy) 7.75 2004-03-05 4 M 0 8418 7.75 D 2003-12-06 2009-12-06 Common Stock 8418 0 D Employee Stock Option (right to buy) 15.50 2004-03-05 4 M 0 20388 15.50 D 2010-12-06 Common Stock 20388 10194 D Employee Stock Option (right to buy) 37.31 2003-12-03 4 M 0 35598 37.31 A 2013-12-03 Common Stock 35598 35598 D Employee Stock Option (right to buy) 37.31 2003-12-03 4 M 0 4402 37.31 A 2013-12-03 Common Stock 4402 4402 D Includes (i) 1,213 shares of common stock allocated to Mr. Townsend under the United Natural Foods, Inc. Employee Stock Ownership Plan as of December 31, 2003, (ii) 686 shares of common stock allocated to Mr. Townsend under the United Natural Foods, Inc. 401(k) plan's UNFI Stock Fund as of March 5, 2004 and (iii) 11,791 shares of common stock owned by Mr. Townsend's wife and children. The employee stock option becomes exercisable in three equal annual installments commencing on the first anniversary of the date of grant. Following the date of grant, the employee stock option vests and becomes exercisable as follows: (i) on the first anniversary of the date of grant with respect to 8,278 shares, (ii) on the second anniversary of the date of grant with respect to 10,000 shares, (iii) on the third anniversary of the date of grant with respect to 10,000 shares and (iv) on the fourth anniversary of the date of grant with respect to 7,320 shares. Following the date of grant, the employee stock option vests and becomes exercisable as follows: (i) on the first anniversary of the date of grant with respect to 1,722 shares and (ii) on the second anniversary of the date of grant with respect to 2,680 shares. Steven H. Townsend 2004-03-09 -----END PRIVACY-ENHANCED MESSAGE-----