0001020859-20-000068.txt : 20200929 0001020859-20-000068.hdr.sgml : 20200929 20200929180756 ACCESSION NUMBER: 0001020859-20-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200925 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dorne Eric A. CENTRAL INDEX KEY: 0001529592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 201210005 MAIL ADDRESS: STREET 1: C/O UNFI STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 FORMER NAME: FORMER CONFORMED NAME: Dorne Eric DATE OF NAME CHANGE: 20110909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_160141726094714.xml FORM 4 X0306 4 2020-09-25 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001529592 Dorne Eric A. C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 COO Common Stock 2020-09-25 4 M 0 2582 0 A 36436 D Common Stock 2020-09-25 4 F 0 1112 17.91 D 35324 D Common Stock 2020-09-25 4 M 0 1059 0 A 36383 D Common Stock 2020-09-25 4 F 0 481 17.91 D 35902 D Restricted Stock Unit 2020-09-25 4 M 0 2582 0 D Common Stock 2582.0 5165 D Restricted Stock Unit 2020-09-25 4 M 0 1059 0 D Common Stock 1059.0 2118 D On September 25, 2020, 2,582 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 1,112 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens. RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 25, 2020, 1,059 RSUs vested. The Company retained 481 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. This RSU award was granted on September 25, 2018 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 25, 2020 as to 50% of the original grant amount. This RSU award was granted on December 11, 2018 and vests in four equal annual installments beginning on September 25, 2019. This Form 4 reflects the vesting of this RSU on September 25, 2020 as to 50% of the original grant amount. /s/ Jill E. Sutton, Power-of-Attorney, in fact 2020-09-29