0001020859-20-000057.txt : 20200917 0001020859-20-000057.hdr.sgml : 20200917 20200917174127 ACCESSION NUMBER: 0001020859-20-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200915 FILED AS OF DATE: 20200917 DATE AS OF CHANGE: 20200917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TESTA CHRISTOPHER P. CENTRAL INDEX KEY: 0001557425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 201182041 MAIL ADDRESS: STREET 1: C/O UNITED NATURAL FOODS, INC. STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_160037887298852.xml FORM 4 X0306 4 2020-09-15 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001557425 TESTA CHRISTOPHER P. C/O UNFI 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 President Common Stock 2020-09-15 4 M 0 25000 0 A 43572 D Common Stock 2020-09-15 4 F 0 7585 17.08 D 35987 D Common Stock 2020-09-15 4 M 0 1350 0 A 37337 D Common Stock 2020-09-15 4 F 0 410 17.08 D 36927 D Common Stock 2020-09-15 4 M 0 1345 0 A 38272 D Common Stock 2020-09-15 4 F 0 409 17.08 D 37863 D Restricted Stock Unit 2020-09-15 4 M 0 25000 0 A Common Stock 25000.0 0 D Restricted Stock Unit 2020-09-15 4 M 0 1350 0 A Common Stock 1350.0 0 D Restricted Stock Unit 2020-09-15 4 M 0 1345 0 A Common Stock 1345.0 1345 D On September 15, 2020, 25,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 7,585 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens. RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 15, 2020, 1,350 RSUs vested. The Company retained 410 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 15, 2020, 1,345 RSUs vested. The Company retained 409 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. This RSU award was granted on September 16, 2016 and vests in one installment on the fourth anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount. This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount. This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 75% of the original grant amount. Effective August 31, 2020, the issuer liquidated the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund. Accordingly, the reporting person no longer holds shares through his 401k. /s/ Jill E. Sutton, Power-of-Attorney, in fact 2020-09-17