0001020859-20-000053.txt : 20200917
0001020859-20-000053.hdr.sgml : 20200917
20200917172005
ACCESSION NUMBER: 0001020859-20-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200915
FILED AS OF DATE: 20200917
DATE AS OF CHANGE: 20200917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dorne Eric A.
CENTRAL INDEX KEY: 0001529592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15723
FILM NUMBER: 201181928
MAIL ADDRESS:
STREET 1: C/O UNFI
STREET 2: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
FORMER NAME:
FORMER CONFORMED NAME: Dorne Eric
DATE OF NAME CHANGE: 20110909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC
CENTRAL INDEX KEY: 0001020859
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141]
IRS NUMBER: 050376157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0801
BUSINESS ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
BUSINESS PHONE: 401-528-8634
MAIL ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
4
1
wf-form4_160037758674017.xml
FORM 4
X0306
4
2020-09-15
0
0001020859
UNITED NATURAL FOODS INC
UNFI
0001529592
Dorne Eric A.
C/O UNITED NATURAL FOODS, INC.
313 IRON HORSE WAY
PROVIDENCE
RI
02908
0
1
0
0
COO
Common Stock
2020-09-15
4
M
0
25000
0
A
39008
D
Common Stock
2020-09-15
4
F
0
7585
17.08
D
31423
D
Common Stock
2020-09-15
4
M
0
1682
0
A
33105
D
Common Stock
2020-09-15
4
F
0
511
17.08
D
32594
D
Common Stock
2020-09-15
4
M
0
1810
0
A
34404
D
Common Stock
2020-09-15
4
F
0
550
17.08
D
33854
D
Restricted Stock Unit
2020-09-15
4
M
0
25000
0
D
Common Stock
25000.0
0
D
Restricted Stock Unit
2020-09-15
4
M
0
1682
0
D
Common Stock
1682.0
0
D
Restricted Stock Unit
2020-09-15
4
M
0
1810
0
D
Common Stock
1810.0
1810
D
On September 15, 2020, 25,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSU") vested. The Company retained 7,585 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
On September 15, 2020, 1,682 RSUs vested. The Company retained 511 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
On September 15, 2020, 1,810 RSUs vested. The Company retained 550 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
This RSU award was granted on September 15, 2016 and vests in one installment on the fourth anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.
This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 100% of the original grant amount.
This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2020 as to 75% of the original grant amount.
Effective August 31, 2020, the issuer liquidated the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund. Accordingly, the reporting person no longer holds shares through his 401k.
/s/ Jill E. Sutton, Power-of-Attorney, in fact
2020-09-17