0001020859-19-000126.txt : 20191003 0001020859-19-000126.hdr.sgml : 20191003 20191003171534 ACCESSION NUMBER: 0001020859-19-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPINNER STEVEN CENTRAL INDEX KEY: 0001207897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 191136612 MAIL ADDRESS: STREET 1: C/O UNITED NATURAL FOODS, INC. STREET 2: 260 LAKE ROAD CITY: DAYVILLE STATE: CT ZIP: 06241 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0803 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_157013731245911.xml FORM 4 X0306 4 2019-10-01 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001207897 SPINNER STEVEN C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 1 1 0 0 CEO & Chairman Common Stock 2019-10-01 4 A 0 1799 0 A 191212 D Common Stock 2019-10-01 4 A 0 38795 0 A 230007 D Common Stock 2019-10-02 4 F 0 18407 8.17 D 211600 D Common Stock 651 I See footnote Vested Performance Units 2019-10-01 4 A 0 38793 0 A Vested Performance Units 38793.0 38793 D Vested Performance Units 2019-10-02 4 F 0 1325 8.17 D Vested Performance Units 1325.0 37468 D Reflects the number of performance units ("PSUs") earned after the Compensation Committee's certification to the achievement of performance under the terms of a PSU award granted on September 15, 2017. PSUs are settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Reflects the number of PSUs earned after the Compensation Committee's certification to the achievement of performance under the terms of a PSU award granted on October 27, 2016. Shares retained by the Company to satisfy certain tax withholding obligations in connection with the vesting of PSUs. Includes 651 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 15, 2019. Represents the portion of PSUs earned after the Compensation Committee's certification to the achievement of performance under the terms of a PSU award granted on October 27, 2016, which are not payable to the reporting person until the termination of the reporting person's employment with the Company or, if earlier, immediately prior to consummation of a change in control of the Company. 1,325 shares are being converted to common stock and retained by the Company to satisfy certain tax withholding obligations in connection with the vesting of these PSUs. Jill E. Sutton, Power-of-Attorney, in fact 2019-10-03