0001020859-19-000082.txt : 20190917
0001020859-19-000082.hdr.sgml : 20190917
20190917190947
ACCESSION NUMBER: 0001020859-19-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190915
FILED AS OF DATE: 20190917
DATE AS OF CHANGE: 20190917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPINNER STEVEN
CENTRAL INDEX KEY: 0001207897
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15723
FILM NUMBER: 191098127
MAIL ADDRESS:
STREET 1: C/O UNITED NATURAL FOODS, INC.
STREET 2: 260 LAKE ROAD
CITY: DAYVILLE
STATE: CT
ZIP: 06241
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC
CENTRAL INDEX KEY: 0001020859
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141]
IRS NUMBER: 050376157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0803
BUSINESS ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
BUSINESS PHONE: 401-528-8634
MAIL ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
4
1
wf-form4_156876177266963.xml
FORM 4
X0306
4
2019-09-15
0
0001020859
UNITED NATURAL FOODS INC
UNFI
0001207897
SPINNER STEVEN
C/O UNITED NATURAL FOODS, INC.
313 IRON HORSE WAY
PROVIDENCE
RI
02908
1
1
0
0
President, CEO & Chairman
Common Stock
2019-09-15
4
M
0
4620
0
A
161381
D
Common Stock
2019-09-15
4
F
0
1402
12.09
D
159979
D
Common Stock
2019-09-15
4
M
0
5030
0
A
165009
D
Common Stock
2019-09-15
4
F
0
1527
12.09
D
163482
D
Common Stock
651
I
See footnote
Restricted Stock Unit
2019-09-15
4
M
0
4620
0
D
Common Stock
4620.0
4620
D
Restricted Stock Unit
2019-09-15
4
M
0
5030
0
D
Common Stock
5030.0
10060
D
On September 15, 2019, 4,620 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested. The Company retained 1,402 shares to satisfy certain tax withholding obligations in connection with the vesting of RSUs.
Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
On September 15, 2019, 5,030 shares of the Company's RSUs vested. The Company retained 1,527 shares to satisfy certain tax withholding obligations in connection with the vesting of RSUs.
Includes 651 shares of common stock allocated to the reporting person under the Company's 401(k) Plan's UNFI Stock Fund as of September 15, 2019.
Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.
This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2019 as to 75% of the original grant amount.
This RSU award was granted on September 15, 2017 and vests as follows: sixty percent (60%) on the first anniversary of the grant date and an additional thirteen and 33/100 percent (13.33%) on each succeeding anniversary of the grant date so as to be expired with regard to all restricted stock units on the fourth anniversary of the grant date.
Jill E. Sutton, Power-of-Attorney, in fact
2019-09-17