0001020859-18-000071.txt : 20180918 0001020859-18-000071.hdr.sgml : 20180918 20180918165122 ACCESSION NUMBER: 0001020859-18-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180915 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Sean CENTRAL INDEX KEY: 0001479964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 181076230 MAIL ADDRESS: STREET 1: C/O UNFI STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_153730386626983.xml FORM 4 X0306 4 2018-09-15 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001479964 Griffin Sean C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 Chief Operating Officer Common Stock 2018-09-15 4 M 0 790 0 A 790 D Common Stock 2018-09-15 4 F 0 296 33.53 D 494 D Common Stock 2018-09-15 4 M 0 1730 0 A 2224 D Common Stock 2018-09-15 4 F 0 566 33.53 D 1658 D Common Stock 2018-09-17 4 M 0 936 0 A 2594 D Common Stock 2018-09-17 4 F 0 350 34.18 D 2244 D Common Stock 1632 I See footnote Restricted Stock Unit 2018-09-15 4 M 0 790 0 D Common Stock 790.0 8690 D Restricted Stock Unit 2018-09-15 4 D 0 2370 0 D Common Stock 2370.0 6320 D Phantom Stock 2018-09-15 4 A 0 2370 0 A Common Stock 2370.0 12683 D Restricted Stock Unit 2018-09-15 4 M 0 1730 0 D Common Stock 1730.0 12110 D Restricted Stock Unit 2018-09-15 4 D 0 1730 0 D Common Stock 1730.0 10380 D Phantom Stock 2018-09-15 4 A 0 1730 0 A Common Stock 1730.0 14413 D Restricted Stock Unit 2018-09-17 4 M 0 936 0 D Common Stock 936.0 6544 D Restricted Stock Unit 2018-09-17 4 D 0 2806 0 D Common Stock 2806.0 3738 D Phantom Stock 2018-09-17 4 A 0 2806 0 A Common Stock 2806.0 17219 D On September 15, 2018, 3,160 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 296 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 15, 2018, 3,460 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 50% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 566 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 17, 2018, 3,742 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 350 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 1,632 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 14, 2018. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. Joseph McGrail, Power-of-Attorney, in fact 2018-09-18