0001020859-18-000043.txt : 20180521 0001020859-18-000043.hdr.sgml : 20180521 20180521171510 ACCESSION NUMBER: 0001020859-18-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180517 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traficanti Joseph J CENTRAL INDEX KEY: 0001328789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 18850512 MAIL ADDRESS: STREET 1: 12500 WEST CREEK PARKWAY CITY: RICHMOND STATE: VA ZIP: 23238 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_152693729641302.xml FORM 4 X0306 4 2018-05-17 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001328789 Traficanti Joseph J C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 Senior Vice President Common Stock 2018-05-17 4 M 0 4875 25.45 A 9755 D Common Stock 2018-05-17 4 M 0 1717 37.82 A 11472 D Common Stock 2018-05-17 4 S 0 6680 47.11 D 4792 D Common Stock 1076 I See footnote Employee Stock Option (right to buy) 25.45 2018-05-17 4 M 0 4875 25.45 D 2019-06-19 Common Stock 4875.0 0 D Employee Stock Option (right to buy) 37.82 2018-05-17 4 M 0 1717 37.82 D 2021-09-12 Common Stock 1717.0 0 D Acquired as a result of exercising stock options pursuant to Rule 10b5-1 Trading Plan. The exercise of the stock options and sale of shares of common stock reported on this Form 4 was effective pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on April 13, 2018. The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $47.00 to $47.27. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 1,076 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of May 18, 2018. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant. Joseph McGrail, Power-of-Attorney, in fact 2018-05-21