0001020859-18-000034.txt : 20180319
0001020859-18-000034.hdr.sgml : 20180319
20180319161522
ACCESSION NUMBER: 0001020859-18-000034
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150916
FILED AS OF DATE: 20180319
DATE AS OF CHANGE: 20180319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FUNK MICHAEL S
CENTRAL INDEX KEY: 0001240663
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15723
FILM NUMBER: 18698893
MAIL ADDRESS:
STREET 1: 260 LAKE ROAD
CITY: DAYVILLE
STATE: CT
ZIP: 06241
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC
CENTRAL INDEX KEY: 0001020859
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141]
IRS NUMBER: 050376157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0730
BUSINESS ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
BUSINESS PHONE: 401-528-8634
MAIL ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
4/A
1
wf-form4a_152149049516943.xml
FORM 4/A
X0306
4/A
2015-09-16
2015-09-18
0
0001020859
UNITED NATURAL FOODS INC
UNFI
0001240663
FUNK MICHAEL S
C/O UNITED NATURAL FOODS, INC.
313 IRON HORSE WAY
PROVIDENCE
RI
02908
1
0
0
0
Common Stock
2015-09-16
4
M
0
2000
0
A
30492
D
Common Stock
2015-09-16
4
F
0
752
50.19
D
29740
D
Common Stock
2015-09-17
4
M
0
3000
0
A
32740
D
Common Stock
2015-09-17
4
F
0
1128
51.52
D
31612
D
Common Stock
4223
I
See footnote
Restricted Stock Unit
2015-09-16
4
M
0
2000
0
D
Common Stock
2000.0
0
D
Restricted Stock Unit
2015-09-17
4
A
0
6000
0
A
Common Stock
6000.0
6000
D
Restricted Stock Unit
2015-09-17
4
M
0
3000
0
D
Common Stock
3000.0
3000
D
Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
On September 16, 2015, 2,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 752 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
On September 17, 2015, 3,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 1,128 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Represents 4,223 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan as of September 16, 2015.
Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
The restricted stock units vest as follows: one-third vested on the date of grant, and the remaining two-thirds of the award vest in two equal annual installments beginning on the first anniversary of the date of grant.
The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant.
The shares reported as being directly owned following the transaction reported on September 17, 2015 were inadvertently overstated by 6,000 shares. This amended form reflects a correction to the number of shares beneficially owned as of September 18, 2015, the original date of the Form 4 being amended by this filing. Forms 4 filed on each of the following dates were also inadvertently overstated by 6,000 shares: March 21, 2016, September 16, 2016, March 17, 2017, and September 19, 2017.
Joseph McGrail, Power-of-Attorney, in fact
2018-03-19