0001020859-18-000034.txt : 20180319 0001020859-18-000034.hdr.sgml : 20180319 20180319161522 ACCESSION NUMBER: 0001020859-18-000034 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150916 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUNK MICHAEL S CENTRAL INDEX KEY: 0001240663 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 18698893 MAIL ADDRESS: STREET 1: 260 LAKE ROAD CITY: DAYVILLE STATE: CT ZIP: 06241 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4/A 1 wf-form4a_152149049516943.xml FORM 4/A X0306 4/A 2015-09-16 2015-09-18 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001240663 FUNK MICHAEL S C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 1 0 0 0 Common Stock 2015-09-16 4 M 0 2000 0 A 30492 D Common Stock 2015-09-16 4 F 0 752 50.19 D 29740 D Common Stock 2015-09-17 4 M 0 3000 0 A 32740 D Common Stock 2015-09-17 4 F 0 1128 51.52 D 31612 D Common Stock 4223 I See footnote Restricted Stock Unit 2015-09-16 4 M 0 2000 0 D Common Stock 2000.0 0 D Restricted Stock Unit 2015-09-17 4 A 0 6000 0 A Common Stock 6000.0 6000 D Restricted Stock Unit 2015-09-17 4 M 0 3000 0 D Common Stock 3000.0 3000 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 16, 2015, 2,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 752 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 17, 2015, 3,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 1,128 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Represents 4,223 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan as of September 16, 2015. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-third vested on the date of grant, and the remaining two-thirds of the award vest in two equal annual installments beginning on the first anniversary of the date of grant. The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. The shares reported as being directly owned following the transaction reported on September 17, 2015 were inadvertently overstated by 6,000 shares. This amended form reflects a correction to the number of shares beneficially owned as of September 18, 2015, the original date of the Form 4 being amended by this filing. Forms 4 filed on each of the following dates were also inadvertently overstated by 6,000 shares: March 21, 2016, September 16, 2016, March 17, 2017, and September 19, 2017. Joseph McGrail, Power-of-Attorney, in fact 2018-03-19