0001020859-17-000121.txt : 20170927 0001020859-17-000121.hdr.sgml : 20170927 20170927184528 ACCESSION NUMBER: 0001020859-17-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170926 FILED AS OF DATE: 20170927 DATE AS OF CHANGE: 20170927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TESTA CHRISTOPHER P. CENTRAL INDEX KEY: 0001557425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 171105252 MAIL ADDRESS: STREET 1: C/O UNITED NATURAL FOODS, INC. STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_150655231314908.xml FORM 4 X0306 4 2017-09-26 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001557425 TESTA CHRISTOPHER P. C/O UNFI 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 President, Atlantic Region Common Stock 2017-09-26 4 A 0 2362 0 A 13075 D Common Stock 2017-09-26 4 F 0 788 44.39 D 12287 D Common Stock 271 I See footnote On September 21, 2016, the reporting person was granted 2,350 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain EPS, Adjusted EBITDA, Adjusted ROIC and total shareholder return performance targets were met for fiscal 2017. Based upon the performance of United Natural Foods, Inc. (the "Company") against the applicable performance targets, 2,362 performance units subject to such criteria vested on September 26, 2017, resulting in the issuance of 2,362 shares of the Company's common stock to the reporting person. Performance stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. As described in footnote 1, on September 26, 2017, the reporting person became entitled to receive 2,362 shares of the Company's common stock. The Company retained 788 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Represents 271 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan as of September 26, 2017. Joseph McGrail, Power-of-Attorney, in fact 2017-09-27