0001020859-17-000117.txt : 20170927 0001020859-17-000117.hdr.sgml : 20170927 20170927184413 ACCESSION NUMBER: 0001020859-17-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170926 FILED AS OF DATE: 20170927 DATE AS OF CHANGE: 20170927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dorne Eric A. CENTRAL INDEX KEY: 0001529592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 171105245 MAIL ADDRESS: STREET 1: C/O UNFI STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 FORMER NAME: FORMER CONFORMED NAME: Dorne Eric DATE OF NAME CHANGE: 20110909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_150655223735428.xml FORM 4 X0306 4 2017-09-26 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001529592 Dorne Eric A. C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 SVP, CAIO Common Stock 2017-09-26 4 A 0 3025 0 A 12346 D Common Stock 2017-09-26 4 F 0 1009 44.39 D 11337 D Common Stock 2017-09-26 4 S 0 9321 44.34 D 2016 D Common Stock 800 I See footnote On September 21, 2016, the reporting person was granted 3,010 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain EPS, Adjusted EBITDA, Adjusted ROIC and total shareholder return performance targets were met for fiscal 2017. Based upon the performance of United Natural Foods, Inc. (the "Company") against the applicable performance targets, 3,025 performance units subject to such criteria vested on September 26, 2017, resulting in the issuance of 3,025 shares of the Company's common stock to the reporting person. Performance stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. As described in footnote 1, on September 26, 2017, the reporting person became entitled to receive 3,025 shares of the Company's common stock. The Company retained 1,009 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $44.06 to $44.66. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 800 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 26, 2017. Joseph McGrail, Power-of-Attorney, in fact 2017-09-27