0001020859-17-000069.txt : 20170919 0001020859-17-000069.hdr.sgml : 20170919 20170919161648 ACCESSION NUMBER: 0001020859-17-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170915 FILED AS OF DATE: 20170919 DATE AS OF CHANGE: 20170919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Sean CENTRAL INDEX KEY: 0001479964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 171092171 MAIL ADDRESS: STREET 1: C/O UNFI STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_150585219358086.xml FORM 4 X0306 4 2017-09-15 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001479964 Griffin Sean C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 Chief Operating Officer Common Stock 2017-09-15 4 M 0 790 0 A 13608 D Common Stock 2017-09-15 4 F 0 435 39.74 D 13173 D Common Stock 2017-09-16 4 M 0 1009 0 A 14182 D Common Stock 2017-09-16 4 F 0 492 39.74 D 13690 D Common Stock 2017-09-17 4 M 0 934 0 A 14624 D Common Stock 2017-09-17 4 F 0 514 39.74 D 14110 D Common Stock 1632 I See footnote Restricted Stock Unit 2017-09-15 4 M 0 790 0 D Common Stock 790.0 11850 D Restricted Stock Unit 2017-09-15 4 D 0 2370 0 D Common Stock 2370.0 9480 D Phantom Stock 2017-09-15 4 A 0 2370 0 A Common Stock 2370.0 6844 D Restricted Stock Unit 2017-09-15 4 A 0 13840 0 A Common Stock 13840.0 13840 D Restricted Stock Unit 2017-09-16 4 M 0 1009 0 D Common Stock 1009.0 336 D Restricted Stock Unit 2017-09-16 4 D 0 336 0 D Common Stock 336.0 0 D Phantom Stock 2017-09-16 4 A 0 336 0 A Common Stock 336.0 7180 D Restricted Stock Unit 2017-09-17 4 M 0 934 0 D Common Stock 934.0 10284 D Restricted Stock Unit 2017-09-17 4 D 0 2804 0 D Common Stock 2804.0 7480 D Phantom Stock 2017-09-17 4 A 0 2804 0 A Common Stock 2804.0 9984 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 15, 2017, 3,160 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 435 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 16, 2017, 1,345 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 25% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 492 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 17, 2017, 3,738 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 514 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 1,632 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 15, 2017. Restricted stock units awarded September 15, 2016. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. Restricted stock units awarded September 15, 2017. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. Restricted stock units awarded September 16, 2013. Restricted stock units awarded September 17, 2015. Joseph McGrail, Power-of-Attorney, in fact 2017-09-19 EX-24 2 griffinsjan2017poa.htm POWER OF ATTORNEY - SG Exhibit


POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints Lisa N’Chonon, Michael Zechmeister, Joseph J. Traficanti, Christopher Waters and Joseph McGrail, with full power of substitution, the undersigned’s true and lawful attorney-in-fact to:

(1)
execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of United Natural Foods, Inc. (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

(2)
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and

(3)
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this __ day of January, 2017.



                                    
/s/ Sean F. Griffin
Signature
 
/s/ Sean F. Griffin
Print Name