0001020859-16-000328.txt : 20160920 0001020859-16-000328.hdr.sgml : 20160920 20160920160200 ACCESSION NUMBER: 0001020859-16-000328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160920 DATE AS OF CHANGE: 20160920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traficanti Joseph J CENTRAL INDEX KEY: 0001328789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 161893951 MAIL ADDRESS: STREET 1: 12500 WEST CREEK PARKWAY CITY: RICHMOND STATE: VA ZIP: 23238 4 1 wf-form4_147440170684143.xml FORM 4 X0306 4 2016-09-16 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001328789 Traficanti Joseph J C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 SVP, General Counsel, CCO Common Stock 2016-09-16 4 M 0 1023 0 A 10597 D Common Stock 2016-09-16 4 F 0 339 38.70 D 10258 D Common Stock 2016-09-17 4 M 0 1803 0 A 12061 D Common Stock 2016-09-16 4 F 0 603 38.70 D 11458 D Common Stock 933 I See footnote Restricted Stock Unit 2016-09-16 4 M 0 1023 0 D Common Stock 1023.0 1022 D Restricted Stock Unit 2016-09-17 4 M 0 1803 0 D Common Stock 1803.0 6207 D Restricted Stock Unit 2016-09-17 4 D 0 201 0 D Common Stock 201.0 6006 D Phantom Stock 0.0 2016-09-17 4 A 0 201 0 A Common Stock 201.0 9861 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 16, 2016, 1,023 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 339 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 17, 2016 2,004 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. Of these shares, the reporting person had previously elected to defer 201 shares to the Company's Deferred Compensation Plan. The Company retained 603 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 933 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 15, 2016. Restricted stock units awarded September 16, 2013. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. Restricted stock units awarded September 17, 2015. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. Lisa N'Chonon, Power-of-Attorney, in fact 2016-09-20