0001020859-16-000325.txt : 20160920 0001020859-16-000325.hdr.sgml : 20160920 20160920160103 ACCESSION NUMBER: 0001020859-16-000325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160920 DATE AS OF CHANGE: 20160920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH CRAIG HARDER CENTRAL INDEX KEY: 0001507726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 161893941 MAIL ADDRESS: STREET 1: 2302 HANIMON PARK DRIVE CITY: CARY STATE: NC ZIP: 27513 4 1 wf-form4_147440165044287.xml FORM 4 X0306 4 2016-09-16 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001507726 SMITH CRAIG HARDER C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 SVP, Fresh Sales Common Stock 2016-09-16 4 M 0 1000 0 A 6338 D Common Stock 2016-09-16 4 F 0 333 38.70 D 6005 D Common Stock 2016-09-17 4 M 0 1333 0 A 7338 D Common Stock 2016-09-17 4 F 0 443 38.70 D 6895 D Common Stock 161 I See footnote Restricted Stock Unit 2016-09-16 4 M 0 1000 0 D Common Stock 1000.0 1000 D Restricted Stock Unit 2016-09-17 4 M 0 1333 0 D Common Stock 1333.0 3997 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 16, 2016, 1,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 333 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 17, 2016, 1,333 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 443 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 161 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 15, 2016. Restricted stock units awarded September 16, 2013. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. Restricted stock units awarded September 17, 2015. Lisa N'Chonon, Power-of-Attorney, in fact 2016-09-20