0001020859-16-000323.txt : 20160920 0001020859-16-000323.hdr.sgml : 20160920 20160920160016 ACCESSION NUMBER: 0001020859-16-000323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160916 FILED AS OF DATE: 20160920 DATE AS OF CHANGE: 20160920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Sean CENTRAL INDEX KEY: 0001479964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 161893936 MAIL ADDRESS: STREET 1: C/O UNFI STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_147440160185845.xml FORM 4 X0306 4 2016-09-16 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001479964 Griffin Sean C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 Chief Operating Officer Common Stock 2016-09-16 4 M 0 1008 0 A 11955 D Common Stock 2016-09-16 4 F 0 344 38.70 D 11611 D Common Stock 2016-09-17 4 M 0 936 0 A 12547 D Common Stock 2016-09-17 4 F 0 380 38.70 D 12167 D Common Stock 1675 I See footnote Restricted Stock Unit 2016-09-16 4 M 0 1008 0 D Common Stock 1008.0 1681 D Restricted Stock Unit 2016-09-16 4 D 0 336 0 D Common Stock 336.0 1345 D Phantom Stock 0.0 2016-09-16 4 A 0 336 0 A Common Stock 336.0 1338 D Restricted Stock Unit 2016-09-17 4 M 0 936 0 D Common Stock 936.0 14024 D Restricted Stock Unit 2016-09-17 4 D 0 2806 0 D Common Stock 2806.0 11218 D Phantom Stock 0.0 2016-09-17 4 A 0 2806 0 A Common Stock 2806.0 4144 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 16, 2016, 1,344 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 25% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 344 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 17, 2016, 3,742 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 380 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 1,675 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 15, 2016. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. Lisa N'Chonon, Power-of-Attorney, in fact 2016-09-20