0001020859-15-000155.txt : 20150921 0001020859-15-000155.hdr.sgml : 20150921 20150921164131 ACCESSION NUMBER: 0001020859-15-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150919 FILED AS OF DATE: 20150921 DATE AS OF CHANGE: 20150921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shamber Mark CENTRAL INDEX KEY: 0001334739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 151117738 MAIL ADDRESS: STREET 1: C/O UNITED NATURAL FOODS, INC. STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_144286808188248.xml FORM 4 X0306 4 2015-09-19 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001334739 Shamber Mark C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 SVP, CFO & Treasurer Common Stock 2015-09-19 4 M 0 1028 0 A 8026 D Common Stock 2015-09-19 4 F 0 351 50.66 D 7675 D Common Stock 4182 I See footnote Restricted Stock Unit 2015-09-19 4 M 0 1028 0 D Common Stock 1028.0 4452 D Restricted Stock Unit 2015-09-19 4 D 0 343 0 D Common Stock 343.0 4109 D Phantom Stock 0.0 2015-09-19 4 A 0 343 0 A Common Stock 343.0 25203 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 19, 2015, 1,371 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 25% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 351 shares on that date to satisfy certain tax withholding obligations in connection with this vesting. Includes 2,378 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 1,804 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 18, 2015. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. Lisa N'Chonon, Power-of-Attorney, in fact 2015-09-21