0001020859-13-000129.txt : 20130916 0001020859-13-000129.hdr.sgml : 20130916 20130916161842 ACCESSION NUMBER: 0001020859-13-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130912 FILED AS OF DATE: 20130916 DATE AS OF CHANGE: 20130916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shamber Mark CENTRAL INDEX KEY: 0001334739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 131099078 MAIL ADDRESS: STREET 1: C/O UNITED NATURAL FOODS, INC. STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_137936271121586.xml FORM 4 X0306 4 2013-09-12 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001334739 Shamber Mark C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 SVP, Chief Financial Officer Common Stock 2013-09-12 4 M 0 1250 0 A 22147 D Common Stock 2013-09-12 4 F 0 447 59.97 D 21700 D Common Stock 2013-09-13 4 M 0 980 0 A 22680 D Common Stock 2013-09-13 4 F 0 327 67.73 D 22353 D Common Stock 4029 I See footnote Restricted Stock Unit 2013-09-12 4 M 0 1250 0 D Common Stock 1250.0 6250 D Restricted Stock Unit 2013-09-12 4 D 0 1250 0 D Common Stock 1250.0 5000 D Phantom Stock 0.0 2013-09-12 4 A 0 1250 0 A Common Stock 1250.0 19903 D Restricted Stock Unit 0.0 2013-09-13 4 M 0 980 0 D Common Stock 980.0 2940 D On September 12, 2013, 2,500 shares of Company's restricted stock units vested. Of these shares, the reporting person had previously elected to defer 1,250 shares to the Company's Deferred Compensation Plan. The Company retained 447 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 13, 2013, 980 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 327 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 2,293 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 1,736 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 12, 2013. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. Lisa N'Chonon, Power-of-Attorney, in-fact 2013-09-16