0001020859-13-000125.txt : 20130916 0001020859-13-000125.hdr.sgml : 20130916 20130916161347 ACCESSION NUMBER: 0001020859-13-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130402 FILED AS OF DATE: 20130916 DATE AS OF CHANGE: 20130916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARKER GORDON D CENTRAL INDEX KEY: 0001240660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 131099019 4 1 wf-form4_137936241615061.xml FORM 4 X0306 4 2013-04-02 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001240660 BARKER GORDON D C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 1 0 0 0 Common Stock 2013-04-02 4 M 0 2333 0 A 2333 D Common Stock 2013-04-02 4 M 0 1167 0 A 3500 D Common Stock 2013-04-02 4 S 0 3500 48.05 D 0 D Employee Stock Option (right to buy) 37.82 2013-04-02 4 M 0 2333 0 D 2021-09-12 Common Stock 2333.0 1167 D Employee Stock Option (right to buy) 33.9 2013-04-02 4 M 0 1167 0 D 2020-09-10 Common Stock 1167.0 0 D Restricted Stock Unit 2013-09-12 4 D 0 2000 0 D Common Stock 2000.0 0 D Phantom Stock 0.0 2013-09-12 4 A 0 2000 0 A Common Stock 2000.0 32827 D Restricted Stock Unit 0.0 2013-09-13 4 D 0 1666 0 D Common Stock 1666.0 1667 D Phantom Stock 0.0 2013-09-13 4 A 0 1666 0 A Common Stock 1666.0 34493 D United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest 1/3 immediately, with the remaining 2/3 vesting in two equal annual installments beginning on the first anniversary of the date of grant. On September 12, 2013, 2,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan. On September 13, 2013, 1,666 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan. Lisa N'Chonon, Power-of-Attorney, in-fact 2013-09-16