0001020859-13-000089.txt : 20130912
0001020859-13-000089.hdr.sgml : 20130912
20130912205409
ACCESSION NUMBER: 0001020859-13-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130910
FILED AS OF DATE: 20130912
DATE AS OF CHANGE: 20130912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC
CENTRAL INDEX KEY: 0001020859
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141]
IRS NUMBER: 050376157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
BUSINESS PHONE: 401-528-8634
MAIL ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRILLEA THOMAS JOHN
CENTRAL INDEX KEY: 0001502117
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15723
FILM NUMBER: 131095163
MAIL ADDRESS:
STREET 1: 86 LINDEN AVE
CITY: BETHPAGE
STATE: NY
ZIP: 11714
4
1
wf-form4_137903363713002.xml
FORM 4
X0306
4
2013-09-10
0
0001020859
UNITED NATURAL FOODS INC
UNFI
0001502117
GRILLEA THOMAS JOHN
C/O UNITED NATURAL FOODS, INC.
313 IRON HORSE WAY
PROVIDENCE
RI
02908
0
1
0
0
Divisional President
Common Stock
2013-09-10
4
M
0
1835
0
A
1835
D
Common Stock
2013-09-10
4
F
0
679
59.59
D
1156
D
Common Stock
2013-09-10
4
A
0
1565
0
A
2721
D
Common Stock
2013-09-10
4
F
0
579
60.31
D
2142
D
Common Stock
2013-09-11
4
M
0
2559
0
A
4701
D
Common Stock
2013-09-11
4
F
0
947
58.81
D
3754
D
Common Stock
1428
I
See footnote
Restricted Stock Unit
0.0
2013-09-10
4
M
0
1835
0
D
Common Stock
1835.0
1835
D
Restricted Stock Unit
0.0
2013-09-11
4
M
0
2559
0
D
Common Stock
2559.0
0
D
On September 10, 2013, 1,835 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. Of these shares, the Company withheld 679 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
On September 10, 2013, the Compensation Committee of the Board of Directors of United Natural Foods, Inc. (the "Company") reviewed the Company's total shareholder return versus a peer group and return on invested capital for fiscal 2013 (the "Performance Period") in comparison to performance targets with respect to performance units awarded to the reporting person on September 12, 2011. After reviewing the Company's financial performance in comparison to the performance targets, the Compensation Committee approved the vesting of 1,565 performance units and the resulting issuance of 1,565 shares of the Company's Common Stock to the reporting person, both of which were effective as of the last day of the Performance Period.
Following the Compensation Committee's determination regarding the vesting of the performance units described in footnote 2, the Company retained 579 of the shares issuable to the reporting person to satisfy the related tax withholding obligations based on the Company's closing stock price on the last day of the Performance Period.
On September 11, 2013, 2,559 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 947 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Includes 1,011 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 417 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 9, 2013.
Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.
Lisa N'Chonon, Power-of-Attorney, in-fact
2013-09-12