0001020859-13-000089.txt : 20130912 0001020859-13-000089.hdr.sgml : 20130912 20130912205409 ACCESSION NUMBER: 0001020859-13-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130910 FILED AS OF DATE: 20130912 DATE AS OF CHANGE: 20130912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRILLEA THOMAS JOHN CENTRAL INDEX KEY: 0001502117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 131095163 MAIL ADDRESS: STREET 1: 86 LINDEN AVE CITY: BETHPAGE STATE: NY ZIP: 11714 4 1 wf-form4_137903363713002.xml FORM 4 X0306 4 2013-09-10 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001502117 GRILLEA THOMAS JOHN C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 Divisional President Common Stock 2013-09-10 4 M 0 1835 0 A 1835 D Common Stock 2013-09-10 4 F 0 679 59.59 D 1156 D Common Stock 2013-09-10 4 A 0 1565 0 A 2721 D Common Stock 2013-09-10 4 F 0 579 60.31 D 2142 D Common Stock 2013-09-11 4 M 0 2559 0 A 4701 D Common Stock 2013-09-11 4 F 0 947 58.81 D 3754 D Common Stock 1428 I See footnote Restricted Stock Unit 0.0 2013-09-10 4 M 0 1835 0 D Common Stock 1835.0 1835 D Restricted Stock Unit 0.0 2013-09-11 4 M 0 2559 0 D Common Stock 2559.0 0 D On September 10, 2013, 1,835 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. Of these shares, the Company withheld 679 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 10, 2013, the Compensation Committee of the Board of Directors of United Natural Foods, Inc. (the "Company") reviewed the Company's total shareholder return versus a peer group and return on invested capital for fiscal 2013 (the "Performance Period") in comparison to performance targets with respect to performance units awarded to the reporting person on September 12, 2011. After reviewing the Company's financial performance in comparison to the performance targets, the Compensation Committee approved the vesting of 1,565 performance units and the resulting issuance of 1,565 shares of the Company's Common Stock to the reporting person, both of which were effective as of the last day of the Performance Period. Following the Compensation Committee's determination regarding the vesting of the performance units described in footnote 2, the Company retained 579 of the shares issuable to the reporting person to satisfy the related tax withholding obligations based on the Company's closing stock price on the last day of the Performance Period. On September 11, 2013, 2,559 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 947 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 1,011 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 417 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 9, 2013. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. Lisa N'Chonon, Power-of-Attorney, in-fact 2013-09-12