-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ORzTDZv/eAucPZ4fsVobnQuB6NeAm7Zx45+7+7p99HkcKMLmAkkOHGf5VyG9JxGG 7Qak7g3tQ065lR6qpAqmbg== 0000927016-97-000247.txt : 19970221 0000927016-97-000247.hdr.sgml : 19970221 ACCESSION NUMBER: 0000927016-97-000247 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48855 FILM NUMBER: 97522779 BUSINESS ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: PO BOX 999 STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CLOUTIER NORMAN A CENTRAL INDEX KEY: 0001031788 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O UNITED NATURAL FOODS INC STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 BUSINESS PHONE: 8607792800 MAIL ADDRESS: STREET 1: C/O UNITED NATURAL FOODS INC STREET 2: 260 LAKE RD CITY: DAYVILLE STATE: CT ZIP: 06241 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _____________________ SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. __) United Natural Foods, Inc. -------------------------- (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 911163 10 3 ----------- (CUSIP Number) SCHEDULE 13G CUSIP No. 911163 10 3 Page 2 of 7 ----------- ____________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons Norman A. Cloutier ###-##-#### ____________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group - Not Applicable ____________________________________________________________________________ 3. SEC Use Only ____________________________________________________________________________ 4. Citizenship or Place of Organization United States of America ____________________________________________________________________________ Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power 3,391,029 shares (Includes 146,933 shares issuable within 60 days of December 31, 1996 upon the exercise of vested stock options. Also includes 30,996 shares held by the United Natural Foods, Inc. Employee Stock Ownership Trust and allocated to Mr. Cloutier's account under the Employee Stock Ownership Plan. Mr. Cloutier has voting control over these shares.) ____________________________________________________________________________ 6. Shared Voting Power 0 Shares CUSIP No. 911163 10 3 Page 3 of 7 ----------- ____________________________________________________________________________ 7. Sole Dispositive Power 3,360,033 shares (includes 146,933 shares issuable within 60 days of December 31, 1996 upon the exercise of vested stock options) ____________________________________________________________________________ 8. Shared Dispositive Power 0 Shares ____________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 3,391,029 shares (Includes 146,933 shares issuable within 60 days of December 31, 1996 upon the exercise of vested stock options. Also includes 30,996 shares held by the United Natural Foods, Inc. Employee Stock Ownership Trust and allocated to Mr. Cloutier's account under the Employee Stock Ownership Plan.) ____________________________________________________________________________ 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable ____________________________________________________________________________ 11. Percent of Class Represented by Amount in Row 9. 27.1% ____________________________________________________________________________ 12. Type of Reporting Person. IN ____________________________________________________________________________ CUSIP No. 911163 10 3 Page 4 of 7 ----------- SCHEDULE 13G Item 1(a). Name of Issuer: - --------------------------- United Natural Foods, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: - ------------------------------------------------------------ 260 Lake Road Dayville, Connecticut 06241 Item 2(a). Name of Person Filing: - ---------------------------------- Norman A. Cloutier Item 2(b). Address of Principal Business Office or, if None, Residence: - ------------------------------------------------- c/o United Natural Foods, Inc. 260 Lake Road Dayville, Connecticut 06241 Item 2(c). Citizenship: - ------------------------ United States of America Item 2(d). Title of Class of Securities: - ----------------------------------------- Common Stock, $.01 par value per share Item 2(e). CUSIP Number: - ------------------------- 911163 10 3 CUSIP No. 911163 10 3 Page 5 of 7 ----------- Item 3: - ------- Not Applicable Item 4. Ownership: - ------------------- (a) Amount Beneficially Owned: 3,391,029 shares (Includes 146,933 shares issuable within 60 days of December 31, 1996 upon the exercise of vested stock options. Also includes 30,996 shares held by the United Natural Foods, Inc. Employee Stock Ownership Trust and allocated to Mr. Cloutier's account under the Employee Stock Ownership Plan.) (b) Percent of Class: 27.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,391,029 shares (Includes 146,933 shares issuable within 60 days of December 31, 1996 upon the exercise of vested stock options. Also includes 30,996 shares held by the United Natural Foods, Inc. Employee Stock Ownership Trust and allocated to Mr. Cloutier's account under the Employee Stock Ownership Plan. Mr. Cloutier has voting control over these shares.); (ii) shared power to vote or to direct the vote: 0 Shares; (iii) sole power to dispose or to direct the disposition of: 3,360,033 shares (includes 146,933 shares issuable within 60 days of December 31, 1996 upon the exercise of vested stock options); (iv) shared power to dispose or to direct the disposition of: 0 Shares. CUSIP No. 911163 10 3 Page 6 of 7 ----------- Item 5. Ownership of Five Percent or Less of a Class: - ------------------------------------------------------ Not Applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - ------------------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported by the Parent Holding Company: - ----------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: - -------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: - ---------------------------------------- Not Applicable Item 10. Certification: - ------------------------ Not Applicable CUSIP No. 911163 10 3 Page 7 of 7 ----------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1997 ---------------------------------- Date /s/ Norman A. Cloutier ------------------------------- Norman A. Cloutier Chief Executive Officer and a Director of the Issuer -----END PRIVACY-ENHANCED MESSAGE-----